Securities Registration: Employee Benefit Plan (s-8)
25 Marzo 2022 - 12:54PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 25, 2022
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
ASLAN Pharmaceuticals Limited
(Exact name of registrant as specified in its charter)
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Cayman Islands |
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Not applicable |
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(State or other jurisdiction of Incorporation or organization) |
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(I.R.S. Employer Identification No.) |
83 Clemenceau Avenue #12-03 UE Square
Singapore 239920
(Address of principal executive offices) (Zip code)
2020 Equity Incentive Plan
(Full title of the plan)
Cogency Global Inc.
10 East 40th Street, 10th Floor
New York, New York 10016
+1 212 947 7200
(Name and address of agent for service) (Telephone number, including area code, of agent for service)
Copies to:
Patrick Loofbourrow
Cooley LLP
4401 Eastgate Mall
San Diego, California 92121
+1 858 550 6000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☒ |
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Smaller reporting company |
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☐ |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The Registrant is filing this Registration Statement on Form S-8 for the purpose of registering an additional 13,948,935 ordinary shares (an equivalent of 2,789,787 American Depositary Shares) under the ASLAN Pharmaceuticals Limited 2020 Equity Incentive Plan (the “2020 Plan”), pursuant to the provision of the 2020 Plan which provide for annual automatic increases in the number of shares of common stock reserved for issuance under the 2020 Plan.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3.Incorporation of Documents By Reference.
The following documents, which have been filed with the U.S. Securities and Exchange Commission (the “Commission”) by ASLAN Pharmaceuticals Limited (the “Registrant”) are hereby incorporated by reference into this Registration Statement:
(a) the contents of the Registration Statement on Form S-8 previously filed with the Commission on January 15, 2021 (File No. 333-252118);
(b) the Registrant’s Annual Report on Form 20-F for the year ended December 31, 2021, filed with the Commission on March 25, 2022;
(c) the Registrant’s Reports on Form 6-K furnished to the Commission on January 21, 2022 and March 15, 2022.
(d) the description of ADSs representing the Registrant’s Ordinary Shares contained in the Registrant’s Annual Report on Form 20-F for the year ended December 31, 2021, filed with the Commission on March 25, 2022, including any amendments or reports filed for the purpose of updating such description.
All documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act subsequent to the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered hereby have been sold or which deregisters all such securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part hereof from the date of filing of such documents.
Any statement contained in this Registration Statement, in an amendment hereto or in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed amendment to this Registration Statement or in any document that also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement, except as to specific section of such statements as set forth therein.
Under no circumstances shall any information furnished on Form 6-K be deemed incorporated herein by reference unless such Form 6-K expressly provides to the contrary.
Item 8.Exhibits.
____________________________
+ Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S‑8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Singapore, on March 25, 2022.
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ASLAN Pharmaceuticals Limited |
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By: |
/s/ Carl Firth, Ph.D. |
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Carl Firth, Ph.D. |
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Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Carl Firth, Ph.D., Kiran Asarpota and Ben Goodger, and each or any one of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature |
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Title |
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Date |
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/s/ Carl Firth, Ph.D.
Carl Firth, Ph.D. |
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Chief Executive Officer
(Principal Executive Officer) |
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March 25, 2022
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/s/ Kiran Asarpota
Kiran Asarpota
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Chief Operating Officer
(Principal Financial Officer and Principal Accounting Officer) |
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March 25, 2022
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/s/ Andrew Howden
Andrew Howden |
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Chairman |
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March 25, 2022
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/s/ Robert Hoffman
Robert Hoffman |
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Director |
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March 25, 2022
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/s/ Neil Graham, Ph.D.
Neil Graham, Ph.D. |
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Director |
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March 25, 2022
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/s/ Kathleen M. Metters, Ph.D
Kathleen M. Metters |
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Director |
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March 25, 2022
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SIGNATURE OF AUTHORIZED U.S. REPRESENTATIVE
Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of ASLAN Pharmaceuticals Limited, has signed this registration statement on March 25, 2022.
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Authorized U.S. Representative |
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ASLAN Pharmaceuticals (USA) Inc. |
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By: |
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/s/ Carl Firth |
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Name: |
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Carl Firth, Ph.D. |
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Title: |
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Chief Executive Officer |
Grafico Azioni ASLAN Pharmaceuticals (NASDAQ:ASLN)
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Grafico Azioni ASLAN Pharmaceuticals (NASDAQ:ASLN)
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Da Dic 2023 a Dic 2024
