- Initial Statement of Beneficial Ownership (3)
23 Aprile 2010 - 4:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Malibu Partner LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/13/2010
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3. Issuer Name
and
Ticker or Trading Symbol
North Asia Investment CORP [NHR]
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(Last)
(First)
(Middle)
15332 ANTIOCH STREET, #528
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
PACIFIC PALISADES, CA 90272
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.0001
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558881
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I
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By Malibu Partners, LLC
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option (right to buy)
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4/13/2010
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(3)
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Common Stock, par value $0.0001
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619100
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(4)
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I
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By Malibu Capital Partners, LLC
(2)
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Option (right to buy)
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4/13/2010
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(5)
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Common Stock, par value $0.0001
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474924
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(4)
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I
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By Malibu Capital Partners, LLC
(2)
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Explanation of Responses:
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(
1)
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These securities are held directly by Malibu Partners, LLC, a California limited liability company ("Malibu Partners").
Kenneth J. Abdalla is the managing member of Malibu Partners. All of the Reporting Persons (other than Malibu Partners)
disclaim beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any, and
this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities for
purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
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(
2)
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These securities are held directly by Malibu Capital Partners, LLC, a California limited liability company ("Malibu
Capital"). Mr. Abdalla is the managing member of Malibu Capital. All of the Reporting Persons (other than Malibu Capital)
disclaim beneficial ownership of these securities, except to the extent of their pecuniary interest therein, if any, and
this report shall not be deemed an admission that any such person or entity is the beneficial owner of such securities for
purposes of Section 16 of the Exchange Act or for any other purpose.
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(
3)
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The earlier to occur of: (i) the day on which the Issuer liquidates its trust account or (ii) the unilateral decision of
Malibu Capital to terminate the option.
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(
4)
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That certain pro rata portion of the Issuer's trust account per share due its public stockholders as set forth in the
Issuer's final definitive proxy statement filed with the U.S. Securities and Exchange Commission in connection with the
proposed business combination.
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(
5)
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The earliest to occur of: (i) the day on which the issuer liquidates its trust account, (ii) the unilateral decision of
Malibu Capital to terminate the option, (iii) the unilateral decision of the option seller to terminate the option at any
time during the 48 hour period prior to the vote of the Issuer's stockholders on the proposed business combination and (iv)
the exercise by Malibu Capital of its right to cause the seller of the option to sell its shares in the open market.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Malibu Partner LLC
15332 ANTIOCH STREET
#528
PACIFIC PALISADES, CA 90272
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X
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Signatures
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/s/ Kenneth J. Abdalla, For himself and as managing member of Malibu Partners and Malibu Capital
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4/23/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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