Initial Statement of Beneficial Ownership (3)
08 Dicembre 2021 - 9:10PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Guarrasi Gasper |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/29/2021
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3. Issuer Name and Ticker or Trading Symbol
Tattooed Chef, Inc. [TTCF]
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(Last)
(First)
(Middle)
6305 ALONDRA BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Operating Officer / |
(Street)
PARAMOUNT, CA 90723
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (1) | 8/16/2031 | Common Stock | 240000 | $16.45 | D | |
Explanation of Responses: |
(1) | The option vests in three equal installments as follows: (i) one-third of the options vest on February 17, 2022 (the later of the date the Reporting Person was appointed as the Issuer's Chief Operating Officer and February 17, 2022), (ii) one-third of the options vest on August 16, 2023 (the second anniversary of the date of grant) and (iii) one-third of the options vest on August 16, 2024 (the third anniversary of the date of grant). The option was granted under the Issuer's 2020 Incentive Award Plan in a transaction exempt under Rule 16b-3. |
Remarks: Exhibit 24.1 - Power of Attorney - Gasper Guarrasi |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Guarrasi Gasper 6305 ALONDRA BOULEVARD PARAMOUNT, CA 90723 |
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| Chief Operating Officer |
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Signatures
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/s/ Stephanie Dieckmann as attorney-in-fact for Gasper Guarrasi | | 12/8/2021 |
**Signature of Reporting Person | Date |
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