D E Shaw & Co LP Form 8.3 -TUI AG -2-
01 Luglio 2014 - 4:45PM
UK Regulatory
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------
None.
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None.
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
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Date of disclosure: July 1, 2014
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Contact name: Anastasia Filipenko (Compliance Department)
--------------------- --------------------------------------------
Telephone number: +44 (0) 20 7409 4300
--------------------- --------------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: D. E. Shaw & Co., L.P.
----------------------------------------------------------------------------------------- -----------------------
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: TUI AG
----------------------------------------------------------------------------------------- -----------------------
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Listed Call
Ordinary Option Purchased 50,000 12 American 20141219
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Swap in respect
Ordinary of put option Purchased 220,000 12 American 20150619
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Swap in respect
Ordinary of put option Purchased 20,000 14 American 20150619
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Swap in respect
Ordinary of put option Purchased 20,000 13 American 20141219
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Swap in respect
Ordinary of put option Purchased 4,700 12 American 20141219
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
Swap in respect
Ordinary of put option Purchased 400,000 12 American 20140619
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the
nature of the interest or position can be
fully understood:
-------------------------------------------
None.
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It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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