Citadel Group Form 8.3 - Sirius Minerals plc (2838G)
16 Marzo 2020 - 4:00PM
UK Regulatory
TIDMSXX
RNS Number : 2838G
Citadel Group
16 March 2020
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Citadel Group
(b) Owner or controller of interests and short
positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is
insufficient. For a trust, the trustee(s),
settlor and
beneficiaries must be named.
-------------------
(c) Name of offeror/offeree in relation to SIRIUS MINERALS PLC
whose relevant
securities this form relates:
Use a separate form for each offeror/offeree
-------------------
(d) If an exempt fund manager connected with
an
offeror/offeree, state this and specify identity
of
offeror/offeree:
-------------------
(e) Date position held/dealing undertaken: 13 March, 2020
For an opening position disclosure, state the
latest
practicable date prior to the disclosure
-------------------
(f) In addition to the company in 1(c) above, N/A
is the
discloser making disclosures in respect of
any other
party to the offer?
If it is a cash offer or possible cash offer,
state "N/A"
-------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common Stock ISIN GB00B0DG3H29
Interests Short Positions
-------------------- ------------------
Number % Number %
------------ ----------- -----
(1) Relevant securities
owned and/or controlled: 0 0.00 529,978 0.01
------------ ------ ----------- -----
(2) Cash-settled derivatives: 1,950,584 0.03 1,950,584 0.03
------------ ------ ----------- -----
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00 0 0.00
------------ ------ ----------- -----
TOTAL: 1,950,584 0.03 2,480,562 0.04
------------ ------ ----------- -----
Class of relevant security: Convertible Bond ISIN XS1991118255
Interests Short Positions
-------------------- ------------------
Number % Number %
------------ ----------- ----
(1) Relevant securities
owned and/or controlled: 0 0.00 0 0.00
------------ ------ ----------- -----
(2) Cash-settled derivatives: 1,000,000 1.01 0 0.00
------------ ------ ----------- -----
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00 0 0.00
------------ ------ ----------- -----
TOTAL: 1,000,000 1.01 0 0.00
------------ ------ ----------- -----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should
be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other
employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d)
(as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
ISIN GB00B0DG3H29
Common Stock Purchase 97,846 0.054875 GBP
------------- -------------------- --------------
Common Stock Purchase 4,670,033 0.0549 GBP
------------- -------------------- --------------
Common Stock Purchase 927,424 0.05495 GBP
------------- -------------------- --------------
Common Stock Sale -5,391,776 0.05485 GBP
------------- -------------------- --------------
Common Stock Sale -976,636 0.0549 GBP
------------- -------------------- --------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per unit
relevant description e.g. reference
security e.g. CFD opening/closing securities
a long/short
ISIN position,
GB00B0DG3H29 increasing/reducing
a long/short
position
Common Stock CFD Closing long -8 0.05485 GBP
position
---------------- ------------------- ---------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. date money
security e.g. call selling, to which per American, paid/
option varying option unit European received
etc. relates etc. per unit
(ii) Exercise
Class of relevant Product Exercising/ Number of Exercise price
security description exercised securities per unit
e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the person making the disclosure
and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 March, 2020
Contact name: Pauline Rogers
--------------
Telephone number*: 020 7645 9700
--------------
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need
to be included, provided contact information has been provided to the Panel's
Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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