- Notification that Annual Report will be submitted late (NT 10-K)
31 Ottobre 2008 - 10:01PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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OMB APPROVAL
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OMB Number: 3235-0058
Expires: April 30, 2009
Estimated average burden
hours per response: 2.50
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SEC FILE
NUMBER
001-33363
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CUSIP NUMBER
31308T100
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(Check One)
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x
Form 10-K
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Form
20-F
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Form 11-K
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Form 10-Q
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Form 10-D
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Form N-SAR
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Form
N-CSR
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For Period Ended: August 31, 2008
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Transition Report on Form 10-K
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¨
Transition Report on Form 20-F
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Transition Report on Form 11-K
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Transition Report on Form 10-Q
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¨
Transition Report on Form N-SAR
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For the Transition Period Ended:
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Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any
information contained herein.
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If the notification relates to a portion of
the filing checked above, identify the Item(s) to which the notification relates:
PART I -REGISTRANT INFORMATION
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FCStone Group, Inc.
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Full name of registrant
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N/A
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Former name if applicable
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1251 NW Briarcliff Parkway, Suite 800
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Address of Principal Executive Office
(Street and Number)
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Kansas City, Missouri 64116
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City, State and Zip Code
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PART II
RULE 12b-25 (b) and (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check box if appropriate.)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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x
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the
prescribed due date; and
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(c)
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The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III
NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the
prescribed time period.
FCStone Group, Inc. (the Company) was unable to file its Annual Report on Form 10-K for the year ended
August 31, 2008 in a timely manner without unreasonable effort or expense because management needs additional time to complete the detailed and complex financial and other disclosures in the report.
For prior periods, the Company was a non-accelerated filer. For the year ended August 31, 2008, the Company is required to file its Annual
Report on Form 10-K for the first time as a large accelerated filer, which reduced the Companys deadline for filing by 30 days from the previous year. The Company was also required to comply with Section 404 of the
Sarbanes-Oxley Act of 2002 for the first time for the fiscal year ended August 31, 2008. The transition to this significantly shorter deadline, combined with these new compliance requirements, contributed to the Companys inability to file
its Annual Report on Form 10-K in a timely manner without unreasonable effort or expense.
The Companys management and the Companys independent registered public accounting firm have been working diligently to complete the financial disclosures and the audit, respectively, and anticipate that the report will be filed
no later than the 15
th
calendar day following the prescribed due date.
PART IV
OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this notification
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Craig L. Evans
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(816)
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691-3186
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).
x
Yes
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No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be
included in the subject report or portion thereof?
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Yes
x
No
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If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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FCStone Group, Inc.
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(Name of Registrant as Specified in Charter)
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has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
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Date:
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October 31, 2008
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By:
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/s/ William J. Dunaway
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William J. Dunaway
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Chief Financial Officer
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Grafico Azioni Fcstone Grp. (MM) (NASDAQ:FCSX)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Fcstone Grp. (MM) (NASDAQ:FCSX)
Storico
Da Giu 2023 a Giu 2024