UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number

811-3481

 

 

 

General Municipal Money Market Funds, Inc.

 

 

(Exact name of Registrant as specified in charter)

 

 

 

 

 

 

c/o The Dreyfus Corporation

200 Park Avenue

New York, New York 10166

 

 

(Address of principal executive offices) (Zip code)

 

 

 

 

 

Janette E. Farragher, Esq.

200 Park Avenue

New York, New York 10166

 

 

(Name and address of agent for service)

 

 

Registrant's telephone number, including area code:

(212) 922-6000

 

 

Date of fiscal year end:

 

11/30

 

Date of reporting period:

8/31/13

 

             

 

 


 

 

FORM N-Q

Item 1.                         Schedule of Investments.

 

 


 

STATEMENT OF INVESTMENTS

General Municipal Money Market Fund

August 31, 2013 (Unaudited)

  Coupon     Maturity   Principal    
Short-Term Investments--104.5%   Rate (%)     Date   Amount ($)   Value ($)  
Alabama--2.6%              
Tuscaloosa County Industrial              
Development Authority, Gulf              
Opportunity Zone Revenue (Hunt              
Refining Project) (LOC;              
JPMorgan Chase Bank)     0.11   9/7/13   20,000,000 a   20,000,000  
 
Arizona--2.3%              
Maricopa County Industrial              
Development Authority, MFHR,              
Refunding (San Clemente              
Apartments Project) (Liquidity              
Facility; FNMA and LOC; FNMA)     0.06   9/7/13   7,600,000 a   7,600,000  
Phoenix Civic Improvement              
Corporation, Water System              
Revenue, CP (LOC; Royal Bank              
of Canada)     0.14   10/2/13   10,000,000   10,000,000  
 
California--2.1%              
California Pollution Control              
Financing Authority, SWDR              
(Marin Sanitary Service              
Project) (LOC; Comerica Bank)     0.13   9/7/13   4,555,000 a   4,555,000  
California Pollution Control              
Financing Authority, SWDR              
(Napa Recycling and Waste              
Services, LLC Project) (LOC;              
Union Bank NA)     0.12   9/7/13   2,700,000 a   2,700,000  
California Pollution Control              
Financing Authority, SWDR              
(South Tahoe Refuse Company,              
Inc. Project) (LOC; Union Bank              
NA)     0.12   9/7/13   3,855,000 a   3,855,000  
California Pollution Control              
Financing Authority, SWDR              
(West Valley MRF, LLC Project)              
(LOC; Union Bank NA)     0.12   9/7/13   4,700,000 a   4,700,000  
 
Colorado--6.8%              
Branch Banking and Trust Co.              
Municipal Trust (Series 2027)              
(City and County of Denver,              
Airport System Revenue)              
(Liquidity Facility; Branch              
Banking and Trust Co. and LOC;              
Branch Banking and Trust Co.)     0.10   9/7/13   10,125,000 a,b,c   10,125,000  
Colorado Housing and Finance              
Authority, SFMR (Liquidity              
Facility; FHLB)     0.07   9/7/13   12,500,000 a   12,500,000  
Deutsche Bank Spears/Lifers Trust              
(Series DBE-1129X) (City and              
County of Denver, Airport              
System Revenue) (Liquidity              
Facility; Deutsche Bank AG and              

 



LOC; Deutsche Bank AG)   0.13   9/7/13   2,670,000   a,b,c 2,670,000  
RBC Municipal Products Inc. Trust            
(Series E-25) (City and County            
of Denver, Aviation Airport            
System Revenue) (Liquidity            
Facility; Royal Bank of Canada            
and LOC; Royal Bank of Canada)   0.09   9/7/13   15,000,000 a,b,c 15,000,000  
Southern Ute Indian Tribe of the            
Southern Ute Indian            
Reservation, Revenue   0.06   9/7/13   11,365,000 a   11,365,000  
 
Florida--7.5%            
Branch Banking and Trust Co.            
Municipal Trust (Series 2042)            
(Collier County School Board,            
COP, Refunding (Master            
Lease-Purchase Agreement))            
(Liquidity Facility; Branch            
Banking and Trust Co. and LOC;            
Branch Banking and Trust Co.)   0.10   9/7/13   9,000,000 a,b,c 9,000,000  
Charlotte County School District,            
GO Notes, TAN   1.25   3/31/14   11,000,000   11,065,670  
Collier County Health Facilities            
Authority, Revenue, CP            
(Cleveland Clinic Health            
System)   0.17   9/16/13   10,000,000   10,000,000  
Florida Housing Finance Agency,            
Housing Revenue (Caribbean Key            
Apartments Project) (LOC; FNMA)   0.08   9/7/13   9,970,000 a   9,970,000  
Kissimmee Utility Authority,            
CP (Liquidity Facility;            
JPMorgan Chase Bank)   0.19   9/10/13   14,830,000   14,830,000  
Sunshine State Governmental            
Financing Commission, Revenue,            
CP (Liquidity Facility;            
JPMorgan Chase Bank)   0.19   10/18/13   2,500,000   2,500,000  
 
Georgia--2.0%            
Monroe County Development            
Authority, PCR (Oglethorpe            
Power Corporation Scherer            
Project) (LOC; Bank of            
Montreal)   0.06   9/7/13   15,000,000 a   15,000,000  
 
Illinois--.3%            
City of Elgin, Kane and Cook            
Counties, GO Notes, Refunding   1.00   12/15/13   2,205,000   2,209,891  
 
Kansas--.2%            
Kansas Turnpike Authority,            
Turnpike Revenue, Refunding   5.00   9/1/13   1,650,000   1,650,407  
 
Kentucky--1.2%            
Kentucky Rural Water Finance            
Corporation, Public Projects            
Construction Notes   1.00   10/1/13   2,500,000   2,501,394  
Louisville and Jefferson County            
Metropolitan Sewer District,            
Sewer and Drainage System            
Subordinated Revenue, BAN   2.00   12/4/13   5,000,000   5,022,667  
Louisville/Jefferson County Metro            

 



Government, GO Notes, Refunding   2.00   4/1/14   1,940,000   1,960,112  
 
Louisiana--4.5%            
Ascension Parish,            
Revenue (BASF Corporation            
Project)   0.20   9/7/13   10,000,000 a   10,000,000  
Ascension Parish,            
Revenue, CP (BASF SE)   0.28   10/24/13   5,000,000   5,000,000  
Louisiana Public Facilities            
Authority, Revenue (Air            
Products and Chemicals Project)   0.05   9/3/13   4,500,000 a   4,500,000  
Louisiana Public Facilities            
Authority, Revenue (Air            
Products and Chemicals Project)   0.06   9/3/13   13,800,000 a   13,800,000  
Louisiana Public Facilities            
Authority, Revenue (Blood            
Center Properties, Inc.            
Project) (LOC; JPMorgan Chase            
Bank)   0.17   9/7/13   900,000 a   900,000  
 
Maryland--.4%            
Maryland Economic Development            
Corporation, Revenue (CWI            
Limited Partnership Facility)            
(LOC; M&T Trust)   0.16   9/7/13   3,360,000 a   3,360,000  
 
Massachusetts--2.8%            
Massachusetts Development Finance            
Agency, Revenue (Checon            
Corporation Issue) (LOC; Bank            
of America)   0.24   9/7/13   2,700,000 a   2,700,000  
Springfield,            
GO Notes, BAN   1.00   2/14/14   4,000,000   4,011,121  
University of Massachusetts            
Building Authority, Project            
Revenue (Liquidity Facility;            
JPMorgan Chase Bank)   0.09   9/7/13   15,000,000 a   15,000,000  
 
Michigan--.8%            
Michigan Strategic Fund,            
LOR (Extruded Aluminum            
Corporation Project) (LOC;            
Comerica Bank)   0.16   9/7/13   6,175,000 a   6,175,000  
 
Minnesota--3.6%            
Minnesota Housing Finance Agency,            
Residential Housing Finance            
Revenue (Liquidity Facility;            
FHLB)   0.07   9/7/13   7,000,000 a   7,000,000  
RBC Municipal Products Inc. Trust            
(Series E-19) (Minneapolis,            
Health Care System Revenue            
(Fairview Health Services))            
(Liquidity Facility; Royal            
Bank of Canada and LOC; Royal            
Bank of Canada)   0.06   9/7/13   10,600,000 a,b,c   10,600,000  
Southern Minnesota Municipal Power            
Agency, Revenue, CP (Liquidity            
Facility; U.S. Bank NA)   0.13   10/8/13   10,000,000   10,000,000  

 



Missouri--5.1%            
Missouri Health and Educational            
Facilities Authority,            
Educational Facilities Revenue            
(Saint Louis University)            
(Liquidity Facility; Bank of            
America)   0.08   9/3/13   6,600,000 a   6,600,000  
Missouri Health and Educational            
Facilities Authority,            
Educational Facilities Revenue            
(Saint Louis University) (LOC;            
Bank of America)   0.06   9/3/13   14,000,000 a   14,000,000  
Platte County Industrial            
Development Authority, IDR            
(Complete Home Concepts            
Project) (LOC; U.S. Bank NA)   0.08   9/7/13   6,505,000 a   6,505,000  
RBC Municipal Products Inc. Trust            
(Series E-40) (Missouri Health            
and Educational Facilities            
Authority, Health Facilities            
Revenue (Saint Luke's Health            
System, Inc.)) (Liquidity            
Facility; Royal Bank of Canada            
and LOC; Royal Bank of Canada)   0.06   9/7/13   10,000,000 a,b,c   10,000,000  
Saint Louis Industrial Development            
Authority, MFHR (Minerva Place            
Apartments) (LOC; FHLMC)   0.09   9/7/13   1,530,000 a   1,530,000  
 
Nebraska--1.0%            
Lancaster County Hospital            
Authority Number 1, HR,            
Refunding (BryanLGH Medical            
Center) (LOC; U.S. Bank NA)   0.06   9/7/13   2,900,000 a   2,900,000  
Lincoln,            
Electric System Revenue, CP            
(Liquidity Facility; Bank of            
Tokyo-Mitsubishi UFJ)   0.13   11/14/13   5,000,000   5,000,000  
 
Nevada--2.3%            
Clark County,            
Airport System Junior            
Subordinate Lien Revenue   2.00   7/1/14   3,160,000   3,203,152  
Clark County,            
Airport System Subordinate            
Lien Revenue (LOC; Royal Bank            
of Canada)   0.05   9/7/13   8,105,000 a   8,105,000  
Clark County,            
Airport System Subordinate            
Lien Revenue (LOC; State            
Street Bank and Trust Co.)   0.07   9/7/13   6,000,000 a   6,000,000  
 
New Hampshire--3.2%            
New Hampshire Health and Education            
Facilities Authority, Revenue            
(The Derryfield School Issue)            
(LOC; RBS Citizens NA)   0.13   9/7/13   6,695,000 a   6,695,000  
New Hampshire Health and Education            
Facilities Authority, Revenue            
(University System of New            
Hampshire Issue)   0.09   9/3/13   10,045,000 a   10,045,000  
New Hampshire Health and Education            
Facilities Authority, Revenue            

 



(University System of New            
Hampshire Issue) (Liquidity            
Facility; U.S. Bank NA)   0.09   9/3/13   7,875,000 a   7,875,000  
 
New York--5.7%            
Dutchess County Industrial            
Development Agency, Civic            
Facility Revenue (Anderson            
Foundation for Autism, Inc.            
Project) (LOC; M&T Trust)   0.11   9/7/13   6,095,000 a   6,095,000  
Monroe County Industrial            
Development Agency, Revenue            
(HDF-RWC Project 1, LLC -            
Robert Weslayan College            
Project) (LOC; M&T Trust)   0.11   9/7/13   2,600,000 a   2,600,000  
Nassau County Industrial            
Development Agency, IDR (The            
Jade Corporation Project)            
(LOC; M&T Trust)   0.19   9/7/13   3,800,000 a   3,800,000  
New York City Industrial            
Development Agency, Civic            
Facility Revenue (Sephardic            
Community Youth Center, Inc.            
Project) (LOC; M&T Trust)   0.11   9/7/13   3,100,000 a   3,100,000  
New York State Housing Finance            
Agency, Housing Revenue (25            
Washington Street) (LOC; M&T            
Trust)   0.16   9/7/13   6,000,000 a   6,000,000  
New York State Mortgage Agency,            
Homeowner Mortgage Revenue            
(Liquidity Facility; Bank of            
America)   0.09   9/7/13   10,000,000 a   10,000,000  
Riverhead Industrial Development            
Agency, Civic Facility Revenue            
(Central Suffolk Hospital            
Project) (LOC; M&T Trust)   0.09   9/7/13   7,000,000 a   7,000,000  
Schenectady Industrial Development            
Agency, Civic Facility Revenue            
(Union Graduate College            
Project) (LOC; M&T Trust)   0.11   9/7/13   5,235,000 a   5,235,000  
 
Ohio--3.2%            
Dayton City School District,            
School Facilities Construction            
and Improvement Unlimited Tax            
GO Notes, Refunding   0.75   10/15/13   7,000,000   7,003,770  
Stark County Port Authority,            
Revenue (Community Action            
Agency Project) (LOC; JPMorgan            
Chase Bank)   0.14   9/7/13   250,000 a   250,000  
Union Township,            
GO Notes, BAN (Various Purpose)   1.50   9/10/14   10,900,000   11,013,578  
Union Township,            
GO Notes, BAN, Refunding            
(Various Purpose)   1.00   9/11/13   6,100,000   6,100,915  
 
Pennsylvania--5.9%            
Adams County Industrial            
Development Authority, Revenue            
(The Brethren Home Community            
Project) (LOC; PNC Bank NA)   0.06   9/7/13   2,000,000 a   2,000,000  
Berks County Industrial            

 



Development Authority, Revenue            
(KTB Real Estate Partnership            
Project) (LOC; M&T Trust)   0.26   9/7/13   1,050,000 a   1,050,000  
Chester County Health and            
Education Facilities            
Authority, Mortgage Revenue            
(Tel Hai Obligated Group            
Project) (LOC; M&T Trust)   0.06   9/7/13   9,650,000 a   9,650,000  
Deutsche Bank Spears/Lifers Trust            
(Series DBE-1021)            
(Pennsylvania Higher Education            
Facilities Authority, Revenue            
(Student Association, Inc.            
Student Housing Project at            
California University of            
Pennsylvania)) (Liquidity            
Facility; Deutsche Bank AG and            
LOC; Deutsche Bank AG)   0.16   9/7/13   14,835,000 a,b,c   14,835,000  
Horizon Hospital System Authority,            
Senior Health and Housing            
Facilities Revenue (Saint Paul            
Homes Project) (LOC; M&T Trust)   0.11   9/7/13   5,300,000 a   5,300,000  
Jackson Township Industrial            
Development Authority, Revenue            
(Everlast Roofing, Inc.            
Project) (LOC; M&T Trust)   0.26   9/7/13   2,975,000 a   2,975,000  
Northumberland County Industrial            
Development Authority, Revenue            
(Drug Plastics and Glass            
Company Project) (LOC; Wells            
Fargo Bank)   0.26   9/7/13   725,000 a   725,000  
Philadelphia Authority for            
Industrial Development,            
Revenue (The Philadelphia            
Protestant Home Project) (LOC;            
Bank of America)   0.18   9/7/13   8,600,000 a   8,600,000  
 
Rhode Island--1.6%            
Rhode Island Health and            
Educational Building            
Corporation, Educational            
Institution Revenue (Saint            
George's School Issue)            
(Liquidity Facility, Wells            
Fargo Bank)   0.08   9/7/13   12,440,000 a   12,440,000  
 
Tennessee--14.2%            
Blount County Public Building            
Authority, Local Government            
Public Improvement Revenue            
(Liquidity Facility; Branch            
Banking and Trust Co.)   0.06   9/7/13   29,175,000 a   29,175,000  
Blount County Public Building            
Authority, Local Government            
Public Improvement Revenue            
(LOC; Branch Banking and Trust            
Co.)   0.06   9/7/13   2,000,000 a   2,000,000  
Blount County Public Building            
Authority, Local Government            
Public Improvement Revenue            
(LOC; Branch Banking and Trust            
Co.)   0.06   9/7/13   9,510,000 a   9,510,000  

 



Clarksville Public Building            
Authority, Pooled Financing            
Revenue (Tennessee Municipal            
Bond Fund) (LOC; Bank of            
America)   0.12   9/3/13   8,600,000 a   8,600,000  
Clarksville Public Building            
Authority, Pooled Financing            
Revenue (Tennessee Municipal            
Bond Fund) (LOC; Bank of            
America)   0.12   9/7/13   6,065,000 a   6,065,000  
Industrial Development Board of            
Blount County and the Cities            
of Alcoa and Maryville, Local            
Government Public Improvement            
Revenue (Maryville Civic Arts            
Center Project) (LOC; Branch            
Banking and Trust Co.)   0.06   9/7/13   2,000,000 a   2,000,000  
Memphis,            
CP (Liquidity Facility; Mizuho            
Bank, Ltd.)   0.11   10/3/13   5,000,000   5,000,000  
Memphis,            
CP (Liquidity Facility; Mizuho            
Bank, Ltd.)   0.11   10/3/13   8,000,000   8,000,000  
Montgomery County Public Building            
Authority, Pooled Financing            
Revenue (Tennessee County Loan            
Pool) (LOC; Bank of America)   0.12   9/3/13   14,885,000 a   14,885,000  
Sevier County Public Building            
Authority, Local Government            
Public Improvement Revenue            
(LOC; Bank of America)   0.10   9/7/13   18,000,000 a   18,000,000  
Tennessee,            
CP (Liquidity Facility;            
Tennessee Consolidated            
Retirement System)   0.14   11/13/13   5,000,000   5,000,000  
 
Texas--19.9%            
Deutsche Bank Spears/Lifers Trust            
(Series DBE-626) (North Texas            
Tollway Authority, First Tier            
System Revenue, Refunding)            
(Liquidity Facility; Deutsche            
Bank AG and LOC; Deutsche Bank            
AG)   0.07   9/7/13   16,598,000 a,b,c   16,598,000  
Deutsche Bank Spears/Lifers Trust            
(Series DBE-1003) (Texas            
Department of Housing and            
Community Affairs, MFHR (East            
Tex Pines Apartments))            
(Liquidity Facility; Deutsche            
Bank AG and LOC; Deutsche Bank            
AG)   0.19   9/7/13   9,850,000 a,b,c   9,850,000  
El Paso,            
Water and Sewer Revenue, CP            
(Liquidity Facility; JPMorgan            
Chase Bank)   0.15   9/16/13   5,000,000   5,000,000  
El Paso Independent School            
District, Unlimited Tax School            
Building Bonds (Liquidity            
Facility; JPMorgan Chase Bank            
and LOC; Permanent School Fund            
Guarantee Program)   0.18   10/10/13   10,000,000   10,000,000  
Fort Worth,            

 



Improvement Revenue, Refunding            
(General Purpose)   2.00   3/1/14   3,320,000   3,345,697  
Garland,            
Electric Utility System            
Revenue, CP (LOC; Wells Fargo            
Bank)   0.12   10/15/13   5,000,000   5,000,000  
Gulf Coast Waste Disposal            
Authority, SWDR (Air Products            
Project)   0.08   9/7/13   10,000,000 a   10,000,000  
Harris County,            
GO Notes, TAN   2.00   2/28/14   5,000,000   5,045,571  
Harris County Health Facilities            
Development Corporation,            
Revenue, Refunding (The            
Methodist Hospital System)   0.04   9/3/13   8,480,000 a   8,480,000  
Jefferson County Industrial            
Development Corporation,            
Hurricane Ike Disaster Area            
Revenue (Jefferson Refinery,            
L.L.C. Project) (LOC; Branch            
Banking and Trust Co.)   0.45   9/25/13   14,700,000   14,700,000  
Jefferson County Industrial            
Development Corporation,            
Hurricane Ike Disaster Area            
Revenue (Jefferson Refinery,            
L.L.C. Project) (LOC; Branch            
Banking and Trust Co.)   0.45   9/25/13   1,700,000   1,700,000  
Lower Colorado River Authority,            
Revenue, CP (Lower Colorado            
River Authority Transportation            
Services Corporation)            
(Liquidity Facility; JPMorgan            
Chase Bank)   0.17   9/9/13   5,000,000   5,000,000  
Lower Colorado River Authority,            
Revenue, CP (Lower Colorado            
River Authority Transportation            
Services Corporation)            
(Liquidity Facility; JPMorgan            
Chase Bank)   0.16   11/7/13   10,000,000   10,000,000  
Lower Colorado River Authority,            
Revenue, CP (Lower Colorado            
River Authority Transportation            
Services Corporation)            
(Liquidity Facility; JPMorgan            
Chase Bank)   0.18   11/8/13   3,200,000   3,200,000  
McKinney Independent School            
District, Unlimited Tax School            
Building Bonds (LOC; Permanent            
School Fund Guarantee Program)   2.00   2/15/14   1,240,000   1,250,040  
Port of Port Arthur Navigation            
District, Revenue, CP (BASF SE)   0.28   10/24/13   5,000,000   5,000,000  
San Antonio,            
Electric and Gas Systems            
Junior Lien Revenue (Liquidity            
Facility; Royal Bank of Canada)   0.07   9/7/13   8,500,000 a   8,500,000  
Texas,            
TRAN   2.00   8/28/14   10,000,000   10,177,100  
Texas Department of Housing and            
Community Affairs, Multifamily            
Housing Mortgage Revenue,            
Refunding (Red Hills Villas)            
(Liquidity Facility; FNMA and            

 



LOC; FNMA)   0.13   9/7/13   4,715,000 a   4,715,000  
University of Texas System Board              
of Regents, Financing System              
Revenue, Refunding   0.05   9/7/13   15,000,000 a   15,000,000  
 
Utah--1.7%              
Davis County,              
GO Notes, TRAN   1.00   12/27/13   5,000,000   5,012,807  
Utah County,              
HR (Intermountain Health Care              
Health Services, Inc.)              
(Liquidity Facility; U.S. Bank              
NA)   0.06   9/7/13   8,350,000 a   8,350,000  
 
Virginia--.3%              
Fairfax County,              
GO Notes (Public Improvement)   5.00   10/1/13   2,000,000   2,007,747  
 
Wisconsin--2.6%              
Wisconsin Health and Educational              
Facilities Authority, Revenue              
(Aurora Health Care) (LOC;              
JPMorgan Chase Bank)   0.20   12/5/13   8,000,000   8,000,000  
Wisconsin Health and Educational              
Facilities Authority, Revenue              
(Aurora Health Care) (LOC;              
JPMorgan Chase Bank)   0.20   1/9/14   5,000,000   5,000,000  
Wisconsin Health and Educational              
Facilities Authority, Revenue              
(Aurora Health Care) (LOC;              
JPMorgan Chase Bank)   0.20   2/5/14   7,000,000   7,000,000  
 
Wyoming--.7%              
Wyoming Student Loan Corporation,              
Student Loan Revenue,              
Refunding (LOC; Royal Bank of              
Canada)   0.06   9/7/13   5,000,000 a   5,000,000  
 
 
Total Investments (cost $799,224,639)       104.5 %   799,224,639  
Liabilities, Less Cash and Receivables       (4.5 %)   (34,456,530 )  
Net Assets       100.0 %   764,768,109  

 

a      

Variable rate demand note - rate shown is the interest rate in effect at August 31, 2013. Maturity date represents the next demand date, or the ultimate maturity date if earlier.

b      

Securities exempt from registration pursuant to Rule 144A under the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At August 31, 2013, these securities amounted to $98,678,000 or 12.9% of net assets.

c      

The fund does not directly own the municipal security indicated; the fund owns an interest in a special purpose entity that, in turn, owns the underlying municipal security. The special purpose entity permits the fund to own interests in underlying assets, but in a manner structured to provide certain advantages not inherent in the underlying bonds (e.g., enhanced liquidity, yields linked to short-term rates).

At August 31, 2013, the cost of investments for federal income tax purposes was substantially the same as the cost for financial reporting purposes.

Summary of Abbreviations      
ABAG   Association of Bay Area Governments   ACA   American Capital Access  

 



AGC   ACE Guaranty Corporation   AGIC   Asset Guaranty Insurance Company  
AMBAC   American Municipal Bond Assurance Corporation   ARRN   Adjustable Rate Receipt Notes  
BAN   Bond Anticipation Notes   BPA   Bond Purchase Agreement  
CIFG   CDC Ixis Financial Guaranty   COP   Certificate of Participation  
CP   Commercial Paper   DRIVERS   Derivative Inverse Tax-Exempt Receipts  
EDR   Economic Development Revenue   EIR   Environmental Improvement Revenue  
FGIC   Financial Guaranty Insurance Company   FHA   Federal Housing Administration  
FHLB   Federal Home Loan Bank   FHLMC   Federal Home Loan Mortgage Corporation  
FNMA   Federal National Mortgage Association   GAN   Grant Anticipation Notes  
GIC   Guaranteed Investment Contract   GNMA   Government National Mortgage Association  
GO   General Obligation   HR   Hospital Revenue  
IDB   Industrial Development Board   IDC   Industrial Development Corporation  
IDR   Industrial Development Revenue   LIFERS   Long Inverse Floating Exempt Receipts  
LOC   Letter of Credit   LOR   Limited Obligation Revenue  
LR   Lease Revenue   MERLOTS   Municipal Exempt Receipts Liquidity Option Tender  
MFHR   Multi-Family Housing Revenue   MFMR   Multi-Family Mortgage Revenue  
PCR   Pollution Control Revenue   P-FLOATS   Puttable Floating Option Tax-Exempts Receipts  
PILOT   Payment in Lieu of Taxes   PUTTERS   Puttable Tax-Exempt Receipts  
RAC   Revenue Anticipation Certificates   RAN   Revenue Anticipation Notes  
RAW   Revenue Anticipation Warrants   ROCS   Reset Option Certificates  
RRR   Resources Recovery Revenue   SAAN   State Aid Anticipation Notes  
SBPA   Standby Bond Purchase Agreement   SFHR   Single Family Housing Revenue  
SFMR   Single Family Mortgage Revenue   SONYMA   State of New York Mortgage Agency  
SPEARS   Short Puttable Exempt Adjustable Receipts   SWDR   Solid Waste Disposal Revenue  
TAN   Tax Anticipation Notes   TAW   Tax Anticipation Warrants  
TRAN   Tax and Revenue Anticipation Notes   XLCA   XL Capital Assurance  

 



The following is a summary of the inputs used as of August 31, 2013 in valuing the fund's investments:

Valuation Inputs   Short-Term Investments ($)+  
Level 1 - Unadjusted Quoted Prices   -  
Level 2 - Other Significant Observable Inputs   799,224,639  
Level 3 - Significant Unobservable Inputs   -  
Total   799,224,639  

 

  +  See Statement of Investments for additional detailed categorizations.



The Financial Accounting Standards Board (“FASB”) Accounting Standards Codification (“ASC”) is the exclusive reference of authoritative U.S. generally accepted accounting principles (“GAAP”) recognized by the FASB to be applied by nongovernmental entities. Rules and interpretive releases of the Securities and Exchange Commission (“SEC”) under authority of federal laws are also sources of authoritative GAAP for SEC registrants. The fund's financial statements are prepared in accordance with GAAP, which may require the use of management estimates and assumptions. Actual results could differ from those estimates.

Portfolio valuation: Investments in securities are valued at amortized cost in accordance with Rule 2a-7 under the Act. If amortized cost is determined not to approximate market value, the fair value of the portfolio securities will be determined by procedures established by and under the general supervision of the Board of Trustees.

The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (i.e. the exit price). GAAP establishes a fair value hierarchy that prioritizes the inputs of valuation techniques used to measure fair value. This hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Additionally, GAAP provides guidance on determining whether the volume and activity in a market has decreased significantly and whether such a decrease in activity results in transactions that are not orderly. GAAP requires enhanced disclosures around valuation inputs and techniques used during annual and interim periods.

Various inputs are used in determining the value of the fund’s investments relating to fair value measurements. These inputs are summarized in the three broad levels listed below:

Level 1—unadjusted quoted prices in active markets for identical investments.

Level 2—other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.).

Level 3—significant unobservable inputs (including the fund’s own assumptions in determining the fair value of investments).

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. For example, money market securities are valued using amortized cost, in accordance with rules under the Act. Generally, amortized cost approximates the current fair value of a security, but since the value is not obtained from a quoted price in an active market, such securities are reflected as Level 2.

Additional investment related disclosures are hereby incorporated by reference to the annual and semi-annual reports previously filed with the Securities and Exchange Commission on Form N-CSR.

 

Item 2.             Controls and Procedures.

(a)        The Registrant's principal executive and principal financial officers have concluded, based on their evaluation of the Registrant's disclosure controls and procedures as of a date within 90 days of the filing date of this report, that the Registrant's disclosure controls and procedures are reasonably designed to ensure that information required to be disclosed by the Registrant on Form N-Q is recorded, processed, summarized and reported within the required time periods and that information required to be disclosed by the Registrant in the reports that it files or submits on Form N-Q is accumulated and communicated to the Registrant's management, including its principal executive and principal financial officers, as appropriate to allow timely decisions regarding required disclosure.

(b)        There were no changes to the Registrant's internal control over financial reporting that occurred during the Registrant's most recently ended fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant's internal control over financial reporting. 

Item 3.             Exhibits.

(a)        Certifications of principal executive and principal financial officers as required by Rule 30a-2(a) under the Investment Company Act of 1940.

 


 

 

FORM N-Q

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

General Municipal Money Market Funds, Inc.

By: /s/ Bradley J. Skapyak

      Bradley J. Skapyak

      President

 

Date:

October 22, 2013

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

By: /s/ Bradley J. Skapyak  

      Bradley J. Skapyak

      President

 

Date:

October 22, 2013

 

By: /s/ James Windels

      James Windels

      Treasurer

 

Date:

October 22, 2013

 

EXHIBIT INDEX

(a)        Certifications of principal executive and principal financial officers as required by Rule 30a-2(a) under the Investment Company Act of 1940.  (EX-99.CERT)

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