Exercise of Options
07 Febbraio 2008 - 12:08PM
UK Regulatory
RNS Number:4996N
Mineral Securities Limited
07 February 2008
Mineral Securities Limited
7 February 2008
Completion of exercise of MMXO Class A options (including Appendices 3B and 3Y)
Mineral Securities Limited ("Minsec" or the "Company") is pleased to announce
that holders of approximately 92.5% of the 10,438,517 Class A options
outstanding at 14 December 2007 and which expired on 31 January 2008, have
exercised those options resulting in the Company receiving A$11.1 million of
which, as already announced, A$2.84 million was spent acquiring 316,904 Platmin
Limited shares from Keith Liddell, leaving A$8.26 million available for general
corporate purposes.
Included in those exercising were Keith Liddell (2,520,570 options) and Hon.
John Colinton Moore (261,735 options) for whom Appendices 3Y are attached. An
Appendix 3B detailing the final shares allotted is also attached.
Secondary Trading Exemption
The Corporations Act restricts the on sale of securities issued without
disclosure, unless the sale is exempt under section 708 or 708A. A sale of the
Securities noted above will fall within the exemption in section 708A(5) of the
Act.
The Company hereby notifies the Australian Stock Exchange under paragraph 708A
(5)(e) of the Corporation Act that:
(a) the Company issued the Securities without disclosure to investors under
Part 6D.2 of the Act;
(b) as at 7 February 2008, the Company has complied with the provisions of
Chapter 2M of the Act as they apply to the Company, and section 674 of
the Act; and
(c) as at 7 February 2008 there is no information:
i. that has been excluded from a continuous disclosure notice in
accordance with the ASX Listing Rules; and
ii. that investors and their professional advisers would reasonably
require for the purpose of making an informed assessment of:
the assets and liabilities, financial position and performance,
profits and losses and prospects of the Company; or
the rights and liabilities attaching to the Securities.
For additional information please contact:
Keith Liddell, Chief Executive Officer
James Haddock, Interim Chief Financial Officer and Company Secretary
Tel: +44 20 7478 5100 (London) +61 8 9221 7466 (Perth)
Email: enquiries@mineralsecurities.com
Nominated Adviser: RBC Capital Markets
Martin Eales Tel: +44 20 7029 7881
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/
2001, 11/3/2002, 1/1/2003.
Name of entity
MINERAL SECURITIES LIMITED
ARBN
124 546 443
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or CHESS Depository Interests ("CDIs") issued
to be issued over Ordinary Shares
------------------------
------------------------
2 Number of +securities issued or 9,661,016
to be issued (if known) or ------------------------
maximum number which may be
issued
------------------------
3 Principal terms of the CHESS Depository Interests issued over
+securities (eg, if options, Ordinary Shares
exercise price and expiry date; ------------------------
if partly paid +securities, the
amount outstanding and due dates
for payment; if +convertible
securities, the conversion price
and dates for conversion)
------------------------
4 Do the +securities rank Yes
equally in all respects from
the date of allotment with an
existing +class of quoted
+securities?
If the additional
securities do not rank
equally, please state:
the date from which they
do
the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
the extent to which they
do not rank equally, other ------------------------
than in relation to the next
dividend, distribution or
interest payment
------------------------
5 Issue price or consideration $1.15 per share for total consideration of
$11,110,168.
------------------------
------------------------
Purpose of the issue 9,661,016 Class A MXXO options exercised at
$1.15
6 (If issued as consideration for
the acquisition of assets, clearly ------------------------
identify those assets)
------------------------
7 Dates of entering +securities 8 February 2008
into uncertificated holdings or ------------------------
despatch of certificates
------------- --------------
Number +Class
------------- --------------
8 Number and +class of all 114,103,780 CHESS Depository Interests
+securities quoted on ASX ------------- issued over ordinary
(including the securities in shares Ordinary Shares
clause 2 if applicable) (includes 11,783,209 CDIs
held by a subsidiary of
the Company).
--------------
Number +Class
------------ ---------------
Number and +class of all 57,173,796 Ordinary Shares and
+securities not quoted on ASX depository interests
(including the securities in ("DIs") issued over
clause 2 if applicable) Ordinary Shares quoted on
continued the AIM market of the
London Stock Exchange
(includes 2,178,595
ordinary shares held by
subsidiaries of the
Company)
9 1,300,000 Class B Options
exercisable at $1.25
expiry 31 January 2009
7,533,333 Class D Options
exercisable at �0.63
expiry 30 September 2012
280,000 Class E Options
exercisable at �0.9075
expiry 19 April 2011
2,500,000 Class F Options
exercisable at AUD$2.30
expiry 31 January 2010
6,500,000 MESOS Options exercisable
at �0.85 expiry 31
December 2010
35,540 NEDSOS Option exercisable
at A$1.5918 expiry 30
September 2012 the
granting of which is
subject to obtaining
shareholder approval.
61,757 NEDSOS Option exercisable
------------ at A$1.6845 expiry 31
December 2012 the granting
of which is subject to
obtaining shareholder
approval.
---------------
10 Dividend policy (in the case of N/A
a trust, distribution policy) ------------------------
on the increased capital
(interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required? N/A
------------------------
------------------------
12 Is the issue renounceable or non-renounceable? N/A
------------------------
------------------------
13 Ratio in which the +securities will be offered N/A
------------------------
------------------------
14 +Class of +securities to which the offer relates N/A
------------------------
------------------------
15 +Record date to determine entitlements N/A
------------------------
------------------------
16 Will holdings on different registers (or N/A
subregisters) be aggregated for calculating ------------------------
entitlements?
------------------------
17 Policy for deciding entitlements in relation to N/A
fractions ------------------------
------------------------
18 Names of countries in which the entity has N/A
+security holders who will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
------------------------
------------------------
19 Closing date for receipt of acceptances or N/A
renunciations ------------------------
------------------------
20 Names of any underwriters N/A
------------------------
------------------------
21 Amount of any underwriting fee or commission N/A
------------------------
------------------------
22 Names of any brokers to the issue N/A
------------------------
------------------------
23 Fee or commission payable to the broker to the N/A
issue ------------------------
------------------------
24 Amount of any handling fee payable to brokers N/A
who lodge acceptances or renunciations on behalf ------------------------
of +security holders
------------------------
25 If the issue is contingent on +security holders' N/A
approval, the date of the meeting ------------------------
------------------------
26 Date entitlement and acceptance form and N/A
prospectus or Product Disclosure Statement will ------------------------
be sent to persons entitled
------------------------
27 If the entity has issued options, and the terms N/A
entitle option holders to participate on ------------------------
exercise, the date on which notices will be sent
to option holders
------------------------
28 Date rights trading will begin (if applicable) N/A
------------------------
------------------------
29 Date rights trading will end (if applicable) N/A
------------------------
------------------------
30 How do +security holders sell their entitlements N/A
in full through a broker? ------------------------
------------------------
31 How do +security holders sell part of their N/A
entitlements through a broker and accept for the ------------------------
balance?
------------------------
32 How do +security holders dispose of their N/A
entitlements (except by sale through a broker)? ------------------------
------------------------
33 +Despatch date N/A
------------------------
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
-----
(a) Securities described in Part 1
-----
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly
paid securities that become fully paid, employee incentive share
securities when restriction ends, securities issued on expiry or
conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest
holders of the additional +securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution schedule of
the additional +securities setting out the number of holders in the
categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought ------------------------
39 Class of +securities for which N/A
quotation is sought ------------------------
40 Do the +securities rank N/A
equally in all respects
from the date of allotment
with an existing +class of
quoted +securities?
If the additional
securities do not rank
equally, please state:
the date from which
they do
the extent to which
they participate for the
next dividend, (in the case
of a trust, distribution)
or interest payment
the extent to which
they do not rank equally, ------------------------
other than in relation to
the next dividend,
distribution or interest
payment
------------------------
41 Reason for request for N/A
quotation now
Example: In the case of
restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly ------------------------
identify that other security)
------------- -------------
Number +Class
------------- -------------
42 Number and +class of all N/A N/A
+securities quoted on ASX ------------- -------------
(including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for
an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that the +
securities be quoted.
- We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +
securities to be quoted under section 1019B of the Corporations Act at the time
that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the information
and documents. We warrant that they are (will be) true and complete.
James Haddock
Sign here: .................................... Date: 7 February 2008
(Director/Company secretary)
This information is provided by RNS
The company news service from the London Stock Exchange
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