TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 10 September 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,339,670 1.00% 3,153,609 0.28%
(2) Derivatives (other than
options): 915,784 0.08% 7,913,630 0.70%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 12,255,454 1.08% 11,067,239 0.98%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,500,000 0.88% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 3,500,000 0.88% 0 0.00%
Class of relevant security: Convertible Bond XS0455660216
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,800,000 1.29% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 3,800,000 1.29% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Sale 1,000,000 115.0000 GBP
ORD Purchase 7 3.6085 GBP
ORD Purchase 107 3.6041 GBP
ORD Purchase 613 3.6160 GBP
ORD Purchase 1,012 3.6081 GBP
ORD Purchase 1,152 3.6150 GBP
ORD Purchase 1,508 3.5790 GBP
ORD Purchase 2,066 3.6130 GBP
ORD Purchase 2,078 3.6140 GBP
ORD Purchase 2,102 3.6084 GBP
ORD Purchase 3,092 3.6110 GBP
ORD Purchase 3,606 3.6030 GBP
ORD Purchase 3,658 3.6060 GBP
ORD Purchase 3,709 3.6170 GBP
ORD Purchase 4,164 3.5800 GBP
ORD Purchase 4,597 3.6100 GBP
ORD Purchase 5,806 3.6043 GBP
ORD Purchase 6,198 3.6080 GBP
ORD Purchase 6,499 3.5978 GBP
ORD Purchase 6,649 3.6090 GBP
ORD Purchase 8,949 3.6127 GBP
ORD Purchase 9,894 3.6040 GBP
ORD Purchase 11,223 3.6020 GBP
ORD Purchase 14,468 3.6120 GBP
ORD Purchase 25,854 3.6050 GBP
ORD Purchase 26,655 3.6033 GBP
ORD Purchase 34,476 3.6070 GBP
ORD Sale 277 3.6110 GBP
ORD Sale 462 3.6060 GBP
ORD Sale 462 3.6080 GBP
ORD Sale 462 3.6090 GBP
ORD Sale 524 3.6030 GBP
ORD Sale 524 3.6040 GBP
ORD Sale 590 3.5800 GBP
ORD Sale 738 3.5936 GBP
ORD Sale 924 3.6170 GBP
ORD Sale 1,003 3.5971 GBP
ORD Sale 1,012 3.6081 GBP
ORD Sale 1,039 3.6140 GBP
ORD Sale 1,201 3.6100 GBP
ORD Sale 1,314 3.6127 GBP
ORD Sale 1,647 3.6006 GBP
ORD Sale 1,680 3.5994 GBP
ORD Sale 1,973 3.6070 GBP
ORD Sale 2,353 3.6126 GBP
ORD Sale 2,870 3.6120 GBP
ORD Sale 4,618 3.6050 GBP
ORD Sale 6,706 3.6150 GBP
ORD Sale 11,404 3.6003 GBP
ORD Sale 14,854 3.6107 GBP
ORD Sale 20,767 3.5986 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 2,802 3.5796 GBP
ORD CFD Long 1,680 3.5994 GBP
ORD CFD Long 3,568 3.5955 GBP
ORD CFD Long 7,576 3.5991 GBP
ORD SWAP Long 16,746 3.6113 GBP
ORD CFD Short 5,665 3.6024 GBP
ORD CFD Short 6,499 3.5978 GBP
ORD CFD Short 6,881 3.6164 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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