Initial Statement of Beneficial Ownership (3)
09 Febbraio 2021 - 10:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
James Julia |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/1/2021
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3. Issuer Name and Ticker or Trading Symbol
PPD, Inc. [PPD]
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(Last)
(First)
(Middle)
C/O PPD, INC., 929 NORTH FRONT STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, General Counsel / |
(Street)
WILMINGTON, NC 28401
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 21470 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | (1) | 7/24/2027 | Common Stock | 47696 | $15.05 | D | |
Stock Options (Right to Buy) | (2) | 7/24/2027 | Common Stock | 8364 | $10.59 | D | |
Explanation of Responses: |
(1) | Of these stock options, 17,610 are unvested and will vest in equal installments on May 11, 2021 and May 11, 2022. |
(2) | Does not include an additional 18,492 stock options with an exercise price of $10.59 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
James Julia C/O PPD, INC. 929 NORTH FRONT STREET WILMINGTON, NC 28401 |
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| EVP, General Counsel |
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Signatures
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/s/ Richard Whitlow, as Attorney-in-fact | | 2/9/2021 |
**Signature of Reporting Person | Date |
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