UBS AG (EPT) Form 8.5 (EPT/RI)

RNS Number : 6802P

UBS AG (EPT)

23 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2096356	24.18000 GBP	23.12417 GBP
Ordinary NPV	Sell	2224385	24.17949 GBP	23.09003 GBP
ADR	Buy	443900	61.03690 USD	58.73000 USD
ADR	Sell	283470	60.05462 USD	58.73000 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	3105	46.328982 AUD
Ordinary NPV	CFD	Long	65367	46.24 AUD
Ordinary NPV	CFD	Long	7875	46.275547 AUD
Ordinary NPV	CFD	Long	67047	46.227645 AUD
Ordinary NPV	CFD	Long	2721	23.8707607497244 GBP
Ordinary NPV	CFD	Long	1406	46.257774 AUD
Ordinary NPV	CFD	Long	174	46.226813 AUD
Ordinary NPV	CFD	Long	2490	46.274724 AUD
Ordinary NPV	CFD	Long	4833	46.2525264743555 AUD
Ordinary NPV	CFD	Long	8139	46.266945 AUD
Ordinary NPV	CFD	Long	8105	46.263093 AUD
Ordinary NPV	CFD	Long	7484	552.6321 ZAR
Ordinary NPV	CFD	Long	16678	549.7835304 ZAR
Ordinary NPV	CFD	Long	2360	544.01287712 ZAR
Ordinary NPV	CFD	Long	1714	543.9069 ZAR
Ordinary NPV	CFD	Long	948	46.33634 AUD
Ordinary NPV	CFD	Long	131463	46.2831100269531 AUD
Ordinary NPV	CFD	Long	3466	46.2838546 AUD
Ordinary NPV	CFD	Long	438	46.352282 AUD
Ordinary NPV	CFD	Long	961	46.360364 AUD
Ordinary NPV	CFD	Long	3951	46.349927 AUD
Ordinary NPV	CFD	Long	169	46.359204 AUD
Ordinary NPV	CFD	Long	6294	46.337912 AUD
Ordinary NPV	CFD	Long	1156	46.300718 AUD
Ordinary NPV	CFD	Long	179428	46.27646 AUD
Ordinary NPV	CFD	Long	1868	46.272029 AUD
Ordinary NPV	CFD	Long	797	46.271004 AUD
Ordinary NPV	CFD	Long	55271	46.277341 AUD
Ordinary NPV	CFD	Long	2327	46.260615 AUD
Ordinary NPV	CFD	Long	232	46.257672 AUD
Ordinary NPV	CFD	Long	4145	46.2645669481303 AUD
Ordinary NPV	CFD	Long	2999	46.2617939313104 AUD
Ordinary NPV	CFD	Long	22868	46.203033 AUD
Ordinary NPV	CFD	Long	50000	23.29 GBP
Ordinary NPV	CFD	Long	792	46.30448232 AUD
Ordinary NPV	CFD	Long	5864	23.8205917463336 GBP
Ordinary NPV	CFD	Long	1624	23.808947045314 GBP
Ordinary NPV	CFD	Long	1384	23.8924422 GBP
Ordinary NPV	CFD	Long	442	23.8578169826018 GBP
Ordinary NPV	CFD	Long	2451	551.7371889 ZAR
Ordinary NPV	CFD	Long	206	46.349369 AUD
Ordinary NPV	CFD	Long	7305	46.276141 AUD
Ordinary NPV	CFD	Long	14660	46.273806 AUD
Ordinary NPV	CFD	Long	10904	46.354768 AUD
Ordinary NPV	CFD	Long	38	46.308684 AUD
Ordinary NPV	CFD	Long	1228	46.24934853 AUD
Ordinary NPV	CFD	Long	649	46.244322 AUD
Ordinary NPV	CFD	Long	1	46.12 AUD
Ordinary NPV	CFD	Long	3057	46.255263 AUD
Ordinary NPV	CFD	Long	5420	46.274622 AUD
Ordinary NPV	CFD	Long	28142	46.28123516 AUD
Ordinary NPV	CFD	Long	491	46.279185 AUD
Ordinary NPV	CFD	Long	27746	46.276919 AUD
Ordinary NPV	CFD	Long	40947	552.8226063 ZAR
Ordinary NPV	CFD	Long	92351	23.882832 GBP
Ordinary NPV	CFD	Long	1000	23.43 GBP
Ordinary NPV	CFD	Long	5	23.47 GBP
Ordinary NPV	CFD	Long	1000	23.95 GBP
Ordinary NPV	CFD	Long	261	46.2307662835249 AUD
Ordinary NPV	CFD	Long	6975	46.3276960573477 AUD
Ordinary NPV	CFD	Long	40151	46.301172 AUD
Ordinary NPV	CFD	Long	12000	23.87076 GBP
Ordinary NPV	CFD	Long	8685	46.2046880294185 AUD
Ordinary NPV	CFD	Long	3527	46.2800613636235 AUD
Ordinary NPV	CFD	Long	9290	46.30355059 AUD
Ordinary NPV	CFD	Long	39567	46.284289 AUD
Ordinary NPV	CFD	Long	954	46.27 AUD
Ordinary NPV	CFD	Long	74033	46.267462 AUD
Ordinary NPV	CFD	Long	174152	46.266779 AUD
Ordinary NPV	CFD	Long	11494	46.279748 AUD
Ordinary NPV	CFD	Long	190	46.287526 AUD
Ordinary NPV	CFD	Long	423	46.25026 AUD
Ordinary NPV	CFD	Long	219175	46.24986 AUD
Ordinary NPV	CFD	Short	1000	24.04 GBP
Ordinary NPV	CFD	Short	7305	46.276141 AUD
Ordinary NPV	CFD	Short	8391	24.0192003336909 GBP
Ordinary NPV	CFD	Short	10904	46.3547687018342 AUD
Ordinary NPV	CFD	Short	38	46.3087046894737 AUD
Ordinary NPV	CFD	Short	491	46.279185 AUD
Ordinary NPV	CFD	Short	25000	45.504341 AUD
Ordinary NPV	CFD	Short	25000	44.8646211 AUD
Ordinary NPV	CFD	Short	423	46.2502485160757 AUD
Ordinary NPV	CFD	Short	190	46.2875450894737 AUD
Ordinary NPV	CFD	Short	27746	46.276919 AUD
Ordinary NPV	CFD	Short	438	23.38771689 GBP
Ordinary NPV	CFD	Short	39567	46.284289 AUD
Ordinary NPV	CFD	Short	179428	46.27646 AUD
Ordinary NPV	CFD	Short	206	46.349369 AUD
Ordinary NPV	CFD	Short	7875	46.275547 AUD
Ordinary NPV	CFD	Short	954	46.27 AUD
Ordinary NPV	CFD	Short	67047	46.227645 AUD
Ordinary NPV	CFD	Short	948	46.33634 AUD
Ordinary NPV	CFD	Short	3105	46.328982 AUD
Ordinary NPV	CFD	Short	792	46.30448232 AUD
Ordinary NPV	CFD	Short	40151	46.301172 AUD
Ordinary NPV	CFD	Short	1868	46.272029 AUD
Ordinary NPV	CFD	Short	3527	46.280061 AUD
Ordinary NPV	CFD	Short	1	46.12 AUD
Ordinary NPV	CFD	Short	74033	46.267462 AUD
Ordinary NPV	CFD	Short	649	46.244322 AUD
Ordinary NPV	CFD	Short	1903	24.0192012611666 GBP
Ordinary NPV	CFD	Short	301	23.8719933554817 GBP
Ordinary NPV	CFD	Short	2451	551.7371889 ZAR
Ordinary NPV	CFD	Short	40947	552.8226063 ZAR
Ordinary NPV	CFD	Short	2372	23.8720067453626 GBP
Ordinary NPV	CFD	Short	58	23.8720689655172 GBP
Ordinary NPV	CFD	Short	3057	46.255263 AUD
Ordinary NPV	CFD	Short	98	23.8720408163265 GBP
Ordinary NPV	CFD	Short	174152	46.266779 AUD
Ordinary NPV	CFD	Short	65367	46.24 AUD
Ordinary NPV	CFD	Short	219175	46.24986 AUD
Ordinary NPV	CFD	Short	229	23.3213537117904 GBP
Ordinary NPV	CFD	Short	11494	46.279748 AUD
Ordinary NPV	CFD	Short	2360	544.01287712 ZAR
Ordinary NPV	CFD	Short	7484	552.6321 ZAR
Ordinary NPV	CFD	Short	1228	46.2493485314332 AUD
Ordinary NPV	CFD	Short	884	543.899033 ZAR
Ordinary NPV	CFD	Short	3257	24.14952555 GBP
Ordinary NPV	CFD	Short	830	543.915204 ZAR
Ordinary NPV	CFD	Short	5420	46.274622 AUD
Ordinary NPV	CFD	Short	22868	46.203033 AUD
Ordinary NPV	CFD	Short	797	46.271004 AUD
Ordinary NPV	CFD	Short	8685	46.204689 AUD
Ordinary NPV	CFD	Short	169	46.359231 AUD
Ordinary NPV	CFD	Short	232	46.257672 AUD
Ordinary NPV	CFD	Short	7144	46.263403 AUD
Ordinary NPV	CFD	Short	261	46.2308 AUD
Ordinary NPV	CFD	Short	612	46.316618 AUD
Ordinary NPV	CFD	Short	55271	46.277341 AUD
Ordinary NPV	CFD	Short	2327	46.260615 AUD
Ordinary NPV	CFD	Short	5357	46.32574 AUD
Ordinary NPV	CFD	Short	8139	46.266945 AUD
Ordinary NPV	CFD	Short	8105	46.263093 AUD
Ordinary NPV	CFD	Short	3466	46.283855 AUD
Ordinary NPV	CFD	Short	9290	46.30355059 AUD
Ordinary NPV	CFD	Short	961	46.360364 AUD
Ordinary NPV	CFD	Short	8784	46.32 AUD
Ordinary NPV	CFD	Short	1156	46.300718 AUD
Ordinary NPV	CFD	Short	136296	46.282 AUD
Ordinary NPV	CFD	Short	6975	46.327696 AUD
Ordinary NPV	CFD	Short	721	23.8720110957004 GBP
Ordinary NPV	CFD	Short	14660	46.273806 AUD
Ordinary NPV	CFD	Short	311	23.8719935691318 GBP
Ordinary NPV	CFD	Short	338	23.8720118343195 GBP
Ordinary NPV	CFD	Short	16678	549.7835304 ZAR
Ordinary NPV	CFD	Short	28142	46.28123516 AUD
Ordinary NPV	CFD	Short	42244	23.907787 GBP
Ordinary NPV	CFD	Short	1157	24.07 GBP
Ordinary NPV	CFD	Short	1710	23.8 GBP
Ordinary NPV	CFD	Short	1308	23.75 GBP
Ordinary NPV	CFD	Short	155	23.72 GBP
Ordinary NPV	CFD	Short	200	23.67 GBP
Ordinary NPV	CFD	Short	400	24.05 GBP
Ordinary NPV	CFD	Short	800	23.872 GBP
Ordinary NPV	CFD	Short	1000	23.41 GBP
Ordinary NPV	CFD	Short	1000	23.46 GBP
Ordinary NPV	CFD	Short	5	23.77 GBP
Ordinary NPV	CFD	Short	1000	23.7 GBP
ADR	CFD	Short	76	58.7300 USD
ADR	CFD	Short	4132	58.7729 USD
ADR	CFD	Short	39851	58.7921 USD
ADR	CFD	Short	50000	58.7932 USD
ADR	CFD	Short	6374	58.8043 USD
ADR	CFD	Short	10507	58.8124 USD
ADR	CFD	Short	1760	58.8164 USD
ADR	CFD	Short	70041	58.9133 USD
ADR	CFD	Short	5996	59.1494 USD
ADR	CFD	Short	358	59.2253 USD
ADR	CFD	Short	2854	59.3217 USD
ADR	CFD	Short	2854	59.3217 USD
ADR	CFD	Short	7972	59.3695 USD
ADR	CFD	Short	1637	59.6062 USD
ADR	CFD	Short	4510	60.0546 USD
ADR	CFD	Short	13028	61.0369 USD
ADR	CFD	Long	-76	58.7300 USD
ADR	CFD	Long	-4132	58.7729 USD
ADR	CFD	Long	-39851	58.7921 USD
ADR	CFD	Long	-50000	58.7932 USD
ADR	CFD	Long	-6374	58.8043 USD
ADR	CFD	Long	-10507	58.8124 USD
ADR	CFD	Long	-1760	58.8164 USD
ADR	CFD	Long	-5996	59.1494 USD
ADR	CFD	Long	-358	59.2253 USD
ADR	CFD	Long	-5708	59.3217 USD
ADR	CFD	Long	-2854	59.3217 USD
ADR	CFD	Long	-7972	59.3695 USD
ADR	CFD	Long	-1637	59.6062 USD
ADR	CFD	Long	-4510	60.0546 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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