- Statement of Changes in Beneficial Ownership (4)
16 Luglio 2011 - 1:30AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
Expires:
February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HARRIS WILLIAM H JR
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2. Issuer Name
and
Ticker or Trading Symbol
SuccessFactors, Inc.
[
SFSF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O SUCCESSFACTORS, INC., 1500 FASHION ISLAND BLVD., SUITE 300
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/13/2011
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(Street)
SAN MATEO, CA 94404
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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7/13/2011
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M
(1)
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205
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A
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$0
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685
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D
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Common Stock
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7/13/2011
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M
(1)
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274
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A
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$0
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959
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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$0
(3)
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7/13/2011
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M
(1)
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205
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(4)
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(4)
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Common Stock
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205
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$0
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1233
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D
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Restricted Stock Units
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$0
(3)
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7/13/2011
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M
(2)
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274
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(5)
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(5)
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Common Stock
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274
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$0
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548
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D
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Explanation of Responses:
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(
1)
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Vesting of restricted stock units granted to the Reporting Person on January 13, 2011.
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(
2)
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Vesting of restricted stock units granted to the Reporting Person on January 13, 2011.
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(
3)
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Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
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(
4)
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Commencing on January 13, 2011, the restricted stock units shall vest as to 12.5% of the shares subject to the award on a quarterly basis over a two-year period.
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(
5)
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Commencing on January 13, 2011, the restricted stock units shall vest as to 25% of the shares subject to the award on a quarterly basis over a one-year period.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HARRIS WILLIAM H JR
C/O SUCCESSFACTORS, INC.
1500 FASHION ISLAND BLVD., SUITE 300
SAN MATEO, CA 94404
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X
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Signatures
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/s/ William H. Harris, Jr., by Hillary B. Smith, Attorney-in-Fact
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7/15/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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