RNS Number:4228S
Mineral Securities Limited
15 April 2008
ASX / RNS ANNOUNCEMENT
ISSUE OF OPTIONS AND SIGNIFICANT SHAREHOLDINGS
16 April 2008
Mineral Securities Limited ("the Company") announces that it has:
1. issued 97,297 options under the Non-Executive Directors Share Option
Scheme ("NEDSOS") to Sir Bruce Macphail (47,003), Nigel Hamway (18,958) and Hon.
John Moore AO (31,336). The issue of the options was forecast in the
announcements of 30 January 2008 and 24 December 2007 and was approved by
shareholders at the Annual General Meeting held on 20 February 2008. An Appendix
3B and Appendices 3Y in respect of the recipients are attached;
2. been notified by Hadron Capital LLP that Hadron Master Fund is the owner
of interests in 6,212,797 of the Company's shares, representing approximately
3.63% of the 171,277,576 shares in issue and approximately 3.95% of the
157,315,772 shares not held by subsidiaries of the Company; and
3. been notified by Keith Liddell that the 1,300,000 Class B Options in
which he is interested have been transferred from "Keith Stuart Liddell (Liddell
Investment Account)" to "Mr Keith Stuart Liddell and Mrs Shelagh Jayne Liddell".
An Appendix 3Y is attached.
For additional information, please contact:
James Haddock, Company Secretary
Tel: +44 20 7478 5100 (London) +61 8 9221 7466 (Perth)
Email: enquiries@mineralsecurities.com
Nominated Adviser: RBC Capital Markets
Martin Eales Tel: +44 20 7029 7881
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/
2001, 11/3/2002, 1/1/2003.
Name of entity
MINERAL SECURITIES LIMITED
ARBN
124 546 443
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued 1) NEDSOS Options (Unlisted)
or to be issued
2) NEDSOS Options (Unlisted)
3) CHESS Depository Interests ("CDIs") issued over
Ordinary Shares
2 Number of +securities issued 1) 35,540
or to be issued (if known) or
maximum number which may be 2) 61,757
issued
3) 9,188,720
3 Principal terms of the 1) NEDSOS Option exercisable at
+securities (eg, if options, A$1.5918 expiry 3 September 2012,
exercise price and expiry date;
if partly paid +securities, the
amount outstanding and due
dates for payment; if 2) NEDSOS Option exercisable at
+convertible securities, the A$1.6845 expiry 31 December 2012,
conversion price and dates for
conversion)
3) CHESS Depository Interests
issued over Ordinary Shares
4 Do the +securities rank equally in (1) Not applicable
all respects from the date of
allotment with an existing +class (2) Not applicable
of quoted +securities?
(3) Yes
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
* the extent to which they do
not rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration 1) US$25,959
2) US$43,750
3) Not applicable
Purpose of the issue 1 & 2) NEDSOS options are issued to
non-executive directors in lieu of their
6 (If issued as consideration for the normal fees under the Company's Non-Executive
acquisition of assets, clearly Directors' Share Option Scheme.
identify those assets)
3) Transfers between CDI's and Ordinary
Shares and depository interests ("DIs") issued
over Ordinary Shares quoted on the AIM market
of the London Stock Exchange
7 Dates of entering +securities 16 April 2008
into uncertificated holdings
or despatch of certificates
Number +Class
8 Number and +class of all 123,292,500 CHESS Depository
+securities quoted on ASX Interests issued over
(including the securities in ordinary shares Ordinary
clause 2 if applicable) Shares (includes
11,783,209 CDIs held by a
subsidiary of the
Company).
Number +Class
Number and +class of all 47,985,076 Ordinary Shares and
+securities not quoted on ASX depository interests ("DIs
9 (including the securities in clause ") issued over Ordinary
2 if applicable) continued Shares quoted on the AIM
market of the London Stock
Exchange (includes
2,178,595 ordinary shares
held by subsidiaries of
the Company)
Class B Options
exercisable at $1.25
expiry 31 January 2009
Class D Options
exercisable at �0.63
expiry 30 September 2012
1,300,000
Class E Options
exercisable at �0.9075
expiry 19 April 2011
7,533,333 Class F Options
exercisable at AUD$2.30
expiry 31 January 2010
MESOS Options exercisable
at �0.85 expiry 31
280,000 December 2010
NEDSOS Options exercisable
at A$1.5918 expiry 30
September 2012
2,500,000
NEDSOS Options exercisable
at A$1.6845 expiry 31
December 2012
5,160,000
35,540
61,757
10 Dividend policy (in the case of a N/A
trust, distribution policy) on the
increased capital (interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval N/A
required?
12 Is the issue renounceable or N/A
non-renounceable?
13 Ratio in which the +securities N/A
will be offered
14 +Class of +securities to which N/A
the offer relates
15 +Record date to determine N/A
entitlements
16 Will holdings on different N/A
registers (or subregisters) be
aggregated for calculating
entitlements?
17 Policy for deciding entitlements N/A
in relation to fractions
18 Names of countries in which the N/A
entity has +security holders who
will not be sent new issue
documents
Note: Security holders must be
told how their entitlements are
to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of N/A
acceptances or renunciations
20 Names of any underwriters N/A
21 Amount of any underwriting fee or N/A
commission
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the N/A
broker to the issue
24 Amount of any handling fee N/A
payable to brokers who lodge
acceptances or renunciations on
behalf of +security holders
25 If the issue is contingent on N/A
+security holders' approval, the
date of the meeting
26 Date entitlement and acceptance N/A
form and prospectus or Product
Disclosure Statement will be sent
to persons entitled
27 If the entity has issued options, N/A
and the terms entitle option
holders to participate on
exercise, the date on which
notices will be sent to option
holders
28 Date rights trading will begin N/A
(if applicable)
29 Date rights trading will end (if N/A
applicable)
30 How do +security holders sell N/A
their entitlements in full
through a broker?
31 How do +security holders sell N/A
part of their entitlements
through a broker and accept for
the balance?
32 How do +security holders dispose N/A
of their entitlements (except by
sale through a broker)?
33 +Despatch date N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) FORMCHECKBOX All other securities
Example: restricted securities at the end of the escrowed period, partly paid
securities that become fully paid, employee incentive share securities when
restriction ends, securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the
information or documents
35 FORMCHECKBOX If the +securities are +equity securities, the names of the 20 largest holders
of the additional +securities, and the number and percentage of additional
+securities held by those holders
36 FORMCHECKBOX If the +securities are +equity securities, a distribution schedule of the
additional +securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 FORMCHECKBOX A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought
39 Class of +securities for which N/A
quotation is sought
40 Do the +securities rank equally in N/A
all respects from the date of
allotment with an existing +class
of quoted +securities?
If the additional securities do not
rank equally, please state:
* the date from which they do
* the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
* the extent to which they do
not rank equally, other than in
relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation N/A
now
Example: In the case of restricted
securities, end of restriction
period
(if issued upon conversion of
another security, clearly identify
that other security)
Number +Class
42 Number and +class of all N/A N/A
+securities quoted on ASX
(including the securities in clause
38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
* The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
* There is no reason why those +securities should not be granted
+quotation.
* An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
* Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to be quoted
and that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we request
that the +securities be quoted.
* We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
* If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the
information and documents. We warrant that they are (will be) true and
complete.
James Haddock
Sign here:
............................................................ Date: 16 April 2008
(Company secretary)
Print name:
== == == == ==
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Mineral Securities Limited
ARBN 124 546 443
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Sir Bruce MacPhail
Date of last notice 14 September 2007
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Direct
Nature of indirect interest N/A
(including registered holder)
Note: Provide details of the
circumstances giving rise to the
relevant interest.
Date of change 16 April 2008
No. of securities held prior to change 800,000 ordinary shares
Class NEDSOS options exercisable at A$1.5918
on or before 30 September 2012
NEDSOS options exercisable at A$1.6845
on or before 31 December 2012
Number acquired Direct
20,536 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
26,467 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Number disposed
Value/Consideration Issue of options under the
Non-Executive Directors' Share Option
Note: If consideration is non-cash, Scheme ("NEDSOS") in lieu of normal
provide details and estimated valuation cash fees to the value of US$33,750
No. of securities held after change 800,000 ordinary shares
20,536 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
26,467 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Nature of change Issue of options under the
Non-Executive Directors' Share Option
Example: on-market trade, off-market Scheme
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract Not applicable
Nature of interest Not applicable
Name of registered holder Not applicable
(if issued securities)
Date of change Not applicable
No. and class of securities to Not applicable
which interest related prior to
change
Note: Details are only required
for a contract in relation to
which the interest has changed
Interest acquired Not applicable
Interest disposed Not applicable
Value/Consideration Not applicable
Note: If consideration is
non-cash, provide details and
an estimated valuation
Interest after change Not applicable
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Mineral Securities Limited
ARBN 124 546 443
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Nigel Jonathon Hamway
Date of last notice 28 September 2007
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Direct
Nature of indirect interest N/A
(including registered holder)
Note: Provide details of the
circumstances giving rise to the
relevant interest.
Date of change 16 April 2008
No. of securities held prior to change 340,000 ordinary shares
Class NEDSOS options exercisable at A$1.5918
on or before 30 September 2012
NEDSOS options exercisable at A$1.6845
on or before 31 December 2012
Number acquired 1,313 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
17,645 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Number disposed
Value/Consideration Issue of options under the
Non-Executive Directors' Share Option
Note: If consideration is non-cash, Scheme ("NEDSOS") in lieu of normal
provide details and estimated valuation cash fees to the value of US$13,459
No. of securities held after change 340,000 ordinary shares
1,313 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
17,645 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Nature of change Issue of options under the
Non-Executive Directors' Share Option
Example: on-market trade, off-market Scheme
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract Not applicable
Nature of interest Not applicable
Name of registered holder Not applicable
(if issued securities)
Date of change Not applicable
No. and class of securities to Not applicable
which interest related prior to
change
Note: Details are only required
for a contract in relation to
which the interest has changed
Interest acquired Not applicable
Interest disposed Not applicable
Value/Consideration Not applicable
Note: If consideration is
non-cash, provide details and
an estimated valuation
Interest after change Not applicable
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Mineral Securities Limited
ARBN 124 546 443
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Hon. John Moore
Date of last notice 7 February 2008
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Direct and Indirect
Nature of indirect interest Ralsten Pty Ltd, a company Hon Moore
holds a relevant interest in.
(including registered holder)
Note: Provide details of the
circumstances giving rise to the
relevant interest.
Date of change 16 April 2008
No. of securities held prior to change Direct
494,641 ordinary shares
Indirect
50,000 ordinary shares in the name of
Ralsten Pty Ltd
Class NEDSOS options exercisable at A$1.5918
on or before 30 September 2012
NEDSOS options exercisable at A$1.6845
on or before 31 December 2012
Number acquired Direct
13,691 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
17,645 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Number disposed
Value/Consideration Issue of options under the
Non-Executive Directors' Share Option
Note: If consideration is non-cash, Scheme ("NEDSOS") in lieu of normal
provide details and estimated valuation cash fees to the value of US$22,500
No. of securities held after change Direct
494,641 ordinary shares
13,691 NEDSOS options exercisable at
A$1.5918 on or before 30 September 2012
17,645 NEDSOS options exercisable at
A$1.6845
on or before 31 December 2012
Indirect
50,000 ordinary shares in the name of
Ralsten Pty Ltd
Nature of change Issue of options under the
Non-Executive Directors' Share Option
Example: on-market trade, off-market Scheme
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract Not applicable
Nature of interest Not applicable
Name of registered holder Not applicable
(if issued securities)
Date of change Not applicable
No. and class of securities to Not applicable
which interest related prior to
change
Note: Details are only required
for a contract in relation to
which the interest has changed
Interest acquired Not applicable
Interest disposed Not applicable
Value/Consideration Not applicable
Note: If consideration is
non-cash, provide details and
an estimated valuation
Interest after change Not applicable
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity: Mineral Securities Limited (MXX)
ARBN: 124 546 443
We (the entity) give ASX the following information under listing rule 3.19A.2
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Keith Stuart Liddell
Date of last notice 7 February 2008
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the
definition of "notifiable interest of a director" should be disclosed in this
part.
Direct or indirect interest Indirect and direct
Nature of indirect interest (1) Keith Stuart Liddell (Liddell
Investment Account) - indirect interest
(including registered holder) as trustee and beneficiary
Note: Provide details of the (2) Trintron Pty Ltd (Liddell Property
circumstances giving rise to the Account) - indirect interest as
relevant interest. director and beneficiary
(3) Shelagh Jane Liddell - indirect
interest as spouse
(4) Keith Stuart Liddell & Shelagh Jane
Liddell - direct interest
Date of change 16 April 2008
No. of securities held prior to change (1) Indirect - 1,300,000 unlisted class
B options
(2) Indirect - 60,000 listed ordinary
shares
(3) Indirect - 7,408,815 listed
ordinary shares
(4) Direct - 92,895 listed ordinary
shares
Class Unlisted class B options
Number acquired
Number disposed
Value/Consideration Nil
Note: If consideration is non-cash,
provide details and estimated valuation
No. of securities held after change (2) Indirect - 60,000 listed ordinary
shares
(3) Indirect - 7,408,815 listed
ordinary shares
(4) Direct - 1,300,000 unlisted class B
options
(4) Direct - 92,895 listed ordinary
shares
Nature of change Transfer of unlisted class B options
from "Keith Stuart Liddell (Liddell
Example: on-market trade, off-market Investment Account)" to "Mr Keith
trade, exercise of options, issue of Stuart Liddell and Mrs Shelagh Jayne
securities under dividend reinvestment Liddell"
plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required
for a contract in relation to
which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is
non-cash, provide details and
an estimated valuation
Interest after change N/A
This information is provided by RNS
The company news service from the London Stock Exchange
END
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