Amended Statement of Beneficial Ownership (3/a)
21 Maggio 2020 - 4:41PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Giannola Vito |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/9/2018
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3. Issuer Name and Ticker or Trading Symbol
SB ONE BANCORP [SBBX]
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(Last)
(First)
(Middle)
C/O SB ONE BANCORP, 95 STATE ROUTE 17 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SEVP and Chief Banking Officer / |
(Street)
PARAMUS, NJ 07652
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 3/9/2018
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) (1) | (2) | 11/4/2024 | Common Stock | 5000 | $9.97 | D | |
Stock Option (right to buy) (1) | (3) | 2/23/2026 | Common Stock | 5000 | $12.83 | D | |
Explanation of Responses: |
(1) | These options were omitted from the reporting person's original Form 3. |
(2) | These options vest annually in 20% increments beginning on November 5, 2015. |
(3) | These options vest annually in 20% increments beginning on February 24, 2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Giannola Vito C/O SB ONE BANCORP 95 STATE ROUTE 17 PARAMUS, NJ 07652 |
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| SEVP and Chief Banking Officer |
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Signatures
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Tracy Lehman | | 5/21/2020 |
**Signature of Reporting Person | Date |
Grafico Azioni SB One Bancorp (NASDAQ:SBBX)
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Da Mag 2024 a Giu 2024
Grafico Azioni SB One Bancorp (NASDAQ:SBBX)
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Da Giu 2023 a Giu 2024
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