Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
29 Maggio 2018 - 2:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE
OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY
TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number
001-35848
ZAIS GROUP HOLDINGS,
INC.
(Exact name of registrant
as specified in its charter)
101 Crawfords Corner
Road, Suite 1206
Holmdel, NJ 07703
(732) 978-7518
(Address, including
zip code, and telephone number, including area code, of registrant’s principal executive offices)
Class A Common Stock,
par value $0.0001 per share
(Title of each class
of securities covered by this Form)
None
(Titles of all other
classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X
in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)
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x
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Rule 12g-4(a)(2)
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¨
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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¨
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Rule 15d-6
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¨
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Rule 15d-22(b)
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¨
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Approximate number
of holders of record as of the certification or notice date:
Four (4)
Pursuant to the requirements of the Securities
Exchange Act of 1934, ZAIS Group Holdings, Inc. has caused this certification/notice to be signed on its behalf by the undersigned
duly authorized person.
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ZAIS Group Holdings, Inc.
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Date: May 29, 2018
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By:
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/s/ Nisha Motani
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Name:
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Nisha Motani
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Title:
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Chief Financial Officer
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