TIDMTT. TIDM0NLA
RNS Number : 5802V
Bank of America Merrill Lynch
29 October 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 28/10/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 112,669 11.62 EUR 11.39 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 96,602 11.635 EUR 11.415 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,013 11.618 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 6,421 11.485 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN Swaps Short 14,155 9.042 GBP
DE000TUAG000
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN Swaps Short 27,899 9.042 GBP
DE000TUAG000
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 11 11.619 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 839 11.619 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 11 11.619 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 885 11.619 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 22 11.45 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 105 11.565 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 479 11.453 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 449 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 3,437 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 806 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,056 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 400 11.474 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 783 11.491 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5,012 11.571 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,276 11.536 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 240 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,377 11.571 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,160 11.562 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,756 11.491 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,756 11.536 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 400 11.536 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 67 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,098 11.547 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 74 11.439 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 377 11.439 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 375 11.591 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 146 11.444 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 146 11.391 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 553 11.496 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 23,767 11.591 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 373 11.406 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 29/10/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 28/10/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 653,644 3.83 GBP 3.78 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 458,231 3.83 GBP 3.78 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 219 3.829 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 219 3.758 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 629 3.791 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,545 3.791 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 629 3.78 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 7,172 3.791 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 700 3.82 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 3,570 3.82 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 20,388 3.82 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 912 3.798 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 687 3.798 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 35,476 3.793 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 69,922 3.793 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 989 3.826 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,216 3.826 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 363,667 3.799 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 204 3.799 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 252,561 3.798 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 251,894 3.799 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 25 3.786 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,453 3.785 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,325 3.792 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 3,633 3.793 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 821 3.793 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 245 3.793 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 7,497 3.796 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 162 3.83 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 29/10/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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