Tap Global Group Plc Holding(s) in Company
12 Ottobre 2023 - 4:09PM
UK Regulatory
TIDMTAP
TR-1: Standard form for notification of major holdings
[][][][][][][]
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible)[i]
1a. Identity of Tap Global Group plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached[ii]:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark
with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please
specify)[iii]:
3. Details of
person subject to
the
notification
obligation[iv]
Name Mr Chris Akers
City and country London, UK
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.)[v]
Name
City and country
of registered
office (if
applicable)
5. Date on which 1210/2023
the threshold was
crossed or
reached[vi]:
6. Date on which 12/10/2023
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number of
attached to through 8.B) voting
shares financial rights of
(total instruments issuer[vii]
of 8. A) (total of
8.B 1 + 8.B
2)
Resulting 3.7% 3.7% 693,409,624
situation on the
date on
which threshold
was crossed or
reached
Position of 5.9% 5.9%
previous
notification
(if applicable)
[][][][][][][]
8. Notified
details of the
resulting
situation on
the date on
which the
threshold was
crossed or
reached[viii]
A: Voting
rights
attached to
shares
Class/type of Number of % of voting rights
sharesISIN voting
code (if rights[ix]
possible)
Direct(Art 9 Indirect(Art Direct(Art 9 of Indirect(Art 10 of
Directive
of Directive 10 of Directive 2004/109/EC)
(DTR5.2.1)
2004/109/EC) Directive 2004/109/EC)
(DTR5.1) 2004/109/EC) (DTR5.1)
(DTR5.2.1)
25,500,000 3.7%
SUBTOTAL 8. A 25,500,000
.
3.7%
B 1: Financial
Instruments
according to
Art. 13(1)(a)
of Directive
2004/109/EC
(DTR5.3.1.1
(a))
Type of Expiration Exercise/ Number of voting
% of
financial date[x] Conversion rights that may be
voting
instrument Period[xi] acquired if the
rights
instrument is
exercised/converted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments
with similar
economic
effect
according to
Art. 13(1)(b)
of Directive
2004/109/EC
(DTR5.3.1.1
(b))
Type of Expiration Exercise/ Physical or
Number of % of
financial date[x] Conversion cash
voting voting
instrument Period settlement[xii]
rights rights
[xi]
SUBTOTAL 8.B.2
[][][][]
9. Information
in relation to
the person
subject to the
notification
obligation
(please mark the
applicable box
with an "X")
Person subject
to the
notification
obligation is
not controlled
by any natural
person or legal
entity and does
not control any
other
undertaking(s)
holding directly
or indirectly an
interest in the
(underlying)
issuer[xiii]
Full chain of
controlled
undertakings
through which
the voting
rights and/or
the
financial
instruments are
effectively held
starting with
the ultimate
controlling
natural person
or legal
entity[xiv
](please add
additional rows
as necessary)
Name[xv] % of voting rights if it equals or is % of voting Total of both
higher than the notifiable threshold rights if it equals
through or is higher
financial than the
instruments notifiable
if it threshold
equals or
is higher
than the
notifiable
threshold
Chris Akers 3.7%
10. In case of
proxy voting,
please identify:
Name of the
proxy holder
The number and %
of voting rights
held
The date until
which the voting
rights will be
held
11. Additional
information[xvi]
Place of completion London, UK
Date of completion 12/10/2023
Annex:
Notification
of major
holdings (to
be filed with
the FCA only)
A: Identity of
the person
subject to the
notification
obligation
Full name
(including
legal form for
legal
entities)
Contact
address
(registered
office for
legal
entities)
E-Mail
Phone number /
Fax number
Other useful
information
(at least
legal
representative
for legal
persons)
B: Identity of
the notifier,
if applicable
Full name
Contact
address
E-Mail
Phone number /
Fax number
Other useful
information
(e.g.
functional
relationship
with the
person or
legal entity
subject to the
notification
obligation)
C: Additional
information
Please send the completed form together with this annex to the FCA at the
following email
address:
Majorshareholdings@fca.org.uk (http://file:///C:/Users/malonso/AppData/Local/Micr
osoft/Windows/Temporary%20Internet%20Files/Content.Outlook/09NET500/Majorsharehol
dings@fca.org.uk). Please send in Microsoft Word format if possible.
Notes
[i] Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.
[ii] Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the issuer
is a non UK issuer.
[iii] Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of financial
instruments) or acting in concert.
[iv] This should be the full name of (a) the shareholder; (b) the natural person
or legal entity acquiring, disposing of or exercising voting rights in the cases
provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive
2004/109/EC; (c) all parties to the agreement referred to in Article 10 (a) of
Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of financial instruments
referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties, entering
or exiting of acting in concert by a single party) the standard form does not
provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h) of Article 10
of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided
as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that Directive
(DTR5.2.1 (b)), the natural person or legal entity that acquires the voting
rights and is entitled to exercise them under the agreement and the natural
person or legal entity who is transferring temporarily for consideration the
voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that Directive
(DTR5.2.1 (c)), the natural person or legal entity holding the collateral,
provided the person or entity controls the voting rights and declares its
intention of exercising them, and natural person or legal entity lodging the
collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that Directive
(DTR5.2.1 (d)), the natural person or legal entity who has a life interest in
shares if that person or entity is entitled to exercise the voting rights
attached to the shares and the natural person or legal entity who is disposing
of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that Directive
(DTR5.2.1 (e)), the controlling natural person or legal entity and, provided it
has a notification duty at an individual level under Article 9 (DTR 5.1), under
letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or
under a combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that Directive
(DTR5.2.1 (f)), the deposit taker of the shares, if he can exercise the voting
rights attached to the shares deposited with him at his discretion, and the
depositor of the shares allowing the deposit taker to exercise the voting rights
at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that Directive
(DTR5.2.1 (g)), the natural person or legal entity that controls the voting
rights;
- in the circumstances foreseen in letter (h) of Article 10 of that Directive
(DTR5.2.1 (h)), the proxy holder, if he can exercise the voting rights at his
discretion, and the shareholder who has given his proxy to the proxy holder
allowing the latter to exercise the voting rights at his discretion (e.g.
management companies).
[v] Applicable in the cases provided for in Article 10 (b) to (h) of Directive
2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the
shareholder who is the counterparty to the natural person or legal entity
referred to in Article 10 of that Directive (DTR5.2) unless the percentage of
voting rights held by the shareholder is lower than the lowest notifiable
threshold for the disclosure of voting rights holdings in accordance with
national practices (e.g. identification of funds managed by management
companies).
[vi] The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered the
notification obligation. For passive crossings, the date when the corporate
event took effect.
[vii] The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights are
attached even if the exercise thereof is suspended.
[viii] If the holding has fallen below the lowest applicable threshold in
accordance with national law, please note that it might not be necessary in
accordance with national law to disclose the extent of the holding, only that
the new holding is below that threshold.
[ix] In case of combined holdings of shares with voting rights attached "direct
holding" and voting rights "indirect holding", please split the voting rights
number and percentage into the direct and indirect columns - if there is no
combined holdings, please leave the relevant box blank.
[x] Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.
[xi] If the financial instrument has such a period - please specify this period
- for example once every 3 months starting from [date].
[xii] In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (Article 13(1a) of Directive
2004/109/EC) (DTR 5.3.3.A).
[xiii] If the person subject to the notification obligation is either controlled
and/or does control another undertaking then the second option applies.
[xiv] The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be presented also in the
cases, in which only on subsidiary level a threshold is crossed or reached and
the subsidiary undertaking discloses the notification as only thus the markets
get always the full picture of the group holdings. In case of multiple chains
through which the voting rights and/or financial instruments are effectively
held the chains have to be presented chain by chain leaving a row free between
different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
[xv] The names of controlled undertakings through which the voting rights and/or
financial instruments are effectively held have to be presented irrespectively
whether the controlled undertakings cross or reach the lowest applicable
threshold themselves.
[xvi] Example: Correction of a previous notification.
This information was brought to you by Cision http://news.cision.com
END
(END) Dow Jones Newswires
October 12, 2023 10:09 ET (14:09 GMT)
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