NB Global Floating Rate Income Fund Director/PDMR Shareholding (7707T)
22 Novembre 2013 - 4:15PM
UK Regulatory
TIDMNBLS TIDMNBCS TIDMNBLU
RNS Number : 7707T
NB Global Floating Rate Income Fund
22 November 2013
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the notification relates
to (i) a
transaction notified in accordance
with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance
with section 793 of the Companies
1. Name of the issuer 2. Act (2006).
NB GLOBAL FLOATING RATE INCOME FUND DTR 3.1.2R
LIMITED
----------------------------------------- ---- --------------------------------------------
State whether notification relates
to a person
connected with a person discharging
managerial responsibilities/director
Name of person discharging managerial named in 3 and identify the connected
3. responsibilities/director 4. person
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RICHARD BATTEY YES - RICHARD BATTEY
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Indicate whether the notification
is in respect of a holding of the Description of shares (including
person referred to in 3 or 4 above class), debentures or derivatives
or in respect of a nonbeneficial or financial instruments relating
5. interest 1 6. to shares
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BENEFICIAL ORDINARY GBP SHARES
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Name of registered shareholders(s)
and, if more than one, the number
7. of shares held by each of them 8. State the nature of the transaction
----------------------------------------- ---- --------------------------------------------
RICHARD BATTTEY- 170 ORDINARY GBP SCRIP DIVIDEND
SHARES
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9. Number of shares, debentures or 10. Percentage of issued class acquired
financial (treasury shares of that class should
instruments relating to shares acquired not be taken into account when calculating
percentage)
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170 ORDINARY GBP SHARES LESS THAN 0.5%
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11. Number of shares, debentures or 12. Percentage of issued class disposed
financial (treasury shares of that class should
instruments relating to shares disposed not be taken into account when calculating
percentage)
----------------------------------------- ---- --------------------------------------------
N/A N/A
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13. Price per share or value of transaction 14. Date and place of transaction
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22 NOVEMBER 2013, GUERNSEY
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Total holding following notification
and total percentage holding following
notification (any treasury shares
should not be taken into account
15. when calculating percentage) 16. Date issuer informed of transaction
----------------------------------------- ---- --------------------------------------------
10,000 C-Shares 22 NOVEMBER 2013
20,003 Ordinary GBP Shares
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If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which or date
17. Date of grant 18. on which exercisable
N/A N/A
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Description of shares or
Total amount paid (if any) debentures involved (class
19. for grant of the option 20. and number)
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N/A N/A
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Exercise price (if fixed
at time of grant) or
indication that price is Total number of shares or
to be fixed at the time debentures over which options
21. of exercise 22. held following notification
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N/A N/A
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Name of contact and telephone
23. Any additional information 24. number for queries
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N/A SARA BOURNE 01481 750858
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Name of authorised official of issuer responsible for making
notification
Sara Bourne for BNP Paribas Securities Services S.C.A. (Guernsey
Branch), Company Secretary
Date of notification: 22 November 2013
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer
should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes
1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options
granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17
to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other
than a debenture) should complete boxes 1 to 4, 6,
8, 9, 11, 13, 14, 16, 23 and 24.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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