TIDMTT. TIDM0NLA
RNS Number : 5104Q
Bank of America Merrill Lynch
01 September 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 29/08/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 128,701 3.724 GBP 3.708 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 158,358 3.725 GBP 3.709 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 58 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,751 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 31 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 428 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 24 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 112 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 89 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 20 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 546 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 33 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 704 3.717 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,426 3.724 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,426 3.711 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 200 3.718 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 10,718 3.724 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 8,026 3.713 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,470 3.713 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,326 3.713 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,511 3.725 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 401 3.724 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,356 3.725 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 93,580 3.714 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,728 3.714 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 93,712 3.714 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 01/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 29/08/2014
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 49,922 11.2 EUR 11.055 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 24,931 11.25 EUR 11.06 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,070 11.089 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 367 11.057 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 367 11.248 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 475 11.057 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 328 11.093 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 249 11.2 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 662 11.13 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 145 11.086 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 500 11.094 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 237 11.106 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 236 11.084 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 19,440 11.072 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,971 11.192 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 364 11.074 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 364 11.081 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 235 11.074 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 32 11.074 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 226 11.074 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 236 11.074 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 909 11.18 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,918 11.185 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,039 11.19 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
----------------------------------------------------
Details of any agreement, arrangement or understanding, formal
or informal, between the exempt principal trader making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) The voting rights or future acquisition or disposal of
any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-------------------------------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------------------------------
Date of disclosure: 01/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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