Page 1 of 10 Pages
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities exchange Act of 1934
(Amendment No. 3)*
ISHARES MORNINGSTAR MID-CAP VALUE ETF
(NAME OF ISSUER)
COM NEW
(TITLE OF CLASS OF SECURITIES)
464288406
(CUSIP NUMBER)
December 31, 2013
(Date of event which requires filing of this Statement)
this Schedule is filed:
X Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be 'filed' for the purpose of Section 18 of the Securities
Exchange Act of 1934 ('Act') or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
(CONTINUED ON FOLLOWING PAGE(S))
CUSIP NO. 464288406 13G Page 2 of 10 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AXA Assurances I.A.R.D. Mutuelle
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ]
(B) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
France
NUMBER OF SHARES 5. SOLE VOTING POWER 0
BENEFICIALLY
OWNED AS OF 6. SHARED VOTING POWER 229,937
December 31, 2013
BY EACH 7. SOLE DISPOSITIVE POWER 0
REPORTING
PERSON WITH: 8. SHARED DISPOSITIVE POWER 229,937
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 229,937
REPORTING PERSON
(Not to be construed as an admission of beneficial ownership)
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES * [X]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9%
12. TYPE OF REPORTING PERSON *
HC
* SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 464288406 13G Page 3 of 10 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AXA Assurances Vie Mutuelle
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ]
(B) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
France
NUMBER OF SHARES 5. SOLE VOTING POWER 0
BENEFICIALLY
OWNED AS OF 6. SHARED VOTING POWER 229,937
December 31, 2013
BY EACH 7. SOLE DISPOSITIVE POWER 0
REPORTING
PERSON WITH: 8. SHARED DISPOSITIVE POWER 229,937
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 229,937
REPORTING PERSON
(Not to be construed as an admission of beneficial ownership)
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES * [X]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9%
12. TYPE OF REPORTING PERSON *
HC
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CUSIP NO. 464288406 13G Page 4 of 10 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AXA
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ]
(B) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
France
NUMBER OF SHARES 5. SOLE VOTING POWER 0
BENEFICIALLY
OWNED AS OF 6. SHARED VOTING POWER 229,937
December 31, 2013
BY EACH 7. SOLE DISPOSITIVE POWER 0
REPORTING
PERSON WITH: 8. SHARED DISPOSITIVE POWER 229,937
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 229,937
(Not to be construed as an admission of beneficial ownership)
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES * [X]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9%
12. TYPE OF REPORTING PERSON *
HC
* SEE INSTRUCTIONS BEFORE FILLING OUT!
|
CUSIP NO. 464288406 13G Page 5 of 10 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
AXA Financial, Inc. 13-3623351
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ]
(B) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
NUMBER OF SHARES 5. SOLE VOTING POWER 0
BENEFICIALLY
OWNED AS OF 6. SHARED VOTING POWER 229,937
December 31, 2013
BY EACH 7. SOLE DISPOSITIVE POWER 0
REPORTING
PERSON WITH: 8. SHARED DISPOSITIVE POWER 229,937
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 229,937
REPORTING PERSON
(Not to be construed as an admission of beneficial ownership)
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES * [X]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9%
12. TYPE OF REPORTING PERSON *
HC
* SEE INSTRUCTIONS BEFORE FILLING OUT!
|
CUSIP NO. 464288406 13G Page 6 of 10 Pages
Item 1(a) Name of Issuer:
ISHARES MORNINGSTAR MID-CAP VALUE ETF
Item 1(b) Address of Issuer's Principal Executive Offices:
400 Howard Street
San Francisco, CA 94105
Item 2(a) and (b)
Name of Person Filing and Address of Principal Business Office:
This Schedule 13G is being filed by AXA Financial, Inc.; AXA, which owns AXA
Financial, Inc.; and the Mutuelles AXA, which as a group control AXA
AXA Assurances I.A.R.D Mutuelle, and
AXA Assurances Vie Mutuelle,
26, rue Drouot
75009 Paris, France
as a group (collectively, the 'Mutuelles AXA').
AXA
25, avenue Matignon
75008 Paris, France
AXA Financial, Inc.
1290 Avenue of the Americas
New York, New York 10104
(Please contact Lauren Day (212-314-3731)
with any questions.)
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13G Page 7 of 10 Pages
Item 2(c) Citizenship:
Mutuelles AXA and AXA - France
AXA Financial, Inc. - Delaware
Item 2(d) Title of Class of Securities: COM NEW
Item 2(e) Cusip Number: 464288406
Item 3. Type of Reporting Person:
AXA Financial, Inc. as a parent holding company,
in accordance with 240.13d-1(b)(ii)(G).
The Mutuelles AXA, as a group, acting as a parent
holding company.
AXA as a parent holding company.
13G Page 8 of 10 Pages
Item 4. Ownership as of December 31, 2013
(a) Amount Beneficially Owned: 229,937 shares of common stock
(b) Percent of Class: 15.9%
(c) Deemed Voting Power and Disposition Power:
(i) (ii) (iii) (iv)
Deemed Deemed Deemed Deemed
to have to have to have to have
Sole Power Shared Power Sole Power Shared Power
to Vote to Vote to Dispose to Dispose
or to or to or to or to
Direct Direct Direct the Direct the
the Vote the Vote Disposition Disposition
------------ ------------ ------------ ------------
AXA Financial, Inc., 0 229,937 0 229,937
through its subsidiaries
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Each of the Mutuelles AXA, as a group, and AXA expressly declares that the
filing of this Schedule 13G shall not be construed as an admission that it is,
for purposes of Section 13(d) of the Exchange Act, the beneficial owner of any
securities covered by this Schedule 13G.
AllianceBernstein L.P. is a majority owned subsidiary of AXA Financial, Inc.
and an indirect majority owned subsidiary of AXA SA. AllianceBernstein
operates under independent management and makes independent decisions from
AXA and AXA Financial and their respective subsidiaries and AXA and AXA
Financial calculate and report beneficial ownership separately from
AllianceBernstein pursuant to guidance provided by the Securities and
Exchange Commission in Release Number 34-39538 (January 12, 1998).
AllianceBernstein may be deemed to share beneficial ownership with AXA
reporting persons by virtue of 0 shares of common stock acquired on
behalf of the general and special accounts of the affiliated entities for which
AllianceBernstein serves as a subadvisor. Each of Alliance Bernstein and the
AXA entities reporting herein acquired their shares of common stock for
investment purposes in the ordinary course of their investment management
and insurance businesses.
Page 9 of 10 Pages
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following.
[]
Item 6. Ownership of More than Five Percent on behalf of Another Person. N/A
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reporting on by the Parent Holding Company:
This Schedule 13G is being filed by AXA Financial, Inc.; AXA,
which owns AXA Financial, Inc.; and the Mutuelles AXA, which as a group
control AXA:
(X) in the Mutuelles AXAs' capacity, as a group, acting as a parent
holding company with respect to the holdings of the following
AXA entity or entities:
(X) in AXA's capacity as a parent holding company with respect
to the holdings of one or more of the following entities:
AXA Investment Managers
AXA Investment Managers UK Ltd.
AXA Konzern AG
AXA Rosenberg Investment Management LLC
(X) in AXA Financial, Inc.'s capacity as a parent holding company
with respect to the holdings of one or more of the following entities:
AXA Equitable Life Insurance Company
Mony Life Insurance Company
Page 10 of 10 Pages
Item 8. Identification and Classification of Members of the Group. N/A
Item 9. Notice of Dissolution of Group: N/A
Item 10. Certification:
By signing below I certify that to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer
of such securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: January 29, 2014 AXA FINANCIAL, INC.*
/s/ Allen Zabusky
Allen Zabusky
Senior Vice President
and Controller
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*Pursuant to the Joint Filing Agreement with respect to Schedule 13G
attached hereto as Exhibit I, among AXA Financial, Inc., AXA Assurances
I.A.R.D Mutuelle, AXA Assurances Vie Mutuelle, and AXA, this statement
Schedule 13G is filed on behalf of each of them.
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