Form 8-K - Current report
05 Agosto 2024 - 1:18PM
Edgar (US Regulatory)
false
0001372299
0001372299
2024-08-05
2024-08-05
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
August 5, 2024
OCUGEN,
INC.
(Exact Name of Registrant as Specified in its
Charter)
Delaware |
|
001-36751 |
|
04-3522315 |
(State
or Other Jurisdiction of
Incorporation) |
|
(Commission
File
Number) |
|
(I.R.S.
Employer
Identification
Number) |
11
Great Valley Parkway
Malvern,
Pennsylvania 19355
(484)
328-4701
(Addresses, including zip code, and telephone numbers,
including area code, of principal executive offices)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, $0.01 par value per share |
|
OCGN |
|
The
Nasdaq Stock Market LLC
(The Nasdaq Capital Market) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01.
Other Events.
On August 5, 2024, Ocugen, Inc. issued a press
release announcing that it has received notification from the U.S. Food and Drug Administration to begin its expanded access program for
the treatment of adult patients, aged 18 and older, with retinitis pigmentosa with OCU400. A copy of the press releases is filed as Exhibits
99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibits are being filed herewith:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 5, 2024
|
OCUGEN, INC. |
|
|
|
By: |
/s/ Shankar Musunuri |
|
|
Name: Shankar Musunuri |
|
|
Title: Chairman, Chief Executive Officer, & Co-Founder |
Exhibit 99.1
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 1 of 6
Ocugen, Inc. Announces FDA Approval of Expanded
Access Program for Patients with Retinitis
Pigmentosa
Your publication date and time will appear here.
| Source: Ocugen
MALVERN, Pa., Aug. 04, 2024 (GLOBE NEWSWIRE) -- Ocugen, Inc.
(“Ocugen” or the “Company”) (NASDAQ: OCGN), a biotechnology
company focused on discovering, developing, and commercializing
novel gene and cell therapies and vaccines, today announced that it
has received notification from FDA to begin its expanded access
program (EAP) for the treatment of adult patients, aged 18 and older,
with retinitis pigmentosa (RP) with OCU400—a modifier gene therapy
product candidate.
“Each clinical milestone achieved by OCU400 brings us closer to
providing a potential one-time treatment for life to patients living with
RP,” said Dr. Shankar Musunuri, Chairman, CEO, and Co-founder of
Ocugen. “With positive Phase 1/2 study data and an ongoing Phase 3
liMeliGhT (pronounced “limelight”) clinical trial, we now plan to work
with clinicians, patients, and the RP community to provide access to
OCU400 for eligible patients through our EAP. The EAP strengthens
our commitment to serving RP patients—300,000 in the U.S. and
Europe and 1.6 million globally.” |
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 2 of 6
EAP allows patients who have unmet medical needs with serious or
life-threatening conditions to access treatments outside of a clinical
trial that are not yet approved by the FDA.
The OCU400 EAP is available for patients with early, intermediate to
advanced RP with at least minimal retinal preservation who may
benefit from the mechanism of action of OCU400 prior to approval of
the Biologics License Application (BLA). Ocugen is actively dosing
patients in the Phase 3 liMeliGhT clinical trial.
“RP patients with mutations in multiple genes currently have no
therapeutic options. As a retinal surgeon, I am encouraged by the
therapeutic potential of OCU400 to provide long-term benefit,” said
Lejla Vajzovic, MD, FASRS, Director, Duke Surgical Vitreoretinal
Fellowship Program, Associate Professor of Ophthalmology with
Tenure, Adult and Pediatric Vitreoretinal Surgery and Disease, Duke
University Eye Center, and Retina Scientific Advisory Board Chair of
Ocugen. “The OCU400 EAP gives RP patients access to this novel
modifier gene therapy outside of the ongoing Phase 3 study.”
“We are pleased to make OCU400 available to patients beyond our
Phase 3 liMeliGhT clinical trial through this EAP,” said Dr. Huma
Qamar, Ocugen’s Chief Medical Officer. "We are excited to expand our
enrollment to include patients representing a diverse array of RP gene
mutations. This program reflects our ongoing commitment to develop
a safe and effective therapy for RP patients who may not have other
treatment options.”
Ocugen previously announced that OCU400 has received orphan drug
and Regenerative Medicine Advanced Therapy (RMAT) designations
from FDA and that the European Medicines Agency (EMA) accepted
the U.S.-based trial for submission of a Marketing Authorization
Application (MAA). With the dosing of patients in the Phase 3 clinical
trial program underway, OCU400 remains on track for targeted BLA
and MAA approval in 2026.
Share |
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 3 of 6
About OCU400 EAP
The OCU400 EAP is a U.S.-only protocol for (1) eligible adult RP
patients, 18 years and older, with early, intermediate to advanced
disease with at least minimal retinal preservation, (2) patients who
participated in the OCU400 Phase 1/2 study and who qualify for dosing
in the contralateral eye, (3) patients who failed to meet inclusion
criteria in the Phase 1/2 trial and ongoing Phase 3 liMeliGhT clinical
trial who could benefit from OCU400, and (4) RP patients who can
benefit from the mechanism of action of OCU400 prior to BLA
approval.
Additional information on the OCU400 EAP will be available on
www.clinicaltrials.gov.
About OCU400 Phase 3 (liMeliGhT) for RP
The Phase 3 liMeliGhT clinical trial, with a duration of one year, will
have a sample size of 150 participants. One arm will include 75
participants with RHO gene mutations, and the other arm will include
75 participants who have mutations in other genes. Within each arm,
participants will be randomized 2:1 to the treatment group (2.5 x10
vector genomes/eye of OCU400) and untreated control group,
respectively. Patients eight years of age and older with early to late-stage RP are being recruited to participate in the liMeliGhT study.
About OCU400
OCU400 is the Company’s modifier gene therapy product based on a
nuclear hormone receptor (NHR) gene called NR2E3. This gene
regulates diverse physiological functions within the retina, such as
photoreceptor development and maintenance, metabolism,
phototransduction, inflammation, and cell survival. Retinal cells in RP
patients have a dysfunctional gene network, and OCU400 resets this
network to reestablish a healthy cellular homeostasis—which has the
potential to improve vision in patients with RP.
10 |
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 4 of 6
About Modifier Gene Therapy
Modifier gene therapy is designed to fulfill unmet medical needs
related to retinal diseases, including IRDs, such as RP, Leber
congenital amaurosis (LCA) and Stargardt disease, as well as
multifactorial diseases like dry age-related macular degeneration
(dAMD). Our modifier gene therapy platform is based on the use of
NHRs, master gene regulators, which have the potential to restore
homeostasis — the basic biological processes in the retina. Unlike
single-gene replacement therapies, which only target one genetic
mutation, we believe that our modifier gene therapy platform, through
its use of NHRs, represents a novel approach that has the potential to
address multiple retinal diseases caused by mutations in multiple
genes with one product, and to address complex diseases that are
potentially caused by imbalances in multiple gene networks.
Currently, Ocugen has three modifier gene therapy programs in the
clinic: OCU400, OCU410, and OCU410ST. In addition to the OCU400
Phase 3 liMeliGhT clinical trial, the OCU410 Phase 1/2 ArMaDa clinical
trial for geographic atrophy (GA) secondary to dAMD and the
OCU410ST Phase 1/2 GARDian clinical trial for Stargardt disease are
currently underway. GA affects approximately two to three million
people in the U.S. and EU combined and Stargardt disease affects
nearly 100,000 people in the U.S. and EU combined.
About Ocugen, Inc.
Ocugen, Inc. is a biotechnology company focused on discovering,
developing, and commercializing novel gene and cell therapies and
vaccines that improve health and offer hope for patients across the
globe. We are making an impact on patients’ lives through courageous
innovation—forging new scientific paths that harness our unique
intellectual and human capital. Our breakthrough modifier gene
therapy platform has the potential to treat multiple retinal diseases
with a single product, and we are advancing research in infectious |
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 5 of 6
diseases to support public health and orthopedic diseases to address
unmet medical needs. Discover more at www.ocugen.com and follow
us on X and LinkedIn.
Cautionary Note on Forward-Looking Statements
This press release contains forward-looking statements within the
meaning of The Private Securities Litigation Reform Act of 1995,
including, but not limited to, statements regarding qualitative
assessments of available data, potential benefits, expectations for
ongoing clinical trials, anticipated regulatory filings and anticipated
development timelines, which are subject to risks and uncertainties.
We may, in some cases, use terms such as “predicts,” “believes,”
“potential,” “proposed,” “continue,” “estimates,” “anticipates,”
“expects,” “plans,” “intends,” “may,” “could,” “might,” “will,” “should,” or
other words that convey uncertainty of future events or outcomes to
identify these forward-looking statements. Such statements are
subject to numerous important factors, risks, and uncertainties that
may cause actual events or results to differ materially from our
current expectations, including, but not limited to, the risks that
preliminary, interim and top-line clinical trial results may not be
indicative of, and may differ from, final clinical data; that unfavorable
new clinical trial data may emerge in ongoing clinical trials or
through further analyses of existing clinical trial data; that earlier
non-clinical and clinical data and testing of may not be predictive of
the results or success of later clinical trials; and that that clinical trial
data are subject to differing interpretations and assessments,
including by regulatory authorities. These and other risks and
uncertainties are more fully described in our periodic filings with the
Securities and Exchange Commission (SEC), including the risk factors
described in the section entitled “Risk Factors” in the quarterly and
annual reports that we file with the SEC. Any forward-looking
statements that we make in this press release speak only as of the
date of this press release. Except as required by law, we assume no |
| Web 8/4/24, 1:09 PM
https://distribute.notified.com/Preview/PnrArticlePreview?r=7184972&l=eng Page 6 of 6
Tags
obligation to update forward-looking statements contained in this
press release whether as a result of new information, future events, or
otherwise, after the date of this press release.
Contact:
Tiffany Hamilton
Head of Corporate Communications
Tiffany.Hamilton@ocugen.com
biotechnology gene therapy ophthalmology |
v3.24.2.u1
X |
- DefinitionBoolean flag that is true when the XBRL content amends previously-filed or accepted submission.
+ References
+ Details
Name: |
dei_AmendmentFlag |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionFor the EDGAR submission types of Form 8-K: the date of the report, the date of the earliest event reported; for the EDGAR submission types of Form N-1A: the filing date; for all other submission types: the end of the reporting or transition period. The format of the date is YYYY-MM-DD.
+ References
+ Details
Name: |
dei_DocumentPeriodEndDate |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:dateItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionThe type of document being provided (such as 10-K, 10-Q, 485BPOS, etc). The document type is limited to the same value as the supporting SEC submission type, or the word 'Other'.
+ References
+ Details
Name: |
dei_DocumentType |
Namespace Prefix: |
dei_ |
Data Type: |
dei:submissionTypeItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionAddress Line 1 such as Attn, Building Name, Street Name
+ References
+ Details
Name: |
dei_EntityAddressAddressLine1 |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:normalizedStringItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- Definition
+ References
+ Details
Name: |
dei_EntityAddressCityOrTown |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:normalizedStringItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionCode for the postal or zip code
+ References
+ Details
Name: |
dei_EntityAddressPostalZipCode |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:normalizedStringItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionName of the state or province.
+ References
+ Details
Name: |
dei_EntityAddressStateOrProvince |
Namespace Prefix: |
dei_ |
Data Type: |
dei:stateOrProvinceItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionA unique 10-digit SEC-issued value to identify entities that have filed disclosures with the SEC. It is commonly abbreviated as CIK.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection b-2
+ Details
Name: |
dei_EntityCentralIndexKey |
Namespace Prefix: |
dei_ |
Data Type: |
dei:centralIndexKeyItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionIndicate if registrant meets the emerging growth company criteria.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection b-2
+ Details
Name: |
dei_EntityEmergingGrowthCompany |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionCommission file number. The field allows up to 17 characters. The prefix may contain 1-3 digits, the sequence number may contain 1-8 digits, the optional suffix may contain 1-4 characters, and the fields are separated with a hyphen.
+ References
+ Details
Name: |
dei_EntityFileNumber |
Namespace Prefix: |
dei_ |
Data Type: |
dei:fileNumberItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionTwo-character EDGAR code representing the state or country of incorporation.
+ References
+ Details
Name: |
dei_EntityIncorporationStateCountryCode |
Namespace Prefix: |
dei_ |
Data Type: |
dei:edgarStateCountryItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionThe exact name of the entity filing the report as specified in its charter, which is required by forms filed with the SEC.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection b-2
+ Details
Name: |
dei_EntityRegistrantName |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:normalizedStringItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionThe Tax Identification Number (TIN), also known as an Employer Identification Number (EIN), is a unique 9-digit value assigned by the IRS.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection b-2
+ Details
Name: |
dei_EntityTaxIdentificationNumber |
Namespace Prefix: |
dei_ |
Data Type: |
dei:employerIdItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionLocal phone number for entity.
+ References
+ Details
Name: |
dei_LocalPhoneNumber |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:normalizedStringItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionBoolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 13e -Subsection 4c
+ Details
Name: |
dei_PreCommencementIssuerTenderOffer |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionBoolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 14d -Subsection 2b
+ Details
Name: |
dei_PreCommencementTenderOffer |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionTitle of a 12(b) registered security.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection b
+ Details
Name: |
dei_Security12bTitle |
Namespace Prefix: |
dei_ |
Data Type: |
dei:securityTitleItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionName of the Exchange on which a security is registered.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Number 240 -Section 12 -Subsection d1-1
+ Details
Name: |
dei_SecurityExchangeName |
Namespace Prefix: |
dei_ |
Data Type: |
dei:edgarExchangeCodeItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionBoolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as soliciting material pursuant to Rule 14a-12 under the Exchange Act.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Exchange Act -Section 14a -Number 240 -Subsection 12
+ Details
Name: |
dei_SolicitingMaterial |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionTrading symbol of an instrument as listed on an exchange.
+ References
+ Details
Name: |
dei_TradingSymbol |
Namespace Prefix: |
dei_ |
Data Type: |
dei:tradingSymbolItemType |
Balance Type: |
na |
Period Type: |
duration |
|
X |
- DefinitionBoolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as written communications pursuant to Rule 425 under the Securities Act.
+ ReferencesReference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Securities Act -Number 230 -Section 425
+ Details
Name: |
dei_WrittenCommunications |
Namespace Prefix: |
dei_ |
Data Type: |
xbrli:booleanItemType |
Balance Type: |
na |
Period Type: |
duration |
|
Grafico Azioni Ocugen (NASDAQ:OCGN)
Storico
Da Gen 2025 a Feb 2025
Grafico Azioni Ocugen (NASDAQ:OCGN)
Storico
Da Feb 2024 a Feb 2025