TIDMBKY
RNS Number : 0948B
Berkeley Resources Limited
11 April 2012
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99,
1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Berkeley Resources Limited
--------------------------
ABN
40 052 468 569
--------------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities Employee Incentive Options -
issued or to be issued 47.5 cents
--------------------------------------------
Number of +securities
issued or to be issued
(if known) or maximum
number which may be
2 issued 1,500,000
3 Principal terms of Employee Incentive Options exercisable
the +securities (eg, at 47.5 cents each vesting as
if options, exercise follows:
price and expiry date;
if partly paid +securities, 500,000 on 12 December 2012;
the amount outstanding 500,000 on 12 December 2013;
and due dates for payment; and
if +convertible securities, 500,000 on or after 12 December
the conversion price 2014
and dates for conversion)
All options expire on 22 December
2015
--------------------------------------------
4 Do the +securities Not applicable
rank equally in all
respects from the date
of allotment with an
existing +class of
quoted +securities?
If the additional securities
do not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
--------------------------------------------
5 Issue price or consideration Nil
--------------------------------------------
Purpose of the issue Granted to employees in accordance
(If issued as consideration with the terms of the Berkeley
for the acquisition Employee Options Scheme which
6 of assets, clearly was approved by Shareholders
identify those assets) on 20 September 2011.
--------------------------------------------
7 Dates of entering 11 April 2012
+securities into uncertificated
holdings or despatch
of certificates
--------------------------------------------
Number +Class
--------------------- ---------------------
Number and +class
of all +securities
quoted on ASX (including
the securities in
8 clause 2 if applicable) 174,298,273 Ordinary shares
11,989,428 $0.75 Options
--------------------- ---------------------
Number +Class
----------- ------------------
$1.00 Incentive
Options
$1.25 Incentive
Options - 2013
$1.35 Incentive
495,833 Options
1,000,000 $0.41 Incentive
Number and +class Options
of all +securities 2,311,666 $0.41 Incentive
not quoted on ASX 2,000,000 Options
(including the securities 1,000,000 $0.475 Incentive
9 in clause 2 if applicable) 2,000,000 Options
----------- ------------------
10 Dividend policy (in Not applicable
the case of a trust,
distribution policy)
on the increased capital
(interests)
-------------------------------
Part 2 -- Bonus issue or pro rata issue
11 Is security holder Not applicable
approval required?
---------------
12 Is the issue renounceable Not applicable
or non-renounceable?
---------------
13 Ratio in which the Not applicable
+securities will be
offered
14 +Class of +securities Not applicable
to which the offer
relates
---------------
15 +Record date to determine Not applicable
entitlements
---------------
16 Will holdings on different Not applicable
registers (or subregisters)
be aggregated for calculating
entitlements?
---------------
17 Policy for deciding Not applicable
entitlements in relation
to fractions
---------------
18 Names of countries Not applicable
in which the entity
has +security holders
who will not be sent
new issue documents
Note: Security holders
must be told how their
entitlements are to
be dealt with.
Cross reference: rule
7.7.
---------------
19 Closing date for receipt Not applicable
of acceptances or renunciations
---------------
20 Names of any underwriters Not applicable
---------------
21 Amount of any underwriting Not applicable
fee or commission
---------------
22 Names of any brokers Not applicable
to the issue
---------------
23 Fee or commission payable Not Applicable
to the broker to the
issue
---------------
24 Amount of any handling Not applicable
fee payable to brokers
who lodge acceptances
or renunciations on
behalf of +security
holders
---------------
25 If the issue is contingent Not applicable
on +security holders'
approval, the date
of the meeting
---------------
26 Date entitlement and Not applicable
acceptance form and
prospectus or Product
Disclosure Statement
will be sent to persons
entitled
---------------
27 If the entity has issued Not applicable
options, and the terms
entitle option holders
to participate on exercise,
the date on which notices
will be sent to option
holders
---------------
28 Date rights trading Not applicable
will begin (if applicable)
---------------
29 Date rights trading Not applicable
will end (if applicable)
---------------
30 How do +security holders Not applicable
sell their entitlements
in full through a broker?
---------------
31 How do +security holders Not applicable
sell part of their
entitlements through
a broker and accept
for the balance?
---------------
32 How do +security holders Not applicable
dispose of their entitlements
(except by sale through
a broker)?
---------------
33 +Despatch date Not applicable
---------------
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities
when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting
out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities Not applicable
for which +quotation
is sought
-------------------------------
39 Class of +securities Not applicable
for which quotation
is sought
-------------------------------
40 Do the +securities Not applicable
rank equally in all
respects from the date
of allotment with an
existing +class of
quoted +securities?
If the additional securities
do not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
-------------------------------
41 Reason for request Not applicable
for quotation now
Example: In the case
of restricted securities,
end of restriction
period
(if issued upon conversion
of another security,
clearly identify that
other security)
-------------------------------
Number +Class
--------------- --------------
42 Number and +class of Not applicable
all +securities quoted
on ASX (including the
securities in clause
38)
--------------- --------------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- We warrant that if confirmation is required under section
1017F of the Corporations Act in relation to the +securities to be
quoted, it has been provided at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document not available now, will give
it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here: Date: 11 April 2012
Company secretary
Print name: Sam Middlemas
== == == == ==
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