TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 1 August 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,316,538 1.10% 3,018,523 0.27%
controlled:
(2) Derivatives
(other
than
options): 899,005 0.08% 8,660,283 0.77%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 13,215,543 1.18% 11,678,806 1.04%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,500,000 1.38% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 5,500,000 1.38% 0 0.00%
Class of Convertible Bond
relevant XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 1,300,000 0.37% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 1,300,000 0.37% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
ORD Purchase 282 3.5946 GBP
ORD Purchase 333 3.5730 GBP
ORD Purchase 889 3.6080 GBP
ORD Purchase 1,222 3.5984 GBP
ORD Purchase 2,404 3.5895 GBP
ORD Purchase 2,904 3.6012 GBP
ORD Purchase 8,159 3.5876 GBP
ORD Purchase 8,502 3.5927 GBP
ORD Purchase 12,580 3.5916 GBP
ORD Purchase 13,560 3.5934 GBP
ORD Purchase 14,650 3.5926 GBP
ORD Purchase 19,637 3.6060 GBP
ORD Purchase 19,926 3.5820 GBP
ORD Purchase 25,704 3.5996 GBP
ORD Sale 80 3.6050 GBP
ORD Sale 333 3.5730 GBP
ORD Sale 655 3.6070 GBP
ORD Sale 889 3.6080 GBP
ORD Sale 1,112 3.6059 GBP
ORD Sale 1,171 3.5850 GBP
ORD Sale 1,222 3.5984 GBP
ORD Sale 2,730 3.5952 GBP
ORD Sale 4,805 3.6096 GBP
ORD Sale 6,000 3.6012 GBP
ORD Sale 8,135 3.6023 GBP
ORD Sale 8,527 3.5929 GBP
ORD Sale 10,755 3.6071 GBP
ORD Sale 40,083 3.5951 GBP
ORD Sale 57,282 3.5993 GBP
(b) Derivatives
transactions
(other than
options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 678 3.6028 GBP
ORD CFD Long 910 3.6255 GBP
ORD CFD Long 2,326 3.5857 GBP
ORD CFD Long 15,164 3.6064 GBP
ORD SWAP Short 8,159 3.5876 GBP
ORD SWAP Short 13,848 3.6056 GBP
ORD CFD Short 23,768 3.5923 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 August 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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