Amended Statement of Ownership (sc 13g/a)
25 Febbraio 2014 - 12:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
NUPATHE INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
67059M100
(CUSIP Number)
February 21, 2014
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
o
Rule 13d-1(b)
x
Rule
13d-1(c)
o
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Persons who respond to the collection of
information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
13G
CUSIP No.
67059M100
Page 2 of 5
|
|
1. Names of Reporting Persons.
GlaxoSmithKline plc
|
2. Check the Appropriate Box if a Member of a Group
(a)
o
(b)
o
|
3. SEC Use Only
|
4. Citizenship or Place of Organization
England and Wales
|
Number of Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
-0-
|
6. Shared Voting Power
-0-
|
7. Sole Dispositive Power
-0-
|
8. Shared Dispositive Power
-0-
|
9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
|
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
o
|
11. Percent of Class Represented by Amount in Row (9)
0.0%
|
12. Type of Reporting Person
CO
|
13G/A3
CUSIP No. 67059M100
ITEM 1.
NuPathe Inc.
|
(b)
|
Address of Issuer's Principal Executive Offices:
|
7 Great Valley
Parkway
Suite 300
Malvern, PA 19355
ITEM 2.
|
(a)
|
Name of Person Filing:
|
GlaxoSmithKline
plc
|
(b)
|
Address of Principal Business Office, or if None, Residence:
|
980 Great West
Road
Brentford
Middlesex
TW8 9GS ENGLAND
England and
Wales
|
(d)
|
Title of Class of Securities:
|
Common Stock, par value $0.001 per
share
67059M100
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT
TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP.
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
The information in items 1 and 5 through 11 on the cover pages (page
2) on Schedule 13G is hereby incorporated by reference.
13G/A3
CUSIP No. 67059M100
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS
OF A CLASS.
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following [X ].
INSTRUCTION: Dissolution of a group requires
a response to this item.
On February 21, 2014, Train Merger Sub, Inc.
(“Purchaser”), an indirect, wholly-owned subsidiary of Teva Pharmaceutical Industries Ltd. (“Teva”), accepted
for payment the shares of Common Stock of NuPathe, Inc. (the “Issuer”) tendered by S.R. One, Limited, an indirect,
wholly-owned subsidiary of the Reporting Person, in accordance with the terms of the Tender Offer Statement filed by Purchaser
and Teva to purchase all outstanding shares of Common Stock of the Issuer for $3.65 net per share and up to $3.15 per share in
contingent cash consideration.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT
ON BEHALF OF ANOTHER PERSON.
If any other person is known to have the right
to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement
to that effect should be included in response to this item and, if such interest relates to more than five percent of the class,
such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company
Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
N.A
ITEM 7. IDENTIFICATION AND CLASSIFICATION
OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
If a parent holding company or Control person
has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity
and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule
pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
N.A
ITEM 8. IDENTIFICATION AND CLASSIFICATION
OF MEMBERS OF THE GROUP.
If a group has filed this schedule pursuant
to ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification
of each member of the group. If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit
stating the identity of each member of the group.
N.A
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Notice of dissolution of a group may be furnished
as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported
on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
N.A
13G/A3
CUSIP No. 67059M100
ITEM 10. CERTIFICATIONS.
By signing below I certify that, to the best
of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
________________
2/24/21014
________________
(Date)
_______________
/s/ Simon Dingemons
_________________
(Signature)
________________
Chief Financial Officer
________________
(Name/Title)
The original statement shall be signed by each
person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person
by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's
authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this
purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who
signs the statement shall be typed or printed beneath his signature.
Grafico Azioni Nupathe Inc. (MM) (NASDAQ:PATH)
Storico
Da Feb 2025 a Mar 2025
Grafico Azioni Nupathe Inc. (MM) (NASDAQ:PATH)
Storico
Da Mar 2024 a Mar 2025