TIDMTT. TIDM0NLA
RNS Number : 6210P
Bank of America Merrill Lynch
20 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 19/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 612,338 3.754 GBP 3.729 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 418,450 3.754 GBP 3.732 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 1 3.748 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3 3.748 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1 3.748 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 10 3.748 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 300 3.745 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,207 3.747 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,305 3.738 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,248 3.738 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,019 3.738 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,430 3.742 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,583 3.741 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,385 3.742 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,920 3.743 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 12,921 3.743 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,224 3.743 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,649 3.745 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,336 3.745 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 59,964 3.744 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 118,185 3.744 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 165 3.744 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,576 3.745 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,103 3.745 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 226,273 3.741 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 226,079 3.741 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 42 3.741 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 752 3.739 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4 3.741 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 380 3.738 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,825 3.74 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 19/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 56,566 11.26 EUR 11.22 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 170,845 11.305 EUR 11.19 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Long 300 11.243 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 232 11.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 835 11.22 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 780 11.22 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 8,500 11.227 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,530 11.248 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 622 11.254 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,762 11.221 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 564 11.227 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,723 11.209 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,642 11.204 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 546 11.229 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 793 11.204 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 23,311 11.222 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 353 11.261 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 56 11.261 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 785 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 403 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 92 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 824 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 95 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 423 11.256 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 912 11.223 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 47,156 11.249 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 23,926 11.249 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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