TIDMEVG TIDMINVP
RNS Number : 2354U
Bank of America Merrill Lynch
19 December 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Evolution Group PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Investec PLC and Investec Ltd
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 16/12/2011
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0030221864 Purchase 64,932 0.785 GBP 0.755 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0030221864 Sale 56,216 0.785 GBP 0.755 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Long 13,102 0.77 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 15,872 0.77 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Long 10,536 0.762 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 5,156 0.755 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 2,258 0.772 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 3,763 0.772 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 10,536 0.772 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 2,578 0.777 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 11,558 0.777 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 297 0.763 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 1,835 0.763 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Short 11,079 0.763 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Long 20,423 0.773 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB0030221864 Swaps Long 12,155 0.777 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated. Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 19/12/2011
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129. The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Investec PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Investec PLC and Investec Ltd
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 16/12/2011
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B17BBQ50 Purchase 269,962 3.437 GBP 3.261 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B17BBQ50 Sale 364,650 3.425 GBP 3.261 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 6,600 3.283 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 101 3.267 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 2,609 3.267 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 1,676 3.408 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 438 3.372 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 1,137 3.375 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 26,435 3.329 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 26,435 3.326 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 41,834 3.326 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 4,043 3.329 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 361 3.417 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 771 3.412 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Long 1,036 3.412 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 11,593 3.261 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 7,737 3.301 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 72,500 3.263 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 1,126 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 10,000 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 10,000 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 10,000 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 10,000 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 18,674 3.262 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B17BBQ50 Swaps Short 67,100 3.359 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated. Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or
understandings relating
to options or derivatives
----------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------------------------------
Date of disclosure: 19/12/2011
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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