Current Report Filing (8-k)
04 Maggio 2016 - 10:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
May
4, 2016
HENNESSY ADVISORS, INC.
(Exact name of registrant as specified in
its charter)
California
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001-36423
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68-0176227
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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7250 Redwood Blvd., Suite 200
Novato, California
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94945
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number including
area code:
(415) 899-1555
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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£
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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£
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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£
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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£
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02. Results
of Operations and Financial Condition
On May 4,
2016, Hennessy Advisors, Inc. issued a press release announcing its financial results for the second quarter ended
March 31, 2016. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on
Form 8-K and is incorporated by reference herein.
Item 7.01. Regulation
FD Disclosure
On May 4, 2016,
Hennessy Advisors, Inc. issued a press release announcing that it had declared a cash dividend of $0.08 per share on its common
stock, payable June 13, 2016, to shareholders of record at the close of business on May 19, 2016. A copy of the press
release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits
Exhibit
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Description
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99.1
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Press release issued May 4, 2016, by Hennessy Advisors, Inc. announcing financial results for the fiscal quarter ended March 31, 2016, and declaration of a cash dividend.
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signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HENNESSY ADVISORS, INC.
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May 4, 2016
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By:
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/s/ Neil J. Hennessy
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Neil J. Hennessy
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President and CEO
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HENNESSY ADVISORS, INC.
Exhibit Index to Current Report on Form
8-K dated May 4, 2016
Exhibit
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Description
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99.1
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Press release issued May 4, 2016, by Hennessy Advisors, Inc. announcing financial results for the fiscal quarter ended March 31, 2016, and declaration of a cash dividend.
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