false 0001862150 0001862150 2023-11-03 2023-11-03 0001862150 CING:CommonStockParValue0.0001PerShareMember 2023-11-03 2023-11-03 0001862150 CING:WarrantsExercisableForOneShareOfCommonStockMember 2023-11-03 2023-11-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 3, 2023

 

CINGULATE INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-40874   86-3825535
(State or other jurisdiction
of incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)

 

1901 W. 47th Place

Kansas City, KS 66205

(Address of principal executive offices) (Zip Code)

 

(913) 942-2300

 (Registrant’s telephone number, including area code)

 

 

 

 (Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of exchange on which registered
Common Stock, par value $0.0001 per share   CING   The Nasdaq Stock Market LLC
(Nasdaq Capital Market)
Warrants, exercisable for one share of common stock   CINGW   The Nasdaq Stock Market LLC
(Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On November 3, 2023, Cingulate Inc. (the “Company”) held a Special Meeting of Stockholders (the “Special Meeting”). At the Special Meeting, two proposals were submitted to the Company’s stockholders. The final voting results were as follows:

 

Proposal 1

 

The Company’s stockholders adopted and approved an amendment to the Company’s Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company’s issued shares of common stock, at a specific ratio, ranging from one-for-two (1:2) to one-for-forty (1:40), at any time prior to the one-year anniversary date of the Special Meeting, with the exact ratio to be determined by the Board of Directors without further approval or authorization of the Company’s stockholders.

 

For   Against   Abstain   Broker Non-Votes
8,030,933   1,887,420   26,158   0

 

Proposal 2

 

The Company’s stockholders approved, for the purpose of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), the issuance of up to 10,387,812 shares of the Company’s common stock issuable upon the exercise of the Company’s Series A warrants and Series B warrants issued to an institutional investor in connection with the Company’s offering that closed on September 13, 2023.

 

For   Against   Abstain   Broker Non-Votes
9,068,789   769,070   106,652   0

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CINGULATE INC.
     
Dated: November 3, 2023 By: /s/ Shane J. Schaffer
  Name:  Shane J. Schaffer
  Title: Chief Executive Officer

 

 

v3.23.3
Cover
Nov. 03, 2023
Document Type 8-K
Amendment Flag false
Document Period End Date Nov. 03, 2023
Entity File Number 001-40874
Entity Registrant Name CINGULATE INC.
Entity Central Index Key 0001862150
Entity Tax Identification Number 86-3825535
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 1901 W. 47th Place
Entity Address, City or Town Kansas City
Entity Address, State or Province KS
Entity Address, Postal Zip Code 66205
City Area Code 913
Local Phone Number 942-2300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Common Stock, par value $0.0001 per share  
Title of 12(b) Security Common Stock, par value $0.0001 per share
Trading Symbol CING
Security Exchange Name NASDAQ
Warrants, exercisable for one share of common stock  
Title of 12(b) Security Warrants, exercisable for one share of common stock
Trading Symbol CINGW
Security Exchange Name NASDAQ
Grafico Azioni Cingulate (NASDAQ:CING)
Storico
Da Apr 2024 a Mag 2024 Clicca qui per i Grafici di Cingulate
Grafico Azioni Cingulate (NASDAQ:CING)
Storico
Da Mag 2023 a Mag 2024 Clicca qui per i Grafici di Cingulate