Heritage Global Inc. Announces Filing of Form S-3 to Replace Expired Shelf Registration Statement
21 Settembre 2023 - 3:00PM
Business Wire
Heritage Global Inc. (NASDAQ: HGBL) (“Heritage Global,” “HG” or
“the Company”), an asset services company specializing in financial
and industrial asset transactions, announced that it has filed a
universal shelf registration statement on Form S-3 with the United
States Security and Exchange Commission, replacing a previous
universal shelf registration on Form S-3 that expired September 15,
2023.
Once declared effective by the SEC, the new shelf registration
statement will provide Heritage Global the flexibility to, from
time-to-time, publicly offer and sell debt securities, common
stock, preferred stock, warrants and other securities in amounts,
at prices and on terms announced if and when the securities are
ever offered. The specifics of any potential future offerings,
along with the use of proceeds of any such securities offered by
the company, would be described in detail in a prospectus
supplement at the time of any such offering.
Heritage Global Chief Executive Officer Ross Dove commented, “As
noted, the shelf filing was a renewal of our prior filing, which
was set to expire. Having a shelf available is appropriate, as it
preserves our flexibility. That said, we have no current plans to
raise equity capital, as we continue to successfully generate the
funds needed to support our growth.”
The shelf registration statement relating to these securities
has been filed with the SEC but has not yet become effective. The
securities referred to in this press release may not be sold nor
may offers to buy be accepted prior to the time the registration
statement is declared effective by the SEC. This press release
shall not constitute an offer to sell or the solicitation of an
offer to buy, nor shall there be any sale of these securities in
any state or jurisdiction in which such offer, solicitation or sale
would be unlawful prior to the registration or qualification under
the securities laws of any such state or jurisdiction.
About Heritage Global Inc. (“HG”)
Heritage Global Inc. (NASDAQ: HGBL) values and monetizes
industrial & financial assets by providing acquisition,
disposition, valuation, and lending services for surplus and
distressed assets. This aids in facilitating the circular economy
by diverting useful industrial assets from landfills and operating
an ethical supply chain by overseeing post-sale account activity of
financial assets. Specialties consist of acting as an adviser, in
addition to acquiring or brokering turnkey manufacturing
facilities, surplus industrial machinery and equipment, industrial
inventories, real estate, charged-off account receivable
portfolios, through its two business units: Industrial Assets and
Financial Assets.
Forward-Looking Statements
This communication includes forward-looking statements based on
our current expectations and projections about future events. For
these statements, the Company claims the protection of the safe
harbor for forward-looking statements contained in the Private
Securities Litigation Reform Act of 1995. While the Company
believes the forward-looking statements contained in this
communication are accurate, these forward-looking statements
represent the Company’s beliefs only as of the date of this
communication, and there are a number of factors that could cause
actual events or results to differ materially from those indicated
by such forward-looking statements, including variability in
magnitude and timing of asset liquidation transactions, the impact
of changes in the U.S. national and global economies, and interest
rate and foreign exchange rate sensitivity, as well as other
factors beyond the Company’s control. Unless required by law, we
undertake no obligation to update or revise any forward-looking
statements, whether as a result of new information, future events
or otherwise. In light of these risks, uncertainties and
assumptions, you should not place undue reliance on these
forward-looking statements, which speak only as of the date of this
release. For more details on factors that could affect these
expectations, please see our filings with the Securities and
Exchange Commission.
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version on businesswire.com: https://www.businesswire.com/news/home/20230921560264/en/
Investor Relations Contact: John Nesbett/Jennifer
Belodeau IMS Investor Relations 203/972.9200
InvestorRelations@hginc.com
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