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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): February 21, 2024.

 

Energy Services of America Corporation

(Exact Name of Registrant as Specified in its Charter)

 

Delaware 001-32998 20-4606266
(State or Other Jurisdiction
of Incorporation)		 (Commission File No.) (I.R.S. Employer
Identification No.)

 

75 West 3rd Ave., Huntington, West Virginia 25701
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (304) 522-3868

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol(s) Name of each exchange on which registered
Common stock, par value $0.0001 ESOA The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

On February 21, 2024, Energy Services of America Corporation (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors and an advisory, non-binding resolution with respect to executive compensation. A breakdown of the votes cast is set forth below.

 

1.       The election of directors.

 

    For   Withheld   Broker Non-Votes
             
Marshall T. Reynolds   8,581,018   303,083   0
Jack M. Reynolds   8,601,281   282,820   0
Joseph L. Williams   8,618,633   265,468   0
Douglas V. Reynolds   8,680,243   203,858   0
Amy E. Abraham   8,696,870   187,231   0
Patrick J. Farrell   8,658,064   226,037   0
Samuel G. Kapourales   8,587,331   296,770   0
Mark S. Prince   8,684,656   199,445   0
Frank S. Lucente   8,658,044   226,057   0

 

2. An advisory, non-binding resolution with respect to our executive compensation.

 

For   Against   Abstain  
           
8,592,974   134,050   157,077  

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  ENERGY SERVICES OF AMERICA CORPORATION
   
DATE:  February 22, 2024 By: /s/ Charles Crimmel
      Charles Crimmel
      Chief Financial Officer

 

 

 

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Entity File Number 001-32998
Entity Registrant Name Energy Services of America Corporation
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Entity Tax Identification Number 20-4606266
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 75 West 3rd Ave.
Entity Address, City or Town Huntington
Entity Address, State or Province WV
Entity Address, Postal Zip Code 25701
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Title of 12(b) Security Common stock, par value $0.0001
Trading Symbol ESOA
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