TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 14 October 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,198,975 1.00% 2,289,043 0.19%
controlled:
(2) Derivatives
(other
than
options): 901,257 0.07% 8,857,002 0.73%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 13,100,232 1.08% 11,146,045 0.92%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 400,000 0.10% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 400,000 0.10% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Sale 300,000 111.7500 GBP
ORD Purchase 153 3.3400 GBP
ORD Purchase 208 3.3540 GBP
ORD Purchase 304 3.3310 GBP
ORD Purchase 394 3.3080 GBP
ORD Purchase 2,480 3.3215 GBP
ORD Purchase 3,589 3.3306 GBP
ORD Purchase 3,985 3.3385 GBP
ORD Purchase 4,940 3.3428 GBP
ORD Purchase 9,331 3.3305 GBP
ORD Purchase 19,842 3.3290 GBP
ORD Purchase 19,842 3.3490 GBP
ORD Purchase 25,089 3.3417 GBP
ORD Purchase 31,492 3.3350 GBP
ORD Purchase 34,910 3.3292 GBP
ORD Purchase 43,187 3.3390 GBP
ORD Purchase 65,275 3.3039 GBP
ORD Sale 153 3.3400 GBP
ORD Sale 208 3.3540 GBP
ORD Sale 304 3.3310 GBP
ORD Sale 394 3.3080 GBP
ORD Sale 553 3.3435 GBP
ORD Sale 586 3.3350 GBP
ORD Sale 647 3.3665 GBP
ORD Sale 1,125 3.3539 GBP
ORD Sale 2,822 3.3490 GBP
ORD Sale 3,694 3.3200 GBP
ORD Sale 6,892 3.3257 GBP
ORD Sale 35,956 3.3349 GBP
ORD Sale 57,329 3.3422 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 3,694 3.3196 GBP
ORD CFD Short 8,925 3.3413 GBP
ORD SWAP Short 21,964 3.3423 GBP
ORD CFD Short 25,089 3.3417 GBP
ORD SWAP Short 65,275 3.3039 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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