Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any |
549300JTJBG2QBI8KD48 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
The Standard Bank of South Africa Limited |
ii. LEI, if any |
QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
Ceskoslovenska obchodni banka, a. s. |
ii. LEI, if any |
Q5BP2UEQ48R75BOTCB92 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
UniCredit Bank Hungary Zrt. |
ii. LEI, if any |
Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any |
549300242J3IJCOSGI49 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex |
ii. LEI, if any |
2SFFM4FUIE05S37WFU55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
Standard Chartered Bank (Hong Kong) Limited |
ii. LEI, if any |
X5AV1MBDXGRPX5UGMX13 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
Euroclear Bank |
ii. LEI, if any |
549300OZ46BRLZ8Y6F65 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
Stanbic IBTC Bank PLC |
ii. LEI, if any |
549300NIVXF92ZIOVW61 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NIGERIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
Citibank, National Association (Cairo, Cairo, EG, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
Itau CorpBanca |
ii. LEI, if any |
549300DDPTTIZ06NIV06 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
HSBC Bank (China) Company Limited |
ii. LEI, if any |
2CZOJRADNJXBLT55G526 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
Standard Chartered Bank (Thai) Public Company Limited |
ii. LEI, if any |
549300O1LQYCQ7G1IM57 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
Citibank del Peru S.A. |
ii. LEI, if any |
MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) |
ii. LEI, if any |
N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ROMANIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Privredna Banka Zagreb - Dionicko Drustvo |
ii. LEI, if any |
549300ZHFZ4CSK7VS460 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CROATIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
The Hongkong And Shanghai Banking Corporation Limited |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) |
ii. LEI, if any |
579100KKDGKCFFKKF005 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ARGENTINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name |
Citibank, Anonim Sirketi |
ii. LEI, if any |
CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name |
Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
X
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name |
Bank Hapoalim B.M. |
ii. LEI, if any |
B6ARUI4946ST4S7WOU88 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
| X
Committed
Uncommitted
|
ii. What size is the line of credit?
|
200,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
Bank of America, N.A. |
Line Institutions Record:
2 |
Name of institution |
MORGAN STANLEY BANK, N.A. |
Line Institutions Record:
3 |
Name of institution |
JPMorgan Chase Bank, N.A. |
Line Institutions Record:
4 |
Name of institution |
Citibank, N.A. |
Line Institutions Record:
5 |
Name of institution |
The Bank of Nova Scotia |
Line Institutions Record:
6 |
Name of institution |
Goldman Sachs Bank USA |
Line Institutions Record:
7 |
Name of institution |
CREDIT SUISSE AG |
Line Institutions Record:
8 |
Name of institution |
WELLS FARGO BANK, N.A. |
Line Institutions Record:
9 |
Name of institution |
Barclays Bank PLC |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
X
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
|
Shared Credit Users Record:
1 |
Name of fund |
SPDR Bloomberg Barclays International Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
2 |
Name of fund |
SPDR MSCI Emerging Markets StrategicFactors ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
3 |
Name of fund |
Blackstone/GSO Senior Loan Portfolio |
SEC File number(
e.g., 811-
)
|
811-22705 |
Shared Credit Users Record:
4 |
Name of fund |
SPDR Portfolio High Yield Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
5 |
Name of fund |
GE RSP U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-01494 |
Shared Credit Users Record:
6 |
Name of fund |
State Street Income V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
7 |
Name of fund |
SPDR Portfolio Intermediate Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
8 |
Name of fund |
State Street Target Retirement 2045 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
9 |
Name of fund |
SPDR Portfolio Emerging Markets ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
10 |
Name of fund |
SPDR Bloomberg Barclays Convertible Securities ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
11 |
Name of fund |
SPDR Blackstone/GSO Senior Loan ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
12 |
Name of fund |
SPDR DoubleLine Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
13 |
Name of fund |
State Street Emerging Markets Equity Index Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
14 |
Name of fund |
SPDR Portfolio Aggregate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
15 |
Name of fund |
SPDR FTSE International Government Inflation-Protected Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
16 |
Name of fund |
State Street Active Core Bond Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
17 |
Name of fund |
State Street Global Equity ex-U.S. Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
18 |
Name of fund |
State Street International Developed Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09599 |
Shared Credit Users Record:
19 |
Name of fund |
State Street S&P 500 Index V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
20 |
Name of fund |
SPDR DoubleLine Short Duration Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
21 |
Name of fund |
Elfun International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05216 |
Shared Credit Users Record:
22 |
Name of fund |
State Street Institutional Small-Cap Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
23 |
Name of fund |
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
24 |
Name of fund |
SPDR Bloomberg Barclays Short Term High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
25 |
Name of fund |
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
26 |
Name of fund |
State Street International Value Spotlight Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
27 |
Name of fund |
Elfun Tax Exempt Income Fund |
SEC File number(
e.g., 811-
)
|
811-02735 |
Shared Credit Users Record:
28 |
Name of fund |
SPDR Portfolio Long Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
29 |
Name of fund |
SPDR Portfolio Mortgage Backed Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
30 |
Name of fund |
State Street U.S. Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
31 |
Name of fund |
State Street Target Retirement 2020 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
32 |
Name of fund |
Elfun Trusts |
SEC File number(
e.g., 811-
)
|
811-00483 |
Shared Credit Users Record:
33 |
Name of fund |
State Street Institutional U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
34 |
Name of fund |
SPDR MSCI ACWI ex-US ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
35 |
Name of fund |
SPDR MSCI ACWI Low Carbon Target ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
36 |
Name of fund |
SPDR DoubleLine Emerging Markets Fixed Income ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
37 |
Name of fund |
Elfun Diversified Fund |
SEC File number(
e.g., 811-
)
|
811-05324 |
Shared Credit Users Record:
38 |
Name of fund |
State Street Dynamic Small Cap Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
39 |
Name of fund |
State Street Target Retirement 2055 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
40 |
Name of fund |
State Street Aggregate Bond Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
41 |
Name of fund |
State Street Target Retirement Income Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
42 |
Name of fund |
State Street International Stock Selection Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
43 |
Name of fund |
SPDR Portfolio Short Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
44 |
Name of fund |
SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
45 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
46 |
Name of fund |
SPDR S&P International Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
47 |
Name of fund |
State Street Disciplined Global Equity Portfolio |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
48 |
Name of fund |
SPDR SSGA Ultra Short Term Bond ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
49 |
Name of fund |
State Street Target Retirement 2015 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
50 |
Name of fund |
Elfun Income Fund |
SEC File number(
e.g., 811-
)
|
811-03715 |
Shared Credit Users Record:
51 |
Name of fund |
State Street Target Retirement 2050 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
52 |
Name of fund |
State Street Target Retirement 2035 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
53 |
Name of fund |
State Street Equity 500 Index II Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
54 |
Name of fund |
SPDR S&P International Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
55 |
Name of fund |
State Street Defensive Emerging Markets Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
56 |
Name of fund |
State Street Institutional International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
57 |
Name of fund |
State Street Target Retirement 2030 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
58 |
Name of fund |
State Street Target Retirement 2060 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
59 |
Name of fund |
State Street Institutional Premier Growth Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
60 |
Name of fund |
State Street Premier Growth Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
61 |
Name of fund |
SPDR S&P Emerging Markets Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
62 |
Name of fund |
State Street Total Return V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
63 |
Name of fund |
SPDR Portfolio Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
64 |
Name of fund |
State Street Target Retirement 2025 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
65 |
Name of fund |
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
66 |
Name of fund |
SPDR Bloomberg Barclays High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
67 |
Name of fund |
State Street Small/Mid Cap Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
68 |
Name of fund |
State Street Real Estate Securities V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
69 |
Name of fund |
SPDR S&P Emerging Markets Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
70 |
Name of fund |
State Street Small-Cap Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
71 |
Name of fund |
SPDR Bloomberg Barclays International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
72 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
73 |
Name of fund |
State Street Target Retirement 2040 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
74 |
Name of fund |
GE RSP Income Fund |
SEC File number(
e.g., 811-
)
|
811-21435 |
Shared Credit Users Record:
75 |
Name of fund |
SPDR S&P Emerging Asia Pacific ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
v. Did the Fund draw on the line of credit this
period?
|
Yes
X
No
|
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
Standard Chartered Bank (Hong Kong) Limited |
ii. LEI, if any |
X5AV1MBDXGRPX5UGMX13 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Skandinaviska Enskilda Banken A/S |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
The Standard Bank of South Africa Limited |
ii. LEI, if any |
QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
BNP Paribas Securities Services (Athens, Attica, GR, Branch) |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
X
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
UBS Switzerland AG |
ii. LEI, if any |
549300WOIFUSNYH0FL22 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
The Hongkong And Shanghai Banking Corporation Limited |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
Royal Bank of Canada |
ii. LEI, if any |
ES7IP3U3RHIGC71XBU11 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
UniCredit Bank Austria AG |
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
State Street Trust Company Canada |
ii. LEI, if any |
549300L71XG2CTQ2V827 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) |
ii. LEI, if any |
RB0PEZSDGCO3JS6CEU02 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
Deutsche Bank Societa per Azioni |
ii. LEI, if any |
529900SS7ZWCX82U3W60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
UniCredit Bank Hungary Zrt. |
ii. LEI, if any |
Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
Itau CorpBanca |
ii. LEI, if any |
549300DDPTTIZ06NIV06 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex |
ii. LEI, if any |
2SFFM4FUIE05S37WFU55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
Euroclear Bank |
ii. LEI, if any |
549300OZ46BRLZ8Y6F65 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
State Street Bank International GmbH |
ii. LEI, if any |
ZMHGNT7ZPKZ3UFZ8EO46 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name |
Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
| X
Committed
Uncommitted
|
ii. What size is the line of credit?
|
200,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
WELLS FARGO BANK, N.A. |
Line Institutions Record:
2 |
Name of institution |
Bank of America, N.A. |
Line Institutions Record:
3 |
Name of institution |
Barclays Bank PLC |
Line Institutions Record:
4 |
Name of institution |
The Bank of Nova Scotia |
Line Institutions Record:
5 |
Name of institution |
JPMorgan Chase Bank, N.A. |
Line Institutions Record:
6 |
Name of institution |
Goldman Sachs Bank USA |
Line Institutions Record:
7 |
Name of institution |
CREDIT SUISSE AG |
Line Institutions Record:
8 |
Name of institution |
Citibank, N.A. |
Line Institutions Record:
9 |
Name of institution |
MORGAN STANLEY BANK, N.A. |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
X
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
|
Shared Credit Users Record:
1 |
Name of fund |
SPDR Portfolio Long Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
2 |
Name of fund |
State Street Target Retirement 2020 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
3 |
Name of fund |
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
4 |
Name of fund |
State Street International Stock Selection Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
5 |
Name of fund |
State Street Disciplined Global Equity Portfolio |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
6 |
Name of fund |
SPDR Portfolio High Yield Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
7 |
Name of fund |
State Street Defensive Emerging Markets Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
8 |
Name of fund |
SPDR Portfolio Aggregate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
9 |
Name of fund |
State Street Target Retirement 2030 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
10 |
Name of fund |
State Street International Value Spotlight Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
11 |
Name of fund |
GE RSP U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-01494 |
Shared Credit Users Record:
12 |
Name of fund |
SPDR S&P Emerging Markets Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
13 |
Name of fund |
SPDR Portfolio Mortgage Backed Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
14 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
15 |
Name of fund |
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
16 |
Name of fund |
State Street Target Retirement 2015 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
17 |
Name of fund |
Elfun Income Fund |
SEC File number(
e.g., 811-
)
|
811-03715 |
Shared Credit Users Record:
18 |
Name of fund |
SPDR DoubleLine Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
19 |
Name of fund |
SPDR Portfolio Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
20 |
Name of fund |
SPDR Portfolio Short Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
21 |
Name of fund |
State Street Active Core Bond Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
22 |
Name of fund |
State Street Small-Cap Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
23 |
Name of fund |
GE RSP Income Fund |
SEC File number(
e.g., 811-
)
|
811-21435 |
Shared Credit Users Record:
24 |
Name of fund |
State Street Institutional Small-Cap Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
25 |
Name of fund |
SPDR Portfolio Intermediate Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
26 |
Name of fund |
SPDR Bloomberg Barclays Short Term High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
27 |
Name of fund |
State Street Target Retirement 2025 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
28 |
Name of fund |
SPDR Blackstone/GSO Senior Loan ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
29 |
Name of fund |
Elfun Trusts |
SEC File number(
e.g., 811-
)
|
811-00483 |
Shared Credit Users Record:
30 |
Name of fund |
State Street Institutional Premier Growth Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
31 |
Name of fund |
Elfun Tax Exempt Income Fund |
SEC File number(
e.g., 811-
)
|
811-02735 |
Shared Credit Users Record:
32 |
Name of fund |
State Street International Developed Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09599 |
Shared Credit Users Record:
33 |
Name of fund |
State Street S&P 500 Index V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
34 |
Name of fund |
SPDR FTSE International Government Inflation-Protected Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
35 |
Name of fund |
SPDR DoubleLine Short Duration Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
36 |
Name of fund |
SPDR Bloomberg Barclays International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
37 |
Name of fund |
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
38 |
Name of fund |
State Street Target Retirement Income Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
39 |
Name of fund |
State Street U.S. Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
40 |
Name of fund |
SPDR DoubleLine Emerging Markets Fixed Income ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
41 |
Name of fund |
State Street Emerging Markets Equity Index Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
42 |
Name of fund |
SPDR MSCI ACWI ex-US ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
43 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
44 |
Name of fund |
SPDR Bloomberg Barclays Convertible Securities ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
45 |
Name of fund |
SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
46 |
Name of fund |
State Street Dynamic Small Cap Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
47 |
Name of fund |
SPDR MSCI Emerging Markets StrategicFactors ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
48 |
Name of fund |
Blackstone/GSO Senior Loan Portfolio |
SEC File number(
e.g., 811-
)
|
811-22705 |
Shared Credit Users Record:
49 |
Name of fund |
Elfun Diversified Fund |
SEC File number(
e.g., 811-
)
|
811-05324 |
Shared Credit Users Record:
50 |
Name of fund |
State Street Aggregate Bond Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
51 |
Name of fund |
State Street Small/Mid Cap Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
52 |
Name of fund |
State Street Institutional International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
53 |
Name of fund |
State Street Global Equity ex-U.S. Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
54 |
Name of fund |
State Street Target Retirement 2060 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
55 |
Name of fund |
State Street Equity 500 Index II Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
56 |
Name of fund |
State Street Target Retirement 2045 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
57 |
Name of fund |
State Street Target Retirement 2040 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
58 |
Name of fund |
State Street Premier Growth Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
59 |
Name of fund |
SPDR MSCI ACWI Low Carbon Target ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
60 |
Name of fund |
State Street Income V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
61 |
Name of fund |
SPDR S&P Emerging Markets Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
62 |
Name of fund |
State Street Target Retirement 2035 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
63 |
Name of fund |
State Street Institutional U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
64 |
Name of fund |
State Street Target Retirement 2050 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
65 |
Name of fund |
State Street Total Return V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
66 |
Name of fund |
SPDR S&P International Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
67 |
Name of fund |
State Street Real Estate Securities V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
68 |
Name of fund |
SPDR S&P International Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
69 |
Name of fund |
State Street Target Retirement 2055 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
70 |
Name of fund |
Elfun International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05216 |
Shared Credit Users Record:
71 |
Name of fund |
SPDR Bloomberg Barclays High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
72 |
Name of fund |
SPDR SSGA Ultra Short Term Bond ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
73 |
Name of fund |
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
74 |
Name of fund |
SPDR S&P Emerging Asia Pacific ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
75 |
Name of fund |
SPDR Portfolio Emerging Markets ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
v. Did the Fund draw on the line of credit this
period?
|
Yes
X
No
|
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
Royal Bank of Canada |
ii. LEI, if any |
ES7IP3U3RHIGC71XBU11 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Deutsche Bank Societa per Azioni |
ii. LEI, if any |
529900SS7ZWCX82U3W60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
Joint Stock Company Commercial Bank Citibank |
ii. LEI, if any |
CHSQDSVI1UI96Y2SW097 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
UBS Switzerland AG |
ii. LEI, if any |
549300WOIFUSNYH0FL22 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
Skandinaviska Enskilda Banken A/S |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) |
ii. LEI, if any |
25490016G0WR60ANOK04 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TAIWAN (PROVINCE OF CHINA)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
The Standard Bank of South Africa Limited |
ii. LEI, if any |
QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
Citibank, Anonim Sirketi |
ii. LEI, if any |
CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
BNP Paribas Securities Services (Athens, Attica, GR, Branch) |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
UniCredit Bank Austria AG |
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
HSBC Bank (China) Company Limited |
ii. LEI, if any |
2CZOJRADNJXBLT55G526 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
State Street Bank International GmbH |
ii. LEI, if any |
ZMHGNT7ZPKZ3UFZ8EO46 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
Standard Chartered Bank (Thai) Public Company Limited |
ii. LEI, if any |
549300O1LQYCQ7G1IM57 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Itau CorpBanca |
ii. LEI, if any |
549300DDPTTIZ06NIV06 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
Bank Hapoalim B.M. |
ii. LEI, if any |
B6ARUI4946ST4S7WOU88 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name |
Standard Chartered Bank (Hong Kong) Limited |
ii. LEI, if any |
X5AV1MBDXGRPX5UGMX13 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name |
Ceskoslovenska obchodni banka, a. s. |
ii. LEI, if any |
Q5BP2UEQ48R75BOTCB92 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
X
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name |
AS SEB banka |
ii. LEI, if any |
549300YW95G1VBBGGV07 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
LATVIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name |
State Street Trust Company Canada |
ii. LEI, if any |
549300L71XG2CTQ2V827 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name |
Euroclear Bank |
ii. LEI, if any |
549300OZ46BRLZ8Y6F65 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name |
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex |
ii. LEI, if any |
2SFFM4FUIE05S37WFU55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name |
Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any |
549300JTJBG2QBI8KD48 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name |
UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch) |
ii. LEI, if any |
KR6LSKV3BTSJRD41IF75 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SLOVAKIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name |
Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name |
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name |
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) |
ii. LEI, if any |
RB0PEZSDGCO3JS6CEU02 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name |
UniCredit Banka Slovenija d.d. |
ii. LEI, if any |
549300O2UN9JLME31F08 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SLOVENIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name |
UniCredit Bank Hungary Zrt. |
ii. LEI, if any |
Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
| X
Committed
Uncommitted
|
ii. What size is the line of credit?
|
200,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
Citibank, N.A. |
Line Institutions Record:
2 |
Name of institution |
WELLS FARGO BANK, N.A. |
Line Institutions Record:
3 |
Name of institution |
Barclays Bank PLC |
Line Institutions Record:
4 |
Name of institution |
MORGAN STANLEY BANK, N.A. |
Line Institutions Record:
5 |
Name of institution |
CREDIT SUISSE AG |
Line Institutions Record:
6 |
Name of institution |
Goldman Sachs Bank USA |
Line Institutions Record:
7 |
Name of institution |
Bank of America, N.A. |
Line Institutions Record:
8 |
Name of institution |
The Bank of Nova Scotia |
Line Institutions Record:
9 |
Name of institution |
JPMorgan Chase Bank, N.A. |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
X
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
|
Shared Credit Users Record:
1 |
Name of fund |
SPDR Portfolio Short Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
2 |
Name of fund |
SPDR Portfolio Intermediate Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
3 |
Name of fund |
SPDR Portfolio Emerging Markets ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
4 |
Name of fund |
State Street Active Core Bond Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
5 |
Name of fund |
State Street U.S. Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
6 |
Name of fund |
SPDR Bloomberg Barclays International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
7 |
Name of fund |
SPDR DoubleLine Short Duration Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
8 |
Name of fund |
Blackstone/GSO Senior Loan Portfolio |
SEC File number(
e.g., 811-
)
|
811-22705 |
Shared Credit Users Record:
9 |
Name of fund |
State Street Aggregate Bond Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
10 |
Name of fund |
SPDR S&P Emerging Markets Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
11 |
Name of fund |
Elfun International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05216 |
Shared Credit Users Record:
12 |
Name of fund |
State Street Emerging Markets Equity Index Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
13 |
Name of fund |
State Street Dynamic Small Cap Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
14 |
Name of fund |
SPDR Blackstone/GSO Senior Loan ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
15 |
Name of fund |
State Street Institutional U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
16 |
Name of fund |
State Street S&P 500 Index V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
17 |
Name of fund |
State Street Income V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
18 |
Name of fund |
SPDR Bloomberg Barclays Short Term High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
19 |
Name of fund |
State Street Target Retirement 2020 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
20 |
Name of fund |
Elfun Income Fund |
SEC File number(
e.g., 811-
)
|
811-03715 |
Shared Credit Users Record:
21 |
Name of fund |
State Street Real Estate Securities V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
22 |
Name of fund |
GE RSP U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-01494 |
Shared Credit Users Record:
23 |
Name of fund |
SPDR DoubleLine Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
24 |
Name of fund |
Elfun Trusts |
SEC File number(
e.g., 811-
)
|
811-00483 |
Shared Credit Users Record:
25 |
Name of fund |
SPDR DoubleLine Emerging Markets Fixed Income ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
26 |
Name of fund |
State Street Target Retirement 2025 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
27 |
Name of fund |
State Street International Developed Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09599 |
Shared Credit Users Record:
28 |
Name of fund |
SPDR Portfolio High Yield Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
29 |
Name of fund |
SPDR S&P International Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
30 |
Name of fund |
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
31 |
Name of fund |
State Street Small/Mid Cap Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
32 |
Name of fund |
State Street Defensive Emerging Markets Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
33 |
Name of fund |
SPDR Bloomberg Barclays International Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
34 |
Name of fund |
State Street Disciplined Global Equity Portfolio |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
35 |
Name of fund |
SPDR SSGA Ultra Short Term Bond ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
36 |
Name of fund |
State Street Equity 500 Index II Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
37 |
Name of fund |
State Street Global Equity ex-U.S. Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
38 |
Name of fund |
SPDR MSCI ACWI Low Carbon Target ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
39 |
Name of fund |
State Street Target Retirement 2060 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
40 |
Name of fund |
SPDR S&P Emerging Asia Pacific ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
41 |
Name of fund |
SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
42 |
Name of fund |
SPDR MSCI Emerging Markets StrategicFactors ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
43 |
Name of fund |
State Street Institutional Small-Cap Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
44 |
Name of fund |
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
45 |
Name of fund |
SPDR Bloomberg Barclays Convertible Securities ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
46 |
Name of fund |
Elfun Tax Exempt Income Fund |
SEC File number(
e.g., 811-
)
|
811-02735 |
Shared Credit Users Record:
47 |
Name of fund |
State Street International Stock Selection Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
48 |
Name of fund |
SPDR Portfolio Long Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
49 |
Name of fund |
State Street Target Retirement Income Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
50 |
Name of fund |
SPDR FTSE International Government Inflation-Protected Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
51 |
Name of fund |
State Street Target Retirement 2055 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
52 |
Name of fund |
State Street Institutional International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
53 |
Name of fund |
GE RSP Income Fund |
SEC File number(
e.g., 811-
)
|
811-21435 |
Shared Credit Users Record:
54 |
Name of fund |
State Street International Value Spotlight Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
55 |
Name of fund |
SPDR S&P International Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
56 |
Name of fund |
State Street Target Retirement 2035 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
57 |
Name of fund |
SPDR S&P Emerging Markets Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
58 |
Name of fund |
Elfun Diversified Fund |
SEC File number(
e.g., 811-
)
|
811-05324 |
Shared Credit Users Record:
59 |
Name of fund |
State Street Total Return V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
60 |
Name of fund |
SPDR Portfolio Aggregate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
61 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
62 |
Name of fund |
SPDR Bloomberg Barclays High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
63 |
Name of fund |
State Street Target Retirement 2040 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
64 |
Name of fund |
State Street Target Retirement 2050 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
65 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
66 |
Name of fund |
SPDR Portfolio Mortgage Backed Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
67 |
Name of fund |
State Street Target Retirement 2045 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
68 |
Name of fund |
State Street Target Retirement 2015 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
69 |
Name of fund |
State Street Target Retirement 2030 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
70 |
Name of fund |
SPDR Portfolio Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
71 |
Name of fund |
State Street Small-Cap Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
72 |
Name of fund |
State Street Institutional Premier Growth Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
73 |
Name of fund |
State Street Premier Growth Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
74 |
Name of fund |
SPDR MSCI ACWI ex-US ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
75 |
Name of fund |
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
v. Did the Fund draw on the line of credit this
period?
|
Yes
X
No
|
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Deutsche Bank Societa per Azioni |
ii. LEI, if any |
529900SS7ZWCX82U3W60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any |
549300242J3IJCOSGI49 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
State Street Trust Company Canada |
ii. LEI, if any |
549300L71XG2CTQ2V827 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
Itau CorpBanca |
ii. LEI, if any |
549300DDPTTIZ06NIV06 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) |
ii. LEI, if any |
RB0PEZSDGCO3JS6CEU02 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
Euroclear Bank |
ii. LEI, if any |
549300OZ46BRLZ8Y6F65 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
BNP Paribas Securities Services (Athens, Attica, GR, Branch) |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
Bank Hapoalim B.M. |
ii. LEI, if any |
B6ARUI4946ST4S7WOU88 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
Skandinaviska Enskilda Banken A/S |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex |
ii. LEI, if any |
2SFFM4FUIE05S37WFU55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
The Standard Bank of South Africa Limited |
ii. LEI, if any |
QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
Banco Itau Uruguay S.A. |
ii. LEI, if any |
549300HU8OQS1VTVXN55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
URUGUAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
Citibank, Anonim Sirketi |
ii. LEI, if any |
CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) |
ii. LEI, if any |
25490016G0WR60ANOK04 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TAIWAN (PROVINCE OF CHINA)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
Royal Bank of Canada |
ii. LEI, if any |
ES7IP3U3RHIGC71XBU11 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
State Street Bank International GmbH |
ii. LEI, if any |
ZMHGNT7ZPKZ3UFZ8EO46 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name |
UBS Switzerland AG |
ii. LEI, if any |
549300WOIFUSNYH0FL22 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
X
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name |
HSBC Bank (China) Company Limited |
ii. LEI, if any |
2CZOJRADNJXBLT55G526 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name |
UniCredit Bank Austria AG |
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
| X
Committed
Uncommitted
|
ii. What size is the line of credit?
|
200,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
MORGAN STANLEY BANK, N.A. |
Line Institutions Record:
2 |
Name of institution |
WELLS FARGO BANK, N.A. |
Line Institutions Record:
3 |
Name of institution |
Goldman Sachs Bank USA |
Line Institutions Record:
4 |
Name of institution |
Barclays Bank PLC |
Line Institutions Record:
5 |
Name of institution |
Bank of America, N.A. |
Line Institutions Record:
6 |
Name of institution |
CREDIT SUISSE AG |
Line Institutions Record:
7 |
Name of institution |
Citibank, N.A. |
Line Institutions Record:
8 |
Name of institution |
The Bank of Nova Scotia |
Line Institutions Record:
9 |
Name of institution |
JPMorgan Chase Bank, N.A. |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
X
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
|
Shared Credit Users Record:
1 |
Name of fund |
Elfun Income Fund |
SEC File number(
e.g., 811-
)
|
811-03715 |
Shared Credit Users Record:
2 |
Name of fund |
State Street Target Retirement 2045 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
3 |
Name of fund |
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
4 |
Name of fund |
State Street Emerging Markets Equity Index Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
5 |
Name of fund |
State Street Target Retirement 2060 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
6 |
Name of fund |
State Street Target Retirement 2050 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
7 |
Name of fund |
State Street Institutional Small-Cap Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
8 |
Name of fund |
GE RSP Income Fund |
SEC File number(
e.g., 811-
)
|
811-21435 |
Shared Credit Users Record:
9 |
Name of fund |
SPDR Bloomberg Barclays Short Term High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
10 |
Name of fund |
SPDR Portfolio Long Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
11 |
Name of fund |
SPDR DoubleLine Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
12 |
Name of fund |
State Street Premier Growth Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
13 |
Name of fund |
State Street S&P 500 Index V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
14 |
Name of fund |
State Street Defensive Emerging Markets Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
15 |
Name of fund |
SPDR SSGA Ultra Short Term Bond ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
16 |
Name of fund |
SPDR DoubleLine Emerging Markets Fixed Income ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
17 |
Name of fund |
State Street Target Retirement 2025 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
18 |
Name of fund |
SPDR DoubleLine Short Duration Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
19 |
Name of fund |
State Street International Developed Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09599 |
Shared Credit Users Record:
20 |
Name of fund |
State Street Target Retirement 2055 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
21 |
Name of fund |
State Street Disciplined Global Equity Portfolio |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
22 |
Name of fund |
State Street Aggregate Bond Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
23 |
Name of fund |
State Street Equity 500 Index II Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
24 |
Name of fund |
State Street Institutional U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
25 |
Name of fund |
State Street Institutional Premier Growth Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
26 |
Name of fund |
State Street Income V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
27 |
Name of fund |
SPDR Portfolio High Yield Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
28 |
Name of fund |
SPDR Bloomberg Barclays International Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
29 |
Name of fund |
GE RSP U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-01494 |
Shared Credit Users Record:
30 |
Name of fund |
State Street Total Return V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
31 |
Name of fund |
SPDR Portfolio Emerging Markets ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
32 |
Name of fund |
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
33 |
Name of fund |
State Street Target Retirement 2040 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
34 |
Name of fund |
State Street Target Retirement Income Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
35 |
Name of fund |
SPDR S&P Emerging Asia Pacific ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
36 |
Name of fund |
SPDR Bloomberg Barclays International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
37 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
38 |
Name of fund |
SPDR Portfolio Short Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
39 |
Name of fund |
SPDR Blackstone/GSO Senior Loan ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
40 |
Name of fund |
SPDR S&P Emerging Markets Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
41 |
Name of fund |
SPDR Bloomberg Barclays High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
42 |
Name of fund |
State Street Small/Mid Cap Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
43 |
Name of fund |
State Street Target Retirement 2035 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
44 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
45 |
Name of fund |
SPDR Portfolio Mortgage Backed Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
46 |
Name of fund |
Elfun International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05216 |
Shared Credit Users Record:
47 |
Name of fund |
State Street Target Retirement 2030 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
48 |
Name of fund |
State Street Small-Cap Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
49 |
Name of fund |
SPDR MSCI ACWI ex-US ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
50 |
Name of fund |
State Street Target Retirement 2020 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
51 |
Name of fund |
State Street Dynamic Small Cap Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
52 |
Name of fund |
SPDR S&P International Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
53 |
Name of fund |
State Street Target Retirement 2015 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
54 |
Name of fund |
SPDR S&P International Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
55 |
Name of fund |
Elfun Diversified Fund |
SEC File number(
e.g., 811-
)
|
811-05324 |
Shared Credit Users Record:
56 |
Name of fund |
State Street Institutional International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
57 |
Name of fund |
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
58 |
Name of fund |
Elfun Trusts |
SEC File number(
e.g., 811-
)
|
811-00483 |
Shared Credit Users Record:
59 |
Name of fund |
SPDR S&P Emerging Markets Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
60 |
Name of fund |
SPDR Portfolio Aggregate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
61 |
Name of fund |
State Street U.S. Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
62 |
Name of fund |
State Street Global Equity ex-U.S. Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
63 |
Name of fund |
SPDR Portfolio Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
64 |
Name of fund |
Blackstone/GSO Senior Loan Portfolio |
SEC File number(
e.g., 811-
)
|
811-22705 |
Shared Credit Users Record:
65 |
Name of fund |
State Street Real Estate Securities V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
66 |
Name of fund |
State Street International Value Spotlight Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
67 |
Name of fund |
State Street International Stock Selection Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
68 |
Name of fund |
State Street Active Core Bond Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
69 |
Name of fund |
SPDR MSCI ACWI Low Carbon Target ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
70 |
Name of fund |
Elfun Tax Exempt Income Fund |
SEC File number(
e.g., 811-
)
|
811-02735 |
Shared Credit Users Record:
71 |
Name of fund |
SPDR Portfolio Intermediate Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
72 |
Name of fund |
SPDR Bloomberg Barclays Convertible Securities ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
73 |
Name of fund |
SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
74 |
Name of fund |
SPDR MSCI Emerging Markets StrategicFactors ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
75 |
Name of fund |
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
v. Did the Fund draw on the line of credit this
period?
|
Yes
X
No
|
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
|
Custodians Record:
1 |
i. Full name |
Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any |
E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name |
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name |
Itau CorpBanca |
ii. LEI, if any |
549300DDPTTIZ06NIV06 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name |
State Street Bank and Trust Company (Edinburgh, GB, Branch) |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name |
UniCredit Bank Hungary Zrt. |
ii. LEI, if any |
Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any |
7LTWFZYICNSX8D621K86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name |
UniCredit Bank Austria AG |
ii. LEI, if any |
D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name |
Skandinaviska Enskilda Banken A/S |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name |
UniCredit Banka Slovenija d.d. |
ii. LEI, if any |
549300O2UN9JLME31F08 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SLOVENIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name |
Skandinaviska Enskilda Banken AB |
ii. LEI, if any |
F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name |
State Street Bank International GmbH |
ii. LEI, if any |
ZMHGNT7ZPKZ3UFZ8EO46 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name |
Citibank, Anonim Sirketi |
ii. LEI, if any |
CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name |
State Street Bank and Trust Company |
ii. LEI, if any |
571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
X
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
X
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name |
UBS Switzerland AG |
ii. LEI, if any |
549300WOIFUSNYH0FL22 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name |
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex |
ii. LEI, if any |
2SFFM4FUIE05S37WFU55 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name |
Ceskoslovenska obchodni banka, a. s. |
ii. LEI, if any |
Q5BP2UEQ48R75BOTCB92 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name |
Standard Chartered Bank (Thai) Public Company Limited |
ii. LEI, if any |
549300O1LQYCQ7G1IM57 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name |
AS SEB banka |
ii. LEI, if any |
549300YW95G1VBBGGV07 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
LATVIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name |
UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch) |
ii. LEI, if any |
KR6LSKV3BTSJRD41IF75 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SLOVAKIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name |
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) |
ii. LEI, if any |
25490016G0WR60ANOK04 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
TAIWAN (PROVINCE OF CHINA)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name |
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) |
ii. LEI, if any |
RB0PEZSDGCO3JS6CEU02 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name |
Bank Hapoalim B.M. |
ii. LEI, if any |
B6ARUI4946ST4S7WOU88 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name |
Standard Chartered Bank (Hong Kong) Limited |
ii. LEI, if any |
X5AV1MBDXGRPX5UGMX13 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name |
Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any |
549300JTJBG2QBI8KD48 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name |
The Standard Bank of South Africa Limited |
ii. LEI, if any |
QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name |
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) |
ii. LEI, if any |
2HI3YI5320L3RW6NJ957 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name |
Joint Stock Company Commercial Bank Citibank |
ii. LEI, if any |
CHSQDSVI1UI96Y2SW097 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name |
State Street Trust Company Canada |
ii. LEI, if any |
549300L71XG2CTQ2V827 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
| X
Yes
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name |
Royal Bank of Canada |
ii. LEI, if any |
ES7IP3U3RHIGC71XBU11 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name |
Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any |
XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name |
BNP Paribas Securities Services (Athens, Attica, GR, Branch) |
ii. LEI, if any |
549300WCGB70D06XZS54 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name |
Deutsche Bank Societa per Azioni |
ii. LEI, if any |
529900SS7ZWCX82U3W60 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name |
Euroclear Bank |
ii. LEI, if any |
549300OZ46BRLZ8Y6F65 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
X
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name |
HSBC Bank (China) Company Limited |
ii. LEI, if any |
2CZOJRADNJXBLT55G526 |
iii. State, if applicable |
|
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
X
No
|
vi. Is the custodian a sub-custodian?
| X
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
X
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
| X
Committed
Uncommitted
|
ii. What size is the line of credit?
|
200,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution |
Bank of America, N.A. |
Line Institutions Record:
2 |
Name of institution |
Citibank, N.A. |
Line Institutions Record:
3 |
Name of institution |
CREDIT SUISSE AG |
Line Institutions Record:
4 |
Name of institution |
The Bank of Nova Scotia |
Line Institutions Record:
5 |
Name of institution |
JPMorgan Chase Bank, N.A. |
Line Institutions Record:
6 |
Name of institution |
MORGAN STANLEY BANK, N.A. |
Line Institutions Record:
7 |
Name of institution |
Barclays Bank PLC |
Line Institutions Record:
8 |
Name of institution |
Goldman Sachs Bank USA |
Line Institutions Record:
9 |
Name of institution |
WELLS FARGO BANK, N.A. |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
X
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
|
Shared Credit Users Record:
1 |
Name of fund |
State Street Target Retirement 2025 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
2 |
Name of fund |
SPDR Portfolio Emerging Markets ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
3 |
Name of fund |
SPDR MSCI ACWI ex-US ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
4 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
5 |
Name of fund |
GE RSP U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-01494 |
Shared Credit Users Record:
6 |
Name of fund |
State Street Active Core Bond Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
7 |
Name of fund |
SPDR Bloomberg Barclays Short Term International Treasury Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
8 |
Name of fund |
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
9 |
Name of fund |
SPDR Portfolio Short Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
10 |
Name of fund |
SPDR Portfolio Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
11 |
Name of fund |
State Street International Developed Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09599 |
Shared Credit Users Record:
12 |
Name of fund |
SPDR Bloomberg Barclays Convertible Securities ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
13 |
Name of fund |
SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
14 |
Name of fund |
SPDR S&P International Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
15 |
Name of fund |
State Street Emerging Markets Equity Index Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
16 |
Name of fund |
SPDR S&P Emerging Markets Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
17 |
Name of fund |
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
18 |
Name of fund |
GE RSP Income Fund |
SEC File number(
e.g., 811-
)
|
811-21435 |
Shared Credit Users Record:
19 |
Name of fund |
State Street Target Retirement Income Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
20 |
Name of fund |
State Street S&P 500 Index V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
21 |
Name of fund |
Elfun International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05216 |
Shared Credit Users Record:
22 |
Name of fund |
State Street Premier Growth Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
23 |
Name of fund |
SPDR SSGA Ultra Short Term Bond ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
24 |
Name of fund |
Elfun Trusts |
SEC File number(
e.g., 811-
)
|
811-00483 |
Shared Credit Users Record:
25 |
Name of fund |
State Street Target Retirement 2030 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
26 |
Name of fund |
State Street International Stock Selection Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
27 |
Name of fund |
SPDR S&P Emerging Asia Pacific ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
28 |
Name of fund |
State Street Small-Cap Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
29 |
Name of fund |
State Street Target Retirement 2055 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
30 |
Name of fund |
State Street Institutional International Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
31 |
Name of fund |
SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
32 |
Name of fund |
SPDR S&P International Small Cap ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
33 |
Name of fund |
State Street Target Retirement 2040 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
34 |
Name of fund |
State Street Target Retirement 2020 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
35 |
Name of fund |
State Street Target Retirement 2015 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
36 |
Name of fund |
Elfun Tax Exempt Income Fund |
SEC File number(
e.g., 811-
)
|
811-02735 |
Shared Credit Users Record:
37 |
Name of fund |
Elfun Diversified Fund |
SEC File number(
e.g., 811-
)
|
811-05324 |
Shared Credit Users Record:
38 |
Name of fund |
State Street U.S. Equity V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
39 |
Name of fund |
SPDR Portfolio Long Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
40 |
Name of fund |
SPDR FTSE International Government Inflation-Protected Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
41 |
Name of fund |
Blackstone/GSO Senior Loan Portfolio |
SEC File number(
e.g., 811-
)
|
811-22705 |
Shared Credit Users Record:
42 |
Name of fund |
State Street Institutional U.S. Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
43 |
Name of fund |
State Street Dynamic Small Cap Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
44 |
Name of fund |
SPDR Portfolio Intermediate Term Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
45 |
Name of fund |
State Street Defensive Emerging Markets Equity Fund |
SEC File number(
e.g., 811-
)
|
811-05430 |
Shared Credit Users Record:
46 |
Name of fund |
SPDR Bloomberg Barclays Short Term High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
47 |
Name of fund |
State Street Small/Mid Cap Equity Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
48 |
Name of fund |
SPDR MSCI Emerging Markets StrategicFactors ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
49 |
Name of fund |
State Street Institutional Premier Growth Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
50 |
Name of fund |
State Street Target Retirement 2060 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
51 |
Name of fund |
State Street Equity 500 Index II Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
52 |
Name of fund |
SPDR Portfolio Aggregate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
53 |
Name of fund |
State Street Disciplined Global Equity Portfolio |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
54 |
Name of fund |
State Street Aggregate Bond Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
55 |
Name of fund |
SPDR Blackstone/GSO Senior Loan ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
56 |
Name of fund |
State Street Institutional Small-Cap Equity Fund |
SEC File number(
e.g., 811-
)
|
811-08257 |
Shared Credit Users Record:
57 |
Name of fund |
SPDR DoubleLine Short Duration Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
58 |
Name of fund |
State Street Total Return V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
59 |
Name of fund |
State Street Target Retirement 2050 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
60 |
Name of fund |
State Street Real Estate Securities V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
61 |
Name of fund |
SPDR Bloomberg Barclays High Yield Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
62 |
Name of fund |
State Street Target Retirement 2035 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
63 |
Name of fund |
SPDR DoubleLine Emerging Markets Fixed Income ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
64 |
Name of fund |
State Street Target Retirement 2045 Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
65 |
Name of fund |
State Street Global Equity ex-U.S. Index Portfolio |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
66 |
Name of fund |
State Street Income V.I.S. Fund |
SEC File number(
e.g., 811-
)
|
811-04041 |
Shared Credit Users Record:
67 |
Name of fund |
SPDR S&P Emerging Markets Dividend ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
68 |
Name of fund |
Elfun Income Fund |
SEC File number(
e.g., 811-
)
|
811-03715 |
Shared Credit Users Record:
69 |
Name of fund |
SPDR Bloomberg Barclays International Corporate Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
70 |
Name of fund |
SPDR Bloomberg Barclays Emerging Markets Local Bond ETF |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
71 |
Name of fund |
SPDR Portfolio High Yield Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
Shared Credit Users Record:
72 |
Name of fund |
State Street International Value Spotlight Fund |
SEC File number(
e.g., 811-
)
|
811-09819 |
Shared Credit Users Record:
73 |
Name of fund |
SPDR MSCI ACWI Low Carbon Target ETF |
SEC File number(
e.g., 811-
)
|
811-21145 |
Shared Credit Users Record:
74 |
Name of fund |
SPDR DoubleLine Total Return Tactical ETF |
SEC File number(
e.g., 811-
)
|
811-22542 |
Shared Credit Users Record:
75 |
Name of fund |
SPDR Portfolio Mortgage Backed Bond |
SEC File number(
e.g., 811-
)
|
811-08839 |
v. Did the Fund draw on the line of credit this
period?
|
Yes
X
No
|