TIDMTT. TIDM0NLA
RNS Number : 2186W
Bank of America Merrill Lynch
05 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 04/11/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 732,854 4.166 GBP 4.023 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 638,863 4.163 GBP 4.027 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 118 4.125 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 185 4.125 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,870 4.093 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,230 4.118 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,625 4.093 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,230 4.093 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,473 4.118 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 400 4.05 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,554 4.159 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,444 4.159 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 859 4.16 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,054 4.163 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 12,456 4.048 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 203,572 4.092 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 203,572 4.091 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,134 4.092 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,854 4.086 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,624 4.121 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 05/11/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 04/11/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 128,699 12.755 EUR 12.37 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 46,610 12.825 EUR 12.395 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Short 6 12.429 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 8,004 12.75 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 407 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 712 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 751 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 429 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 164 12.441 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 84 12.441 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,400 12.54 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,788 12.609 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 441 12.613 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 494 12.594 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 667 12.594 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,400 12.594 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 8,564 12.594 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 791 12.614 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 10 12.469 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 300 12.539 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,682 12.594 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 12 12.656 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 628 12.454 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 22 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 556 12.409 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,400 12.54 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,400 12.704 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,806 12.516 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,977 12.631 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 6,329 12.802 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 554 12.814 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 16,920 12.483 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 05/11/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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