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(d)(v) |
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Form of Indemnification Agreement for Executive Officers (incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed January 9,
2023). |
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(d)(vi) |
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Form of Indemnification Agreement for Directors (incorporated by reference to Exhibit 10.2 to the Companys Current Report on Form 8-K filed January 9, 2023) |
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(d)(vii) |
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2023 Stock Incentive Plan (incorporated by reference to Exhibit 10.3 to the Companys Current Report on Form 8-K filed January 9, 2023). |
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(d)(viii) |
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2023 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.4 to the Companys Current Report on Form 8-K filed January 9, 2023). |
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(d)(ix) |
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Form of Subscription Agreement (incorporated by reference to Exhibit 10.5 to the Companys Current Report on Form 8-K filed September 23, 2021). |
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(d)(x) |
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Form of Amendment to Subscription Agreement (incorporated by reference to Exhibit 10.2 to the Companys Current Report on Form 8-K filed October 26, 2022). |
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(d)(xi) |
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Registration Rights and Lock-Up Agreement, dated as of January 3, 2023, between the Company and the Holders (incorporated by reference to Exhibit 10.6 to the Companys Current Report
on Form 8-K filed January 9, 2023). |
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(d)(xii) |
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Form of Option Agreement (incorporated by reference to Exhibit 10.7 to the Registrants Current Report on Form 8-K filed September 23, 2021). |
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(d)(xiii) |
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Form of Amendment to Option Agreement (incorporated by reference to Exhibit 10.3 to the Companys Current Report on Form 8-K filed October 26, 2022). |
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(d)(xiv) |
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Form of Shareholder IRA (incorporated by reference to Exhibit 10.8 to the Companys Registration Statement on Form S-4 filed February 11, 2022). |
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(d)(xv) |
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Form of Voting IRA (incorporated by reference to Exhibit 10.9 to the Companys Registration Statement on Form S-4 filed February 11, 2022). |
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(d)(xvi) |
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Tax Receivable Agreement, dated as of January 3, 2023, between the Company and the TWMH Members, the TIG GP Members and the TIG MGMT Members (incorporated by reference to Exhibit 10.10 to the Companys Current Report on
Form 8-K filed January 9, 2023). |
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(d)(xvii) |
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Credit Agreement, dated as of January 3, 2023, between the Company, BMO Harris Bank N.A., the guarantors from time to time party thereto and the lenders from time to time party thereto (incorporated by reference to Exhibit
10.11 to the Companys Current Report on Form 8-K filed January 9, 2023). |
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(d)(xviii) |
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Executive Employment and Restrictive Covenant Agreement, dated as of January 3, 2023, among the Company, TIG Advisors, LLC and Kevin Moran (incorporated by reference to Exhibit 10.12 to the Companys Current Report on Form
8-K filed January 9, 2023). |
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(d)(xix) |
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Amended and Restated Tiedemann Employment Agreement, dated as of January 3, 2023, by and between the Registrant and Michael Tiedemann (incorporated by reference to Exhibit 10.13 to the Companys Current Report on Form 8-K filed January 9, 2023). |
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(d)(xx) |
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Second Amended and Restated Limited Liability Agreement of Umbrella, dated as of January 3, 2023 (incorporated by reference to Exhibit 10.14 to the Companys Registration Statement on Form
S-1 filed January 27, 2023). |
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(d)(xxi) |
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Alvarium Exchange Agreement, dated as of September 19, 2021 (incorporated by reference to Exhibit 10.4 to the Companys Registration Statement on Form S-4 filed September 27,
2022). |
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(d)(xxii) |
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Form of Dealer Manager Agreement (incorporated by reference to Exhibit 10.16 to the Companys Registration Statement on Form S-4, filed with the SEC on May 5, 2023). |
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(d)(xxiii) |
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Tender and Support Agreement, dated as of May 4, 2023, by and between the Company and Supporting Stockholders (incorporated by reference to Exhibit 10.17 to the Companys Registration Statement on Form S-4, filed with the SEC on May 5, 2023). |
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(g) |
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Not applicable |
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(h) |
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Tax Opinion of Goodwin Procter LLP (incorporated by reference to Exhibit 8.1 to the Companys Registration Statement on Form S-4, filed with the SEC on May 5, 2023). |