TIDMTT. 
 
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD 
(b)   Name of offeror/offeree            TUI TRAVEL PLC 
      in relation to whose 
      relevant securities 
      this form relates: 
(c)   Name of the party to the           TUI TRAVEL PLC 
      offer with which exempt 
      principal trader is connected 
(d)   Date position held/dealing         21 October 2014 
      undertaken: 
(e)   Has the EPT previously             YES: 
      disclosed, or is it 
      today disclosing, under            TUI AG 
      the Code in respect 
      of any other party to this offer? 
 
 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                   ORD 
security: 
                                    Interests          Short Positions 
                                    Number      (%)    Number      (%) 
(1)                 Relevant 
                    securities 
                    owned 
                    and/or          11,265,255  0.93%  2,300,444   0.19% 
                    controlled: 
(2)                 Derivatives 
                    (other 
                    than 
                    options):       925,130     0.08%  7,939,096   0.65% 
(3)                 Options and 
                    agreements 
                    to 
                    purchase/DEALING:  0           0.00%  0           0.00% 
                    TOTAL:          12,190,385  1.00%  10,239,540  0.84% 
Class of relevant                   Convertible Bond XS0503743949 
security: 
                                    Interests          Short Positions 
                                    Number      (%)    Number      (%) 
(1)                 Relevant 
                    securities 
                    owned 
                    and/or          1,600,000   0.13%  0           0.00% 
                    controlled: 
(2)                 Derivatives 
                    (other 
                    than 
                    options):       0           0.00%  0           0.00% 
(3)                 Options and 
                    agreements 
                    to 
                    purchase/DEALING:  0           0.00%  0           0.00% 
                    TOTAL:          1,600,000   0.13%  0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 
Class of relevant   Purchase/DEALING  Number of   Price per unit 
security                           securities 
ORD                 Purchase       59          3.6330 GBP 
ORD                 Purchase       93          3.6210 GBP 
ORD                 Purchase       153         3.6100 GBP 
ORD                 Purchase       187         3.5780 GBP 
ORD                 Purchase       261         3.6300 GBP 
ORD                 Purchase       283         3.4990 GBP 
ORD                 Purchase       283         3.5562 GBP 
ORD                 Purchase       332         3.5950 GBP 
ORD                 Purchase       332         3.6240 GBP 
ORD                 Purchase       334         3.6270 GBP 
ORD                 Purchase       473         3.5585 GBP 
ORD                 Purchase       537         3.6010 GBP 
ORD                 Purchase       610         3.5566 GBP 
ORD                 Purchase       791         3.6070 GBP 
ORD                 Purchase       853         3.5990 GBP 
ORD                 Purchase       1,620       3.6110 GBP 
ORD                 Purchase       1,831       3.5600 GBP 
ORD                 Purchase       2,048       3.6208 GBP 
ORD                 Purchase       3,351       3.6037 GBP 
ORD                 Purchase       3,645       3.5740 GBP 
ORD                 Purchase       3,921       3.6040 GBP 
ORD                 Purchase       3,949       3.5570 GBP 
ORD                 Purchase       4,117       3.5980 GBP 
ORD                 Purchase       4,619       3.6160 GBP 
ORD                 Purchase       5,672       3.6000 GBP 
ORD                 Purchase       6,148       3.5590 GBP 
ORD                 Purchase       6,179       3.5620 GBP 
ORD                 Purchase       6,260       3.6131 GBP 
ORD                 Purchase       6,393       3.5610 GBP 
ORD                 Purchase       12,455      3.6124 GBP 
ORD                 Purchase       19,159      3.6071 GBP 
ORD                 Purchase       19,842      3.5100 GBP 
ORD                 Purchase       19,842      3.6490 GBP 
ORD                 Purchase       21,273      3.5580 GBP 
ORD                 Purchase       34,019      3.6080 GBP 
ORD                 Purchase       34,273      3.5946 GBP 
ORD                 Sale           15          3.5999 GBP 
ORD                 Sale           32          3.6017 GBP 
ORD                 Sale           59          3.6330 GBP 
ORD                 Sale           93          3.6210 GBP 
ORD                 Sale           145         3.5600 GBP 
ORD                 Sale           153         3.6100 GBP 
ORD                 Sale           163         3.6080 GBP 
ORD                 Sale           187         3.5780 GBP 
ORD                 Sale           261         3.6300 GBP 
ORD                 Sale           283         3.4990 GBP 
ORD                 Sale           283         3.5562 GBP 
ORD                 Sale           332         3.5950 GBP 
ORD                 Sale           332         3.6240 GBP 
ORD                 Sale           334         3.6270 GBP 
ORD                 Sale           473         3.5580 GBP 
ORD                 Sale           473         3.5585 GBP 
ORD                 Sale           537         3.6010 GBP 
ORD                 Sale           610         3.5566 GBP 
ORD                 Sale           791         3.6070 GBP 
ORD                 Sale           853         3.5990 GBP 
ORD                 Sale           1,620       3.6110 GBP 
ORD                 Sale           1,776       3.6570 GBP 
ORD                 Sale           2,658       3.5606 GBP 
ORD                 Sale           3,131       3.5620 GBP 
ORD                 Sale           3,921       3.6040 GBP 
ORD                 Sale           4,425       3.6028 GBP 
ORD                 Sale           5,491       3.5980 GBP 
ORD                 Sale           5,610       3.6286 GBP 
ORD                 Sale           6,308       3.6014 GBP 
ORD                 Sale           6,336       3.6000 GBP 
ORD                 Sale           6,582       3.6171 GBP 
ORD                 Sale           6,834       3.6175 GBP 
ORD                 Sale           17,350      3.6027 GBP 
ORD                 Sale           32,327      3.5646 GBP 
ORD                 Sale           39,531      3.6102 GBP 
ORD                 Sale           43,532      3.5509 GBP 
ORD                 Sale           50,694      3.6091 GBP 
ORD                 Sale           77,214      3.6012 GBP 
ORD                 Sale           127,908     3.6229 GBP 
ORD                 Sale           131,605     3.5845 GBP 
 
 

(b) Derivatives transactions (other than options)

 
Class of   Product      Nature of dealing  Number of   Price per 
relevant   description                     reference   unit 
security                                   securities 
ORD        CFD          Long               3,662       3.6177 GBP 
ORD        CFD          Long               42,578      3.6051 GBP 
ORD        CFD          Long               43,532      3.5509 GBP 
ORD        SWAP         Long               55,135      3.6190 GBP 
ORD        CFD          Long               67,962      3.5578 GBP 
ORD        CFD          Long               127,908     3.6229 GBP 
ORD        CFD          Long               131,605     3.5845 GBP 
ORD        CFD          Short              2,048       3.6208 GBP 
ORD        CFD          Short              4,158       3.6004 GBP 
ORD        CFD          Short              4,619       3.6160 GBP 
ORD        SWAP         Short              19,159      3.6071 GBP 
NB: The below transactions which were previously disclosed have been  cancelled 
Class of   Product      Nature of dealing  Number of   Price per 
relevant   description                     reference   unit 
security                                   securities 
ORD        CFD          Long               33,981      3.5578 GBP 
 
 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercising

 
Class of relevant   Product description  Number         Exercise price 
security            e.g. call option     of securities  per unit 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, formal or 
informal, relating to relevant securities  which 
may be an inducement to deal or refrain 
from dealing entered  into by the exempt principal 
trader making the disclosure and any 
party to the offer or any person acting in 
concert with a party to  the offer: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
NONE 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
exempt principal trader making the disclosure 
and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
NONE 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   22 Oct 2014 
Contact name:                                         Rajesh Muthanna 
Telephone number:                                     020 3555 4634 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 
This information is provided by Business Wire 
 
 
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