- Post-effective amendment filed solely to add exhibits to a registration statement (POS EX)
17 Settembre 2012 - 9:53PM
Edgar (US Regulatory)
File Nos. 33-25941
811-5718
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No.
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[_]
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Post‑Effective Amendment No. 40
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[X]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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(Check appropriate box or boxes.)
DREYFUS TREASURY PRIME CASH MANAGEMENT
(Exact Name of Registrant as Specified in Charter)
c/o The Dreyfus Corporation
200 Park Avenue, New York, New York 10166
(Address of Principal Executive Offices)(Zip Code)
Registrant's Telephone Number, including Area Code: (212) 922-6000
Janette E. Farragher, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
Explanatory Note
This Post-Effective Amendment consists of the following:
1.
Facing Sheet of the Registration Statement.
2.
Part C to the Registration Statement (including signature page).
3.
Exhibit (h)(3) to Item 28 of the Registration Statement.
4.
Exhibit (n) to Item 28 to the Registration Statement.
This Post-Effective Amendment is being filed solely to file a Transfer Agency Agreement as Exhibit (h)(3) and a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.
Parts A and B of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A filed on May 30, 2012 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.
DREYFUS TREASURY PRIME CASH MANAGEMENT
PART C. OTHER INFORMATION
_________________________
Item 28.
Exhibits - List
_______
_________________
(a)
Registrant's Amended and Restated Agreement and Declaration of Trust is incorporated by reference to Exhibit (a) of Post-Effective Amendment No. 7 to the Registration Statement on Form N-1A, filed on September 30, 1993.
(b)
Registrant's Amended and Restated By-Laws
is incorporated by reference to Exhibit (b) of Post-Effective No. 36 to the Registration Statement on Form N-1A, filed on May 26, 2011.
(d)
Management Agreement is incorporated by reference to Exhibit (d) of Post-Effective Amendment No. 10 to the Registration Statement on Form N-1A, filed on June 26, 1995.
(e)(1)
Distribution Agreement
is incorporated by reference to Exhibit (e)(1) of Post-Effective No. 36 to the Registration Statement on Form N-1A, filed on May 26, 2011.
(e)(2)
Forms of Services Agreement are incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 22 to the Registration Statement on Form N-1A, filed on May 25, 2000.
(e)(3)
Forms of Supplement to Service Agreements is incorporated by reference to Exhibit (e)(3) of Post-Effective Amendment No. 29 to the Registration Statement on Form N-1A, filed on May 29, 2007.
(g)(1)
Custody Agreement
is incorporated by reference to Exhibit (g)(1) of Post-Effective No. 36 to the Registration Statement on Form N-1A, filed on May 26, 2011.
(g)(2)
Sub-Custodian Agreement is incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 12 to the Registration Statement on Form N-1A, filed on June 26, 1996.
(h)(1)
Shareholder Services Plan is incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 14 to the Registration Statement on Form N-1A, filed on September 20, 1996.
(h)(2)
Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 30, 2008.
(h)(3)
Transfer Agency Agreement is filed herewith.
(i)
Opinion and consent
of Registrant's counsel is incorporated by reference to Exhibit (i) of Post-Effective Amendment No. 12
to the Registration Statement on Form N-1A, filed on June 26, 1996.
(j)
Consent of Independent Registered Public Accounting Firm is incorporated
by reference to Exhibit (j) of Post-Effective Amendment No. 38 to the Registration Statement on Form
N-1A, filed on May 30, 2012.
(m)
Rule
12b-1 Service Plan is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 31 to
the Registration Statement on Form N-1A, filed on September 27, 2007.
(n)
Rule 18f-3 Plan, as revised is filed herewith.
(p)(1)
Revised Code of Ethics is incorporated by reference to Exhibit
(p)(1) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 30,
2008.
(p)(2)
Code of Ethics
of the Nonmanagement Board Members is incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment
No. 34 to the Registration Statement on Form N-1A, filed on March 31, 2010.
Other
Exhibits
______________
(a)
Power of Attorney of the Officers is incorporated by reference
to Other Exhibits (a) of Post-Effective Amendment No. 34 to the Registration Statement on Form N-1A,
filed on March 31, 2010.
(b)
Certificate
of Assistant Secretary is incorporated by reference to Other Exhibits (b) of Post-Effective Amendment
No. 34 to the Registration Statement on Form N-1A, filed on March 31, 2010.
Item 29.
Persons
Controlled by or under Common Control with Registrant.
_______
______________________________________________________________
None.
Item 30.
Indemnification.
_______
_______________
The Registrant's charter
documents set forth the circumstances under which indemnification shall be provided to any past or present
Board member or officer of the Registrant. The Registrant also has entered into a separate agreement
with each of its Board members that describes the conditions and manner in which the Registrant indemnifies
each of its Board members against all liabilities incurred by them (including attorney's fees and other
litigation expenses, settlements, fines
and penalties), or which may be threatened against them, as a result of being or having
been a Board member of the Registrant. These indemnification provisions are subject to applicable state
law and to the limitation under the Investment Company Act of 1940, as amended, that no board member
or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence
or reckless disregard for the duties of his or her office. Reference is hereby made to the following:
Article Eight of the Registrant's Declaration of Trust and any amendments thereto, Article
10 of the Registrant’s Amended and Restated By-Laws and Section 1.10 of the Distribution Agreement.
Item
31(a).
Business and Other Connections of Investment Adviser.
________
____________________________________________________
The Dreyfus
Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business
consists primarily of providing investment management services as the investment adviser, and manager
and distributor for sponsored investment companies registered under the Investment Company Act of 1940
and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment
adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned
subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies
sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser,
sub-investment adviser or administrator.
Item 31.
Business
and Other Connections of Investment Adviser (continued)
Officers
and Directors of Investment Adviser
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Name and Position
With Dreyfus
|
Other Businesses
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Position
Held
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Dates
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Jonathan Baum
Chief
Executive Officer and Chair of the Board
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MBSC Securities Corporation
++
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Chief Executive Officer
Chairman of the Board
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3/08 - Present
3/08 - Present
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J. Charles Cardona
President and Director
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MBSC Securities Corporation
++
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Director
Executive Vice President
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6/07 – Present
6/07
- Present
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Universal Liquidity Funds plc+
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Director
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4/06
- Present
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Diane P. Durnin
Vice Chair and Director
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None
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Name and Position
With Dreyfus
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Other Businesses
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Position
Held
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Dates
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Robert G. Capone
Director
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MBSC Securities Corporation
++
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Executive Vice President Director
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4/07 - Present
4/07 - Present
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The Bank of New York Mellon*****
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Vice President
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2/06 - Present
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Mitchell E. Harris
Director
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Standish
Mellon Asset Management Company LLC
Mellon Financial Center
201 Washington Street
Boston, MA
02108-4408
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Chairman
Chief Executive Officer
Member, Board of Managers
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2/05 – Present
8/04 – Present
10/04 - Present
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Alcentra NY, LLC
++
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Manager
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1/08 - Present
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Alcentra US, Inc.
++
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Director
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1/08
- Present
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Alcentra, Inc.
++
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Director
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1/08
- Present
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BNY Alcentra Group Holdings, Inc.
++
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Director
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10/07
- Present
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Pareto New York LLC
++
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Manager
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11/07 - Present
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Standish Ventures LLC
Mellon
Financial Center
201 Washington Street
Boston, MA 02108-4408
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President
Manager
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12/05 - Present
12/05 - Present
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Palomar Management
London, England
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Director
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12/97
- Present
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Palomar Management Holdings Limited
London, England
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Director
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12/97 - Present
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Pareto Investment Management Limited
London, England
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Director
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9/04 - Present
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Christopher E. Sheldon
Chief Investment Officer, Executive
Vice President and Director
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Mellon Global Investing Corp.
+
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Senior Vice President
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5/08 - Present
|
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BNY Mellon, National Association
+
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Managing Director
|
7/09 – Present
|
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The Bank of New York Mellon
*****
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Managing Director
|
7/09 - Present
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Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
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Bradley J. Skapyak
Chief Operating
Officer and Director
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MBSC Securities Corporation
++
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Executive Vice President
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6/07 - Present
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The Bank of New York Mellon
****
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Senior Vice President
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4/07 - Present
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The Dreyfus Family of Funds
++
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President
|
1/10 - Present
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Dreyfus Transfer, Inc.
++
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Chairman
Director
Senior Vice President
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5/11
- Present
5/10
- Present
5/10 - 5/11
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Dwight Jacobsen
Executive Vice President and Director
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MBSC Securities Corporation
++
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Executive Vice President
Director
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6/08 – Present
6/08
– Present
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Cynthia Fryer Steer
Director
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None
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Patrice M. Kozlowski
Senior
Vice President – Corporate Communications
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None
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Gary Pierce
Controller
|
The Bank of New York Mellon
*****
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Vice President
|
7/08 - Present
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BNY Mellon, National Association
+
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Vice President
|
7/08 - Present
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Laurel Capital Advisors, LLP
+
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Chief
Financial Officer
|
5/07 - Present
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MBSC Securities Corporation
++
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Director
Chief
Financial Officer
|
6/07 – Present
6/07 - Present
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Founders Asset Management,
LLC****
|
Assistant Treasurer
|
7/06 - 12/09
|
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Dreyfus Consumer Credit
Corporation
++
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Treasurer
|
7/05 - 8/10
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Dreyfus Transfer, Inc.
++
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Chief Financial Officer
Treasurer
|
7/05 - Present
5/11- Present
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Dreyfus Service
Organization,
Inc.
++
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Treasurer
|
7/05 – Present
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Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
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Seven Six Seven Agency, Inc.
++
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Treasurer
|
4/99 - Present
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Joseph W. Connolly
Chief Compliance Officer
|
The
Dreyfus Family of Funds
++
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Chief Compliance Officer
|
10/04 - Present
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Laurel Capital Advisors, LLP
+
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Chief
Compliance Officer
|
4/05 - Present
|
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BNY Mellon Funds Trust
++
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Chief
Compliance Officer
|
10/04 - Present
|
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MBSC Securities Corporation
++
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Chief
Compliance Officer
|
6/07 – Present
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Christopher O'Connor
Chief
Administrative Officer
|
MBSC Securities Corporation
++
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Executive
Vice President
Senior Vice President
|
12/11 – Present
5/06
– 12/11
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Gary E. Abbs
Vice President – Tax
|
The
Bank of New York Mellon
+
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First Vice President and Manager of Tax Compliance
|
12/96
- Present
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Dreyfus
Service Organization
++
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Vice President – Tax
|
1/09 - Present
|
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Dreyfus Consumer Credit Corporation
++
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Chairman
President
|
1/09 – 8/10
1/09 – 8/10
|
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MBSC Securities Corporation
++
|
Vice President – Tax
|
1/09 - Present
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Jill Gill
Vice
President –
Human Resources
|
MBSC Securities Corporation
++
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Vice
President
|
6/07 – Present
|
|
|
The Bank of New York Mellon
*****
|
Vice President
|
7/08 – Present
|
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BNY Mellon, National Association
+
|
Vice President
|
7/08 - Present
|
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Joanne S. Huber
Vice
President – Tax
|
The Bank of New York Mellon
+
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State
& Local Compliance Manager
|
7/07 - Present
|
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Dreyfus Service Organization
++
|
Vice
President – Tax
|
1/09 – Present
|
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Dreyfus Consumer Credit Corporation
++
|
Vice
President – Tax
|
1/09 – 8/10
|
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Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
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MBSC Securities Corporation
++
|
Vice
President – Tax
|
1/09 – Present
|
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Anthony Mayo
Vice
President – Information Systems
|
None
|
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John E. Lane
Vice
President
|
A P Colorado, Inc.
+
|
Vice President – Real
Estate and Leases
|
8/07 - Present
|
|
|
A P East, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
A P Management, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
A P Properties, Inc.
+
|
Vice
President – Real Estate and Leases
|
8/07 - Present
|
|
|
Allomon Corporation
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
AP Residential Realty, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
AP Wheels, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
BNY Mellon, National Association
+
|
Vice President – Real Estate and Leases
|
7/08
- Present
|
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Citmelex
Corporation
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
Eagle
Investment Systems LLC
65 LaSalle Road
West Hartford, CT 06107
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
East Properties Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
FSFC, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
Holiday Properties, Inc.
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
MBC Investments Corporation
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
MBSC Securities Corporation
++
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
MELDEL Leasing Corporation
Number 2, Inc.
+
|
Vice President– Real Estate and Leases
|
7/07
- Present
|
|
|
|
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|
|
Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
|
|
Mellon Bank Community Development Corporation
+
|
Vice
President– Real Estate and Leases
|
11/07 - Present
|
|
|
Mellon Capital Management Corporation
+
|
Vice
President– Real Estate and Leases
|
8/07 - Present
|
|
|
Mellon Financial Services Corporation
#1
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
Mellon
Financial Services Corporation #4
+
|
Vice President – Real Estate and Leases
|
7/07
- Present
|
|
|
Mellon
Funding Corporation
+
|
Vice President– Real Estate and Leases
|
12/07
- Present
|
|
|
Mellon
Holdings, LLC
+
|
Vice President– Real Estate and Leases
|
12/07
- Present
|
|
|
Mellon
International Leasing Company
+
|
Vice President– Real Estate and Leases
|
7/07
- Present
|
|
|
Mellon
Leasing Corporation
+
|
Vice President– Real Estate and Leases
|
7/07
- Present
|
|
|
Mellon
Ventures, Inc.
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
Melnamor
Corporation
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
MFS
Leasing Corp.
+
|
Vice President– Real Estate and Leases
|
7/07
- Present
|
|
|
MMIP,
LLC
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
Pareto
New York LLC
++
|
Vice President– Real Estate and Leases
|
10/07
- Present
|
|
|
Pontus,
Inc.
+
|
Vice President– Real Estate and Leases
|
7/07
- Present
|
|
|
Promenade,
Inc.
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
RECR,
Inc.
+
|
Vice President– Real Estate and Leases
|
8/07
- Present
|
|
|
Technology
Services Group, Inc.*****
|
Senior Vice President
|
6/06
- Present
|
|
|
|
|
|
|
|
Tennesee Processing Center LLC*****
|
Managing Director
|
5/08 - Present
|
|
|
|
|
|
|
|
Texas AP, Inc.
+
|
Vice President– Real Estate and Leases
|
8/07 - Present
|
|
|
|
|
|
|
Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
|
|
The Bank of New York Mellon*****
|
Vice President – Real Estate and Leases
|
7/08
- Present
|
|
|
The
Bank of New York Mellon Corporation*****
|
Executive Vice President
|
8/07 - Present
|
|
|
|
|
|
|
|
Trilem, Inc.
+
|
Vice President– Real Estate and Leases
|
8/07 - Present
|
|
|
|
|
|
|
Kathleen Geis
Vice President
|
BNY
Mellon, National Association
+
|
Managing Director
|
7/09 - Present
|
|
|
BNY Mellon Distributors Holdings,
Inc.
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Investment
Servicing
(US) Inc.
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Performance &
Risk Analytics, LLC
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Trust Company of
Illinois
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Trust of Delaware
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Eagle Investment Systems LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Ivy Asset Management LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Capital Management Corporation
***
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Financial Services
Corporation #1
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Holdings LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Investor Services LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Pareto New York LLC
*****
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
SourceNet Solutions, Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Technology Services Group, Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
|
|
|
|
Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
|
|
Tennessee Processing Center LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
The Bank of New York Mellon Trust Company, National
Association
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
Alcentra US, Inc.
++
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Capital Markets LLC
++
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Pershing LLC
*****
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
The Bank of New York Mellon
+
|
Managing Director
|
7/09 - Present
|
|
|
MBNA Institutional PA Services,
LLC
+
|
Managing Director
Senior Vice President
|
7/09 - Present
10/06 - 7/09
|
|
|
|
|
|
|
Dean M. Steigauf
Vice President
|
BNY
Mellon, National Association
+
|
Vice President
|
7/09 - Present
|
|
|
BNY Mellon Distributors Holdings, Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Investment
Servicing (US) Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Performance & Risk Analytics,
LLC
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Trust Company of
Illinois
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Trust of Delaware
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Eagle Investment Systems LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Ivy Asset Management LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Capital Management Corporation
***
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Financial Services
Corporation #1
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Holdings LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Mellon Investor Services LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
|
|
|
|
Name and Position
With Dreyfus
|
Other Businesses
|
Position
Held
|
Dates
|
|
|
Pareto New York LLC
*****
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
SourceNet Solutions, Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Technology Services Group, Inc.
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Tennessee Processing Center LLC
+
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
The Bank of New York Mellon Trust Company, National
Association
+
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
Alcentra US, Inc.
++
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
BNY Mellon Capital Markets LLC
++
|
Vice
President -
Real Estate
|
7/11 - Present
|
|
|
Pershing LLC
*****
|
Vice President -
Real Estate
|
7/11 - Present
|
|
|
The Bank of New York Mellon
+
|
Vice President
|
12/02 - Present
|
|
|
|
|
|
|
James Bitetto
Secretary
|
The Dreyfus Family of Funds
++
|
Vice President and Assistant Secretary
|
8/05 - Present
|
|
|
|
|
|
|
|
MBSC Securities Corporation
++
|
Assistant
Secretary
|
6/07 - Present
|
|
|
|
|
|
|
|
Dreyfus Service Organization, Inc.
++
|
Secretary
|
8/05
- Present
|
|
|
|
|
|
|
|
The Dreyfus Consumer Credit Corporation
++
|
Vice President
|
2/02 - 8/10
|
|
|
|
|
|
|
|
Founders Asset Management LLC****
|
Assistant Secretary
|
3/09 - 12/09
|
|
|
|
|
*
|
The address of the business so indicated is One Boston Place, Boston, Massachusetts,
02108.
|
|
**
|
The address of the business
so indicated is One Bush Street, Suite 450, San Francisco, California 94104.
|
|
***
|
The
address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104.
|
|
****
|
The address of the business so indicated is 210 University Blvd., Suite 800, Denver,
Colorado 80206.
|
|
*****
|
The address of the business
so indicated is One Wall Street, New York, New York 10286.
|
|
+
|
The
address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.
|
|
|
|
|
++
|
The address of the business so indicated is 200 Park Avenue, New York, New York 10166.
|
|
+++
|
The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale,
New York 11556-0144.
|
|
++++
|
The address of the business
so indicated is White Clay Center, Route 273, Newark, Delaware 19711.
|
|
+++++
|
The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.
|
|
|
|
|
|
Item
32.
Principal Underwriters
|
|
(a)
Other
investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal
underwriter or exclusive distributor:
|
|
1.
|
Advantage Funds, Inc.
|
|
|
2.
|
BNY Mellon Funds Trust
|
|
|
3.
|
CitizensSelect Funds
|
|
|
4.
|
Dreyfus Appreciation Fund, Inc.
|
|
|
5.
|
Dreyfus BASIC Money Market
Fund, Inc.
|
|
|
6.
|
Dreyfus BASIC U.S. Mortgage
Securities Fund
|
|
|
7.
|
Dreyfus Bond Funds, Inc.
|
|
|
8.
|
Dreyfus Cash Management
|
|
|
9.
|
Dreyfus Funds, Inc.
|
|
|
10.
|
The Dreyfus Fund Incorporated
|
|
|
11.
|
Dreyfus Government Cash Management
Funds
|
|
|
12.
|
Dreyfus Growth and Income Fund,
Inc.
|
|
|
13.
|
Dreyfus Index Funds, Inc.
|
|
|
14.
|
Dreyfus Institutional Cash
Advantage Funds
|
|
|
15.
|
Dreyfus Institutional Preferred
Money Market Funds
|
|
|
16.
|
Dreyfus Institutional Reserves
Funds
|
|
|
17.
|
Dreyfus Intermediate Municipal
Bond Fund, Inc.
|
|
|
18.
|
Dreyfus International Funds,
Inc.
|
|
|
19.
|
Dreyfus Investment Funds
|
|
|
20.
|
Dreyfus Investment Grade Funds,
Inc.
|
|
|
21.
|
Dreyfus Investment Portfolios
|
|
|
22.
|
The Dreyfus/Laurel Funds, Inc.
|
|
|
23.
|
The Dreyfus/Laurel Funds Trust
|
|
|
24.
|
The Dreyfus/Laurel Tax-Free
Municipal Funds
|
|
|
25.
|
Dreyfus LifeTime Portfolios,
Inc.
|
|
|
26.
|
Dreyfus Liquid Assets, Inc.
|
|
|
|
|
|
27.
|
Dreyfus
Manager Funds I
|
|
28.
|
Dreyfus Manager Funds II
|
|
29.
|
Dreyfus Massachusetts Municipal Money Market Fund
|
|
30.
|
Dreyfus
Midcap Index Fund, Inc.
|
|
31.
|
Dreyfus Money Market Instruments,
Inc.
|
|
32.
|
Dreyfus Municipal Bond Opportunity Fund
|
|
33.
|
Dreyfus
Municipal Cash Management Plus
|
|
34.
|
Dreyfus Municipal Funds, Inc.
|
|
35.
|
Dreyfus Municipal Money Market Fund, Inc.
|
|
36.
|
Dreyfus
New Jersey Municipal Bond Fund, Inc.
|
|
37.
|
Dreyfus New Jersey Municipal
Money Market Fund, Inc.
|
|
38.
|
Dreyfus New York AMT-Free Municipal
Bond Fund
|
|
39.
|
Dreyfus New York AMT-Free Municipal
Money Market Fund
|
|
40.
|
Dreyfus New York Municipal
Cash Management
|
|
41.
|
Dreyfus New York Tax Exempt
Bond Fund, Inc.
|
|
42.
|
Dreyfus Opportunity Funds
|
|
43.
|
Dreyfus Pennsylvania Municipal Money Market Fund
|
|
44.
|
Dreyfus
Premier California AMT-Free Municipal Bond Fund, Inc.
|
|
45.
|
Dreyfus
Premier GNMA Fund, Inc.
|
|
46.
|
Dreyfus Premier Investment
Funds, Inc.
|
|
47.
|
Dreyfus Premier Short-Intermediate
Municipal Bond Fund
|
|
48.
|
Dreyfus Premier Worldwide Growth
Fund, Inc.
|
|
49.
|
Dreyfus Research Growth Fund,
Inc.
|
|
50.
|
Dreyfus State Municipal Bond Funds
|
|
51.
|
Dreyfus
Stock Funds
|
|
52.
|
Dreyfus Short-Intermediate
Government Fund
|
|
53.
|
The Dreyfus Socially Responsible
Growth Fund, Inc.
|
|
54.
|
Dreyfus Stock Index Fund, Inc.
|
|
55.
|
Dreyfus Tax Exempt Cash Management Funds
|
|
56.
|
The
Dreyfus Third Century Fund, Inc.
|
|
57.
|
Dreyfus Treasury & Agency
Cash Management
|
|
58.
|
Dreyfus Treasury Prime Cash
Management
|
|
59.
|
Dreyfus U.S. Treasury Intermediate
Term Fund
|
|
60.
|
Dreyfus U.S. Treasury Long
Term Fund
|
|
|
|
|
61.
|
Dreyfus
100% U.S. Treasury Money Market Fund
|
|
62.
|
Dreyfus Variable Investment
Fund
|
|
63.
|
Dreyfus Worldwide Dollar Money Market Fund, Inc.
|
|
64.
|
General
California Municipal Money Market Fund
|
|
65.
|
General Government Securities
Money Market Funds, Inc.
|
|
66.
|
General Money Market Fund,
Inc.
|
|
67.
|
General Municipal Money Market Funds, Inc.
|
|
68.
|
General
New York Municipal Money Market Fund
|
|
69.
|
Strategic Funds, Inc.
|
|
|
|
|
|
(b)
|
|
|
|
Name and principal
Business address
|
Positions and offices with the Distributor
|
Positions and
Offices
with Registrant
|
|
Jon R. Baum*
|
Chairman
of the Board
|
None
|
|
Ken Bradle**
|
Chief
Executive Officer, President and Director
|
None
|
|
Robert
G. Capone****
|
Executive Vice President and Director
|
None
|
|
J. Charles Cardona*
|
Executive Vice President and
Director
|
Executive Vice President (Money Market Funds Only)
|
|
Sue Ann Cormack**
|
Executive Vice President
|
None
|
|
John M. Donaghey***
|
Executive
Vice President and Director
|
None
|
|
Dwight
D. Jacobsen*
|
Executive Vice President and Director
|
None
|
|
Mark A. Keleher*****
|
Executive Vice President
|
None
|
|
James D. Kohley***
|
Executive
Vice President
|
None
|
|
William
H. Maresca*
|
Executive Vice President and Director
|
None
|
|
Timothy M. McCormick*
|
Executive Vice President
|
None
|
|
David K. Mossman***
|
Executive
Vice President
|
None
|
|
Christopher
D. O'Connor*
|
Executive Vice President and Director
|
None
|
|
Irene Papadoulis**
|
Executive Vice President
|
None
|
|
Matthew Perrone**
|
Executive
Vice President
|
None
|
|
Bradley
J. Skapyak*
|
Executive Vice President
|
President
|
|
Bill E. Sappingon*
|
Executive Vice President and
Director
|
None
|
|
Gary Pierce*
|
Chief
Financial Officer and Director
|
None
|
|
Tracy
Hopkins*
|
Senior Vice President
|
None
|
|
Mercedez Katz**
|
Senior Vice President
|
None
|
|
|
|
|
|
(b)
|
|
|
|
Name and principal
Business address
|
Positions and offices
with the Distributor
|
Positions and Offices
with Registrant
|
|
Mary T. Lomasney****
|
Senior Vice President
|
None
|
|
Barbara A. McCann****
|
Senior
Vice President
|
None
|
|
Christine
Carr Smith*****
|
Senior Vice President
|
None
|
|
Kathleen DeNicholas*
|
Chief Legal Officer and Secretary
|
None
|
|
Joseph W. Connolly*
|
Chief
Compliance Officer (Investment Advisory Business)
|
Chief Compliance Officer
|
|
Stephen Storen*
|
Chief Compliance Officer
|
Anti-Money Laundering Compliance Officer
|
|
Matthew
D. Connolly*
|
Anti-Money Laundering Officer
|
None
|
|
Maria Georgopoulos*
|
Vice President – Facilities
Management
|
None
|
|
Stewart Rosen*
|
Vice President – Facilities Management
|
None
|
|
Karin L. Waldmann*
|
Privacy Officer
|
None
|
|
Gary E. Abbs***
|
Vice
President – Tax
|
None
|
|
Timothy
I. Barrett**
|
Vice President
|
None
|
|
Gina
DiChiara*
|
Vice President
|
None
|
|
Jill
Gill*
|
Vice President
|
None
|
|
Joanne
S. Huber***
|
Vice President – Tax
|
None
|
|
John E. Lane******
|
Vice President
|
None
|
|
Kathleen Geis******
|
Vice
President
|
None
|
|
Dean M. Steigauf******
|
Vice President
|
None
|
|
Donna
M. Impagliazzo**
|
Vice President – Compliance
|
None
|
|
Anthony Nunez*
|
Vice
President – Finance
|
None
|
|
Claudine
Orloski***
|
Vice President – Tax
|
None
|
|
William Schalda*
|
Vice President
|
None
|
|
John Shea*
|
Vice
President – Finance
|
None
|
|
Christopher
A. Stallone**
|
Vice President
|
None
|
|
Susan
Verbil*
|
Vice President – Finance
|
None
|
|
William Verity*
|
Vice President – Finance
|
None
|
|
James Windels*
|
Vice
President
|
Treasurer
|
|
James Bitetto*
|
Assistant Secretary
|
Vice President and
Assistant
Secretary
|
|
James D. Muir*
|
Assistant
Secretary
|
None
|
|
Barbara J. Parrish***
|
Assistant Secretary
|
None
|
|
|
|
|
|
(b)
|
|
|
|
Name and principal
Business address
|
Positions and offices
with the Distributor
|
Positions and Offices
with Registrant
|
|
Cristina Rice***
|
Assistant Secretary
|
None
|
|
|
|
|
*
|
Principal business address
is 200 Park Avenue, New York, NY 10166.
|
|
**
|
Principal
business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.
|
|
***
|
Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.
|
|
****
|
Principal business address is One Boston Place,
Boston, MA 02108.
|
|
*****
|
Principal
business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104.
|
|
******
|
Principal business address is 101 Barclay Street, New York 10286.
|
Item 33.
Location of Accounts and Records
1.
The Bank of
New York Mellon
One Wall Street
New York, New
York 10286
2.
The Bank of New
York Mellon
One
Mellon Bank Center
Pittsburgh,
Pennsylvania 15258
3.
BNY Mellon Investment Servicing (US), Inc.
4400 Computer
Drive
Westborough, MA 01581
4.
The Dreyfus
Corporation
200 Park Avenue
New York, New
York 10166
Item 34.
Management
Services
Not
Applicable
Item 35.
Undertakings
None
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933 and the Investment Company Act, the Registrant, has duly caused this Amendment
to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the City of New York, and State of New York on the 17th day of September 2012.
Dreyfus Treasury Prime Cash
Management
|
|
|
|
BY:
|
/s/
Bradley J. Skapyak*
|
|
|
Bradley
J. Skapyak, PRESIDENT
|
Pursuant to the requirements
of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by
the following persons in the capacities and on the date indicated.
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/ Bradley J. Skapyak*
|
|
President (Principal Executive Officer)
|
|
09/17/2012
|
|
Bradley J. Skapyak
|
|
|
|
|
|
/s/
James Windels*
|
|
Treasurer
(Principal Financial
and Accounting Officer)
|
|
09/17/2012
|
|
James Windels
|
|
|
|
|
|
/s/ Joseph S. DiMartino*
|
|
Chairman of the Board
|
|
09/17/2012
|
|
Joseph
S. DiMartino
|
|
|
|
|
|
/s/
Isabel P. Dunst*
|
|
Board
Member
|
|
09/17/2012
|
|
Isabel P. Dunst
|
|
|
|
|
|
/s/
Robin A. Melvin*
|
|
Board
Member
|
|
09/17/2012
|
|
Robin A. Melvin
|
|
|
|
|
|
/s/
Philip L. Toia*
|
|
Board
Member
|
|
09/17/2012
|
|
Philip L. Toia
|
|
|
|
|
|
/s/
Roslyn M. Watson*
|
|
Board
Member
|
|
09/17/2012
|
|
Roslyn M. Watson
|
|
|
|
|
|
/s/
Benaree P. Wiley*
|
|
Board
Member
|
|
09/17/2012
|
|
Benaree P. Wiley
|
|
|
|
|
|
|
|
|
*BY:
|
/s/
John B. Hammalian
|
|
|
John
B. Hammalian
Attorney-in-Fact
|
INDEX OF EXHIBITS
Exhibits
|
|
|
|
(h)(3)
|
Transfer Agency Agreement.
|
|
(n)
|
Rule 18f-3 Plan, as revised.
|
|
|
|
Grafico Azioni Dreyfus Treasury Prime Cash Admi (NASDAQ:DARXX)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Dreyfus Treasury Prime Cash Admi (NASDAQ:DARXX)
Storico
Da Giu 2023 a Giu 2024
