SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Izumi Raquel E.
(Last) (First) (Middle)
260 SHERIDAN AVENUE, SUITE 400
(Street)
PALO ALTO CA 94306
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Vincerx Pharma, Inc. [ VINC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $6.26 08/12/2024 D(1) 76,500 (2) 02/13/2032 Common Stock 76,500 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 76,500 (2) 02/13/2032 Common Stock 76,500 (1) 76,500 D
Stock Option (right to buy) $1.71 08/12/2024 D(1) 60,000 (3) 08/24/2032 Common Stock 60,000 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 60,000 (3) 08/24/2032 Common Stock 60,000 (1) 60,000 D
Stock Option (right to buy) $0.82 08/12/2024 D(1) 60,000 (4) 11/14/2032 Common Stock 60,000 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 60,000 (4) 11/14/2032 Common Stock 60,000 (1) 60,000 D
Stock Option (right to buy) $1.17 08/12/2024 D(1) 90,000 (5) 02/14/2033 Common Stock 90,000 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 90,000 (5) 02/14/2033 Common Stock 90,000 (1) 90,000 D
Stock Option (right to buy) $7.38 08/12/2024 D(1) 123,750 (6) 03/06/2034 Common Stock 123,750 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 123,750 (6) 03/06/2034 Common Stock 123,750 (1) 123,750 D
Stock Option (right to buy) $7.38 08/12/2024 D(1) 41,250 (6) 03/06/2034 Common Stock 41,250 (1) 0 D
Stock Option (right to buy) $0.55 08/12/2024 A(1) 41,250 (6) 03/06/2034 Common Stock 41,250 (1) 165,000 D
Explanation of Responses:
1. On August 12, 2024, the stockholders of the Issuer approved the repricing of certain outstanding options to purchase common stock (the "Repriced Options"), with the new exercise price being the closing price of the Issuer's common stock on the Nasdaq Capital Market on August 12, 2024, rounded up to the nearest penny (the "Repricing"). There is no change to the number of shares underlying the Repriced Options or the vesting schedule or expiration dates of the Repriced Options. The Repricing was approved by the Board of Directors of the Issuer on June 26, 2024, based on the recommendation of the Compensation Committee of the Board of Directors.
2. Option vests over three years, with 1/3 of the shares vesting on December 23, 2022, and 1/36th of the shares vesting monthly thereafter.
3. Option vests in twenty-four equal monthly installments starting from August 25, 2022.
4. Option vests in twenty-four equal monthly installments starting from November 15, 2022.
5. Option vests in twenty-four equal monthly installments starting from February 15, 2023.
6. One-third (1/3) vests on March 7, 2025, with the remainder vesting in twenty-four equal monthly installments thereafter.
Remarks:
President and Chief Operations Officer
By: /s/ Alexander A. Seelenberger, attorney-in-fact 08/14/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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