Current Report Filing (8-k)
08 Agosto 2019 - 12:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 7, 2019
HENNESSY
ADVISORS, INC.
(Exact name of registrant as specified in
its charter)
California
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001-36423
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68-0176227
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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7250 Redwood
Blvd., Suite 200
Novato,
California
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94945
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(Address of principal executive offices)
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(Zip code)
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Registrant’s telephone
number including area code:
(415) 899-1555
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading symbol
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Name of each exchange on which registered
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Common stock, no par value
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HNNA
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02.
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Results of Operations and Financial Condition
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On August 7, 2019, Hennessy Advisors, Inc.
issued a press release announcing its financial results for the fiscal quarter ended June 30, 2019. A copy of the press release
is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
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Item 7.01.
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Regulation FD Disclosure
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On August 7, 2019, the Company issued a
press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash dividend is payable
September 10, 2019, to shareholders of record at the close of business on August 20, 2019. A copy of the press release is
being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
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Item 9.01.
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Financial Statements and Exhibits
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The exhibit listed in the exhibit index
below is furnished under Items 2.02 and 7.01 of this Current Report on Form 8-K.
EXHIBIT INDEX
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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HENNESSY ADVISORS, INC.
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August 7, 2019
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By:
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/s/ Teresa M. Nilsen
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Teresa M. Nilsen
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President
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Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
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Da Giu 2024 a Lug 2024
Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
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Da Lug 2023 a Lug 2024