SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ortiz-Cochet Isabelle

(Last) (First) (Middle)
2 ALLEE DE LONGCHAMP

(Street)
SURESNES I0 92150

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option $1.45 01/12/2024 A 20,886 01/12/2024 01/12/2032 Common Stock 20,886 (1) 20,886 D
Stock option $1.5 07/17/2023 07/17/2031 Common Stock 19,577 19,577 D
Stock option $1.65 01/13/2023 01/13/2031 Common Stock 18,968 18,968 D
Stock option $5.09 07/15/2022 07/15/2030 Common Stock 6,258 6,258 D
Stock option $5.25 02/17/2022 02/17/2030 Common Stock 6,106 6,106 D
Stock option $6.37 12/10/2021 12/10/2029 Common Stock 5,115 5,115 D
Stock option $5.46 05/07/2021 05/07/2029 Common Stock 5,724 5,724 D
Stock option $8.45 01/15/2019 01/15/2027 Common Stock 4,132 4,132 D
Stock option $6.11 07/15/2019 07/15/2027 Common Stock 3,724 3,724 D
Stock option $4.55 01/15/2020 01/15/2028 Common Stock 7,453 7,453 D
Stock option $4.42 07/15/2020 07/15/2028 Common Stock 7,882 7,882 D
Stock option $10.01 01/17/2017 01/17/2025 Common Stock 2,585 2,585 D
Stock option $10.27 07/17/2017 07/17/2025 Common Stock 2,684 2,684 D
Stock option $6.5 01/16/2018 01/16/2026 Common Stock 3,410 3,410 D
Stock option $7.8 07/16/2018 07/16/2026 Common Stock 4,541 4,541 D
Explanation of Responses:
1. Stock option granted as non-employee director board compensation.
/s/ Isabelle Ortiz-Cochet 01/16/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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