TIDMTT. TIDM0NLA
RNS Number : 1067M
Bank of America Merrill Lynch
11 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 10/07/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 983,355 3.801 GBP 3.705 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 939,595 3.79 GBP 3.705 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,614 3.719 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,986 3.744 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 102,402 3.73 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,100 3.734 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 128 3.748 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 106 3.774 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 8,132 3.752 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,038 3.752 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 21,947 3.721 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,524 3.752 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,813 3.73 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,632 3.744 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 342 3.729 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 119 3.729 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,112 3.73 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 769,023 3.747 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 769,023 3.748 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 513 3.748 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,736 3.747 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 25,800 3.734 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 102,402 3.73 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 10/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 102,108 11.59 EUR 11.195 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 53,517 11.585 EUR 11.22 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,000 11.498 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,600 11.23 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,400 11.222 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 172 11.306 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 50 11.32 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 66 11.544 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 24 11.564 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 308 11.392 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 194 11.544 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 407 11.286 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 22 11.392 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 302 11.221 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 212 11.249 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 49 11.355 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 258 11.355 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,669 11.513 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,956 11.507 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,991 11.507 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,386 11.513 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 500 11.486 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 7,814 11.507 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 6,111 11.545 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,964 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,566 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 12,666 11.398 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,296 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5,285 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 8,044 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 844 11.541 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 595 11.566 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 16,447 11.422 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 591 11.481 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 50 11.205 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 51 11.409 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 342 11.231 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 569 11.298 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,476 11.226 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,429 11.226 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 17 11.217 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 61 11.217 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 740 11.217 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 535 11.273 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 11/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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