- Additional Proxy Soliciting Materials (definitive) (DEFA14A)
04 Gennaio 2013 - 3:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of Earliest event reported): January 4, 2013
EPOCH HOLDING CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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1-9728
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20-1938886
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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640 Fifth Avenue, New York, NY
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10019
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:
(212) 303-7200
N/A
(Former name
or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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þ
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On January 4, 2013,
Epoch Holding Corporation (the Company) announced that its assets under management (AUM) were approximately $24.5 billion as of December 31, 2012, an increase of 1% from $24.2 billion as of September 30,
2012.
A copy of the press release issued by the Company is attached as Exhibit 99.1.
Item 9.01.
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Financial Statements and Exhibits.
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(d)
Exhibits
Exhibit No.
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99.1
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Press Release dated January 4, 2013.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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EPOCH HOLDING CORPORATION
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(Registrant)
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Date: January 4, 2013
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By:
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/s/ Adam Borak
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Name: Adam Borak
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Title: Chief Financial Officer
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