Amended Statement of Ownership (sc 13g/a)
09 Febbraio 2016 - 4:03PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0145
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
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(Amendment No. 1)*
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Arowana Inc.
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(Name of Issuer)
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Ordinary Shares
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(Title of Class of Securities)
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December 31, 2015
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(Date of Event which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
___________________________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital, L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Partnership)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital International Master Fund, L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Cayman Islands
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Partnership)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital Investments, L.P.
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Partnership)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital Investments, LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Partnership)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital Advisors, LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Liability Company)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Seneca Capital International GP, LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
OO (Limited Liability Company)
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1
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Douglas A. Hirsch
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [ ]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
United States
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
0 shares
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
0 shares
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A
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11
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Percent of Class Represented by Amount in Row (9)*
0%
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12
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Type of Reporting Person (See Instructions)
IN
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Item 1.
(a)
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Name of Issuer
Arowana Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
Level 11, 153 Walker Street
North Sydney, NSW 2060
Australia
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Item 2.
(a)
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Name of Person Filing
Seneca Capital, L.P.
Seneca Capital International Master Fund, L.P.
Seneca Capital Investments, L.P.
Seneca Capital Investments, LLC
Seneca Capital Advisors, LLC
Seneca Capital International GP, LLC
Douglas A. Hirsch
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(b)
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Address of Principal Business Office or, if none, Residence
c/o Seneca Capital Investments, L.P.
900 Third Avenue, 22nd Floor
New York, NY 10022
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(c)
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Citizenship
Seneca Capital, L.P. - Delaware
Seneca Capital International Master Fund, L.P.-Cayman Islands
Seneca Capital Investments, L.P. - Delaware
Seneca Capital Investments, LLC- Delaware
Seneca Capital Advisors, LLC- Delaware
Seneca Capital International GP, LLC- Delaware
Douglas A. Hirsch – United States
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(d)
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Title of Class of Securities
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Ordinary Shares
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(e)
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CUSIP Number
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n/a
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance Company as defined in Section 3(a)(19) of the Act
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)
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Amount Beneficially Owned
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Seneca Capital, L.P. – 0 shares
Seneca Capital International Master Fund, L.P. – 0 shares
Seneca Capital Investments, L.P. – 0 shares
Seneca Capital Investments, LLC – 0 shares
Seneca Capital Advisors, LLC– 0 shares
Seneca Capital International GP, LLC – 0 shares
Douglas A. Hirsch– 0 shares
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(b)
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Percent of Class
Seneca Capital, L.P. – 0%
Seneca Capital International Master Fund, L.P. – 0%
Seneca Capital Investments, L.P. – 0%
Seneca Capital Investments, LLC – 0%
Seneca Capital Advisors, LLC – 0%
Seneca Capital International GP, LLC – 0%
Douglas A. Hirsch – 0%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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Seneca Capital, L.P. – 0 shares
Seneca Capital International Master Fund, L.P. – 0 shares
Seneca Capital Investments, L.P. – 0 shares
Seneca Capital Investments, LLC– 0 shares
Seneca Capital Advisors, LLC– 0 shares
Seneca Capital International GP, LLC– 0 shares
Douglas A. Hirsch– 0 shares
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(ii)
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shared power to vote or to direct the vote
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Seneca Capital, L.P. – 0 shares
Seneca Capital International Master Fund, L.P. – 0 shares
Seneca Capital Investments, L.P. – 0 shares
Seneca Capital Investments, LLC -0 shares
Seneca Capital Advisors, LLC – 0 shares
Seneca Capital International GP, LLC - 0 shares
Douglas A. Hirsch – 0 shares
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(iii)
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sole power to dispose or to direct the disposition of
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Seneca Capital, L.P. – 0 shares
Seneca Capital International Master Fund, L.P. – 0 shares
Seneca Capital Investments, L.P. – 0 shares
Seneca Capital Investments, LLC– 0 shares
Seneca Capital Advisors, LLC– 0 shares
Seneca Capital International GP, LLC– 0 shares
Douglas A. Hirsch– 0 shares
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(iv)
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shared power to dispose or to direct the disposition of
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Seneca Capital, L.P. – 0 shares
Seneca Capital International Master Fund, L.P. – 0 shares
Seneca Capital Investments, L.P. – 0 shares
Seneca Capital Investments, LLC -0 shares
Seneca Capital Advisors, LLC – 0 shares
Seneca Capital International GP, LLC - 0 shares
Douglas A. Hirsch – 0 shares
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Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Section 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
February 9, 2016
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SENECA CAPITAL, L.P.
By: Seneca Capital Advisors, its General Partner
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
SENECA CAPITAL INTERNATIONAL MASTER FUND, L.P.
By: Seneca Capital International GP, LLC, its General Partner
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
SENECA CAPITAL INVESTMENTS, L.P.
By: Seneca Capital Investments, LLC, its General Partner
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
SENECA CAPITAL INVESTMENTS, LLC
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
SENECA CAPITAL ADVISORS, LLC
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
SENECA CAPITAL INTERNATIONAL GP, LLC
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
Title: Managing Member
By: /s/ Douglas A. Hirsch
Name: Douglas A. Hirsch
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