TIDMNBLS TIDMNBCS TIDMNBLU

RNS Number : 7707T

NB Global Floating Rate Income Fund

22 November 2013

Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

 
                                                        State whether the notification relates 
                                                         to (i) a 
                                                         transaction notified in accordance 
                                                         with DTR 3.1.2 R, 
                                                         (ii) a disclosure made in accordance 
                                                         LR 9.8.6R(1) or 
                                                         (iii) a disclosure made in accordance 
                                                         with section 793 of the Companies 
 1.    Name of the issuer                         2.     Act (2006). 
       NB GLOBAL FLOATING RATE INCOME FUND              DTR 3.1.2R 
        LIMITED 
      -----------------------------------------  ----  -------------------------------------------- 
                                                        State whether notification relates 
                                                         to a person 
                                                         connected with a person discharging 
                                                         managerial responsibilities/director 
       Name of person discharging managerial             named in 3 and identify the connected 
 3.     responsibilities/director                 4.     person 
      -----------------------------------------  ----  -------------------------------------------- 
       RICHARD BATTEY                                   YES - RICHARD BATTEY 
      -----------------------------------------  ----  -------------------------------------------- 
       Indicate whether the notification 
        is in respect of a holding of the               Description of shares (including 
        person referred to in 3 or 4 above               class), debentures or derivatives 
        or in respect of a nonbeneficial                 or financial instruments relating 
 5.     interest 1                                6.     to shares 
      -----------------------------------------  ----  -------------------------------------------- 
       BENEFICIAL                                       ORDINARY GBP SHARES 
      -----------------------------------------  ----  -------------------------------------------- 
       Name of registered shareholders(s) 
        and, if more than one, the number 
 7.     of shares held by each of them            8.    State the nature of the transaction 
      -----------------------------------------  ----  -------------------------------------------- 
       RICHARD BATTTEY- 170 ORDINARY GBP                SCRIP DIVIDEND 
        SHARES 
      -----------------------------------------  ----  -------------------------------------------- 
 9.    Number of shares, debentures or            10.   Percentage of issued class acquired 
        financial                                        (treasury shares of that class should 
        instruments relating to shares acquired          not be taken into account when calculating 
                                                         percentage) 
      -----------------------------------------  ----  -------------------------------------------- 
       170 ORDINARY GBP SHARES                          LESS THAN 0.5% 
      -----------------------------------------  ----  -------------------------------------------- 
 11.   Number of shares, debentures or            12.   Percentage of issued class disposed 
        financial                                        (treasury shares of that class should 
        instruments relating to shares disposed          not be taken into account when calculating 
                                                         percentage) 
      -----------------------------------------  ----  -------------------------------------------- 
       N/A                                              N/A 
      -----------------------------------------  ----  -------------------------------------------- 
 13.   Price per share or value of transaction    14.   Date and place of transaction 
      -----------------------------------------  ----  -------------------------------------------- 
                                                        22 NOVEMBER 2013, GUERNSEY 
      -----------------------------------------  ----  -------------------------------------------- 
       Total holding following notification 
        and total percentage holding following 
        notification (any treasury shares 
        should not be taken into account 
 15.    when calculating percentage)              16.   Date issuer informed of transaction 
      -----------------------------------------  ----  -------------------------------------------- 
       10,000 C-Shares                                  22 NOVEMBER 2013 
        20,003 Ordinary GBP Shares 
      -----------------------------------------  ----  -------------------------------------------- 
 

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

 
                                          Period during which or date 
 17.   Date of grant                18.    on which exercisable 
       N/A                                N/A 
      ---------------------------  ----  ------------------------------- 
                                          Description of shares or 
       Total amount paid (if any)          debentures involved (class 
 19.    for grant of the option     20.    and number) 
      ---------------------------  ----  ------------------------------- 
       N/A                                N/A 
      ---------------------------  ----  ------------------------------- 
       Exercise price (if fixed 
        at time of grant) or 
        indication that price is          Total number of shares or 
        to be fixed at the time            debentures over which options 
 21.    of exercise                 22.    held following notification 
      ---------------------------  ----  ------------------------------- 
       N/A                                N/A 
      ---------------------------  ----  ------------------------------- 
                                          Name of contact and telephone 
 23.   Any additional information   24.    number for queries 
      ---------------------------  ----  ------------------------------- 
       N/A                                SARA BOURNE 01481 750858 
      ---------------------------  ----  ------------------------------- 
 
 
 Name of authorised official of issuer responsible for making 
  notification 
  Sara Bourne for BNP Paribas Securities Services S.C.A. (Guernsey 
  Branch), Company Secretary 
  Date of notification: 22 November 2013 
 
   Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3. 
 
 (1)   An issuer making a notification in respect of a transaction 
        relating to the shares or debentures of the issuer 
        should complete boxes 1 to 16, 23 and 24. 
 (2)   An issuer making a notification in respect of a derivative 
        relating the shares of the issuer should complete boxes 
        1 to 4, 6, 8, 13, 14, 16, 23 and 24. 
 (3)   An issuer making a notification in respect of options 
        granted to a director/person discharging managerial 
        responsibilities should complete boxes 1 to 3 and 17 
        to 24. 
 (4)   An issuer making a notification in respect of a financial 
        instrument relating to the shares of the issuer (other 
        than a debenture) should complete boxes 1 to 4, 6, 
        8, 9, 11, 13, 14, 16, 23 and 24. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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