TIDMSLE TIDMAUL
RNS Number : 8538Q
San Leon Energy PLC
12 November 2012
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the San Leon Energy plc
disclosure:
---------------------------------------------------------- ----------------------------------------------------------
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant San Leon Energy plc
securities this form relates:
Use a separate form for each party to the offer
---------------------------------------------------------- ----------------------------------------------------------
(d) Is the party to the offer making the disclosure the OFFEROR
offeror or the offeree?
---------------------------------------------------------- ----------------------------------------------------------
(e) Date position held:
---------------------------------------------------------- ----------------------------------------------------------
(f) Has the party previously disclosed, or is it today Will disclose positions in Offeree securities
disclosing, under the Code in respect simultaneously with this OPD.
of any other party to this offer?
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
------------------------------------------------- --------------------------------
Interests Short positions
------------------------------------------------- ------------ ------------------
Number % Number %
------------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: Nil Nil
------------------------------------------------- -------- ------------- ---
(2) Derivatives (other than options): Nil Nil
------------------------------------------------- -------- ------------- ---
(3) Options and agreements to purchase/sell: Nil Nil
------------------------------------------------- -------- ------------- ---
Nil Nil
TOTAL:
------------------------------------------------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
---------------------------------------------------------------------------- ----
Details, including nature of the rights concerned and relevant percentages: N/A
---------------------------------------------------------------------------- ----
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer
making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of
the Code):
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in
concert with the party to the offer making the disclosure:
------------------------------------------------------------------------------------------------
Director Number of ordinary Percentage
shares (%)
------------------ ------------------- -----------
Oisin Fanning 60,840,000 5.32%
------------------ ------------------- -----------
John Buggenhagen 1,250,000 0.11%
------------------ ------------------- -----------
Paul Sullivan 59,840,000 5.23%
------------------ ------------------- -----------
Daniel Martin 1,134,549 0.10%
------------------ ------------------- -----------
Director Number Exercise Expiry Date Percentage
of ordinary Price
shares
over
which
options
have
been
granted
------------------ ------------- --------- ------------ -----------
Oisin Fanning 2,500,000 GBP0.11 04/02/2016 0.22%
------------------ ------------- --------- ------------ -----------
* 5,000,000 GBP0.35 25/07/2017 0.44%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
** 3,500,000 GBP0.35 13/02/2018 0.31%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
2,750,000 GBP0.11 14/11/2018 0.24%
------------------ ------------- --------- ------------ -----------
^ 5,500,000 EUR 0.05 14/11/2018 0.48%
------------------ ------------- --------- ------------ -----------
3,500,000 GBP0.13 20/03/2019 0.31%
------------------ ------------- --------- ------------ -----------
^^ 5,500,000 EUR 0.05 06/07/2019 0.48%
------------------ ------------- --------- ------------ -----------
Paul Sullivan 2,000,000 GBP0.11 04/02/2016 0.42%
------------------ ------------- --------- ------------ -----------
* 5,000,000 GBP0.35 25/07/2017 0.44%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
** 2,500,000 GBP0.35 13/02/2018 0.22%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
2,750,000 GBP0.11 14/11/2018 0.24%
^ 4,000,000 EUR 0.05 14/11/2018 0.35%
------------------ ------------- --------- ------------ -----------
3,000,000 GBP0.13 20/03/2019 0.26%
------------------ ------------- --------- ------------ -----------
^^ 4,000,000 EUR 0.05 06/07/2019 0.35%
------------------ ------------- --------- ------------ -----------
John Buggenhagen 1,000,000 GBP0.11 04/02/2016 0.09%
------------------ ------------- --------- ------------
1,000,000 GBP0.11 04/02/2017 0.09%
------------------ ------------- --------- ------------ -----------
1,000,000 GBP0.11 04/02/2018 0.09%
------------------ ------------- --------- ------------
1,000,000 GBP0.17 25/07/2017 0.09%
------------------ ------------- --------- ------------
* 5,000,000 GBP0.35 25/07/2017 0.44%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
** 2,000,000 GBP0.35 13/02/2018 0.17%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
^ 4,000,000 EUR 0.05 14/11/2018 0.35%
2,500,000 GBP0.13 20/03/2019 0.22%
------------------ ------------- --------- ------------ -----------
^^ 4,000,000 EUR 0.05 06/07/2019 0.35%
------------------ ------------- --------- ------------ -----------
Raymond King 1,000,000 EUR 0.05 22/09/2015 0.09%
------------------ ------------- --------- ------------ -----------
1,000,000 GBP0.11 04/02/2016 0.09%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
1,500,000 GBP0.13 20/03/2012 0.13%
Jeremy Boak 1,000,000 GBP0.11 06/07/2015 0.09%
------------------ ------------- --------- ------------ -----------
500,000 GBP0.11 04/02/2016 0.04%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
Daniel Martin 1,000,000 GBP0.17 25/07/2017 0.09%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.25 29/12/2017 0.02%
------------------ ------------- --------- ------------ -----------
250,000 GBP0.11 14/11/2018 0.02%
------------------ ------------- --------- ------------ -----------
*Options vest on fulfilment of market condition requiring the Company share price to exceed
GBP1.00 for a period of 30 days
**Options vest on fulfilment of market condition requiring the Company share price to exceed
GBP1.20 for a period of 30 days
^ Options vest subject to achievement of a production target of 500 barrels of oil equivalent
within the life of the option
^^ Options vest subject to achievement of a production target of greater than 501 barrels
of oil equivalent within the life of the option
------------------------------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3 for each additional class of
relevant security.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
None
------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
------------------------------------- ---
Supplemental Form 8 (SBL) NO
------------------------------------- ---
Date of disclosure: 12/11/12
--------------------- -----------------
Contact name: Ray King
--------------------- -----------------
Telephone number: +44 20 3617 3913
--------------------- -----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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