Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
16 Agosto 2021 - 12:33PM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21579
Nuveen Floating Rate Income Opportunity Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
David J. Lamb – Chief Administrative Officer
(Name and
address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2021
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21579
Registrant Name: Nuveen Floating Rate Income Opportunity Fund
Reporting Period: 07/01/2020
- 06/30/2021
Nuveen Floating Rate Income Opportunity Fund
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ACBL HOLDING CORP.
Meeting Date: MAY 12, 2021
Record Date: APR 26, 2021
Meeting Type: ANNUAL
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Ticker:
Security ID: 00085Q118
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1.1
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Elect Director William Raine
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Management
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For
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For
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1.2
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Elect Director Michael Ginnings
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Management
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For
|
For
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1.3
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Elect Director David Ebbrecht
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Management
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For
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For
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1.4
|
Elect Director Stephen Johnson
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Management
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For
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For
|
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1.5
|
Elect Director Philip Yarrow
|
Management
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For
|
For
|
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1.6
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Elect Director Michael C. Ellis
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Management
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For
|
For
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1.7
|
Elect Director Scott Vogel
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Management
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For
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For
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1.8
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Elect Director Dan Mchugh
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Management
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For
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For
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1.9
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Elect Director John Giles
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Management
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For
|
For
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ACBL HOLDING CORP.
Meeting Date: MAY 12, 2021
Record Date: APR 26, 2021
Meeting Type: ANNUAL
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Ticker:
Security ID: 00085Q167
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|
Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1.1
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Elect Director William Raine
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Management
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For
|
For
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|
1.2
|
Elect Director Michael Ginnings
|
Management
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For
|
For
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|
1.3
|
Elect Director David Ebbrecht
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Management
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For
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For
|
|
1.4
|
Elect Director Stephen Johnson
|
Management
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For
|
For
|
|
1.5
|
Elect Director Philip Yarrow
|
Management
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For
|
For
|
|
1.6
|
Elect Director Michael C. Ellis
|
Management
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For
|
For
|
|
1.7
|
Elect Director Scott Vogel
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Management
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For
|
For
|
|
1.8
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Elect Director Dan Mchugh
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Management
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For
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For
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|
1.9
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Elect Director John Giles
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Management
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For
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For
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ACBL HOLDING CORP.
Meeting Date: MAY 12, 2021
Record Date: APR 26, 2021
Meeting Type: ANNUAL
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Ticker:
Security ID: 00085Q209
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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|
1.1
|
Elect Director William Raine
|
Management
|
For
|
For
|
|
1.2
|
Elect Director Michael Ginnings
|
Management
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For
|
For
|
|
1.3
|
Elect Director David Ebbrecht
|
Management
|
For
|
For
|
|
1.4
|
Elect Director Stephen Johnson
|
Management
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For
|
For
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1.5
|
Elect Director Philip Yarrow
|
Management
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For
|
For
|
|
1.6
|
Elect Director Michael C. Ellis
|
Management
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For
|
For
|
|
1.7
|
Elect Director Scott Vogel
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Management
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For
|
For
|
|
1.8
|
Elect Director Dan Mchugh
|
Management
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For
|
For
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|
1.9
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Elect Director John Giles
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Management
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For
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For
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ACBL HOLDING CORP.
Meeting Date: MAY 12, 2021
Record Date: APR 26, 2021
Meeting Type: ANNUAL
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Ticker:
Security ID: 00085Q605
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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|
1.1
|
Elect Director William Raine
|
Management
|
For
|
For
|
|
1.2
|
Elect Director Michael Ginnings
|
Management
|
For
|
For
|
|
1.3
|
Elect Director David Ebbrecht
|
Management
|
For
|
For
|
|
1.4
|
Elect Director Stephen Johnson
|
Management
|
For
|
For
|
|
1.5
|
Elect Director Philip Yarrow
|
Management
|
For
|
For
|
|
1.6
|
Elect Director Michael C. Ellis
|
Management
|
For
|
For
|
|
1.7
|
Elect Director Scott Vogel
|
Management
|
For
|
For
|
|
1.8
|
Elect Director Dan Mchugh
|
Management
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For
|
For
|
|
1.9
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Elect Director John Giles
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Management
|
For
|
For
|
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CALIFORNIA RESOURCES CORPORATION
Meeting Date: MAY 12, 2021
Record Date: MAR 15, 2021
Meeting Type: ANNUAL
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Ticker: CRC
Security ID: 13057Q305
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1.1
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Elect Director Douglas E. Brooks
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Management
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For
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For
|
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1.2
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Elect Director Tiffany (TJ) Thom Cepak
|
Management
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For
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For
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1.3
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Elect Director James N. Chapman
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Management
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For
|
For
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1.4
|
Elect Director Mark A. (Mac) McFarland
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Management
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For
|
For
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|
1.5
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Elect Director Julio M. Quintana
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Management
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For
|
For
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1.6
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Elect Director William B. Roby
|
Management
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For
|
For
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|
1.7
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Elect Director Andrew Bremner
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Management
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For
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For
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2
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Ratify KPMG LLP as Auditors
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Management
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For
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For
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3
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Advisory Vote to Ratify Named Executive Officers' Compensation
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Management
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For
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Against
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4
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Advisory Vote on Say on Pay Frequency
|
Management
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One Year
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One Year
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CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
Meeting Date: MAY 05, 2021
Record Date: MAR 09, 2021
Meeting Type: ANNUAL
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Ticker: CCO
Security ID: 18453H106
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Proposal No
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Proposal
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Proposed By
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Management Recommendation
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Vote Cast
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1.1
|
Elect Director C. William Eccleshare
|
Management
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For
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For
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|
1.2
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Elect Director Lisa Hammitt
|
Management
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For
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For
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1.3
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Elect Director Mary Teresa Rainey
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Management
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For
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For
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2
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Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
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For
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For
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3
|
Amend Omnibus Stock Plan
|
Management
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For
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For
|
|
4
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Ratify Ernst & Young LLP as Auditors
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Management
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For
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For
|
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CUMULUS MEDIA INC.
Meeting Date: MAY 04, 2021
Record Date: MAR 12, 2021
Meeting Type: ANNUAL
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Ticker: CMLS
Security ID: 231082801
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Proposal No
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Proposal
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Proposed By
|
Management Recommendation
|
Vote Cast
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1.1
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Elect Director Mary G. Berner
|
Management
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For
|
For
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1.2
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Elect Director David M. Baum
|
Management
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For
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For
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1.3
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Elect Director Matthew C. Blank
|
Management
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For
|
For
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1.4
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Elect Director Thomas H. Castro
|
Management
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For
|
For
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1.5
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Elect Director Joan Hogan Gillman
|
Management
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For
|
For
|
|
1.6
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Elect Director Andrew W. Hobson
|
Management
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For
|
For
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|
1.7
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Elect Director Brian G. Kushner
|
Management
|
For
|
For
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2
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Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
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For
|
For
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|
3
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Ratify PricewaterhouseCoopers LLP as Auditors
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Management
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For
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For
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TRANSOCEAN LTD.
Meeting Date: MAY 27, 2021
Record Date: MAY 10, 2021
Meeting Type: ANNUAL
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Ticker: RIG
Security ID: H8817H100
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Proposal No
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Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
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|
1
|
Accept Financial Statements and Statutory Reports
|
Management
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For
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For
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2
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Approve Discharge of Board and Senior Management
|
Management
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For
|
For
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|
3
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Appropriation of Available Earnings for Fiscal Year 2020
|
Management
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For
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For
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4
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Approve the Renewal of Authorized Share Capital with Partial Exclusion of Preemptive Rights
|
Management
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For
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For
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5A
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Elect Director Glyn A. Barker
|
Management
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For
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For
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5B
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Elect Director Vanessa C.L. Chang
|
Management
|
For
|
For
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5C
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Elect Director Frederico F. Curado
|
Management
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For
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For
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5D
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Elect Director Chadwick C. Deaton
|
Management
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For
|
For
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5E
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Elect Director Vincent J. Intrieri
|
Management
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For
|
For
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5F
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Elect Director Samuel J. Merksamer
|
Management
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For
|
For
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5G
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Elect Director Frederik W. Mohn
|
Management
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For
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For
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5H
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Elect Director Edward R. Muller
|
Management
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For
|
For
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5I
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Elect Director Margareth Ovrum
|
Management
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For
|
For
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5J
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Elect Director Diane de Saint Victor
|
Management
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For
|
For
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5K
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Elect Director Jeremy D. Thigpen
|
Management
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For
|
For
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6
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Elect Chadwick C. Deaton as Board Chairman
|
Management
|
For
|
For
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|
7A
|
Appoint Glyn A. Barker as Member of the Compensation Committee
|
Management
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For
|
For
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7B
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Appoint Vanessa C.L. Chang as Member of the Compensation Committee
|
Management
|
For
|
For
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|
7C
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Appoint Samuel J. Merksamer as Member of the Compensation Committee
|
Management
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For
|
For
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8
|
Designate Schweiger Advokatur / Notariat as Independent Proxy
|
Management
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For
|
For
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|
9
|
Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term
|
Management
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For
|
For
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|
10
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
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|
11A
|
Approve Maximum Remuneration of Board of Directors for the Period Between the 2021 and 2022 Annual General Meetings in the Amount of USD 4.12 Million
|
Management
|
For
|
For
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|
11B
|
Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2022 in the Amount of USD 24 Million
|
Management
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For
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For
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|
12
|
Amend Omnibus Stock Plan
|
Management
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For
|
For
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VANTAGE DRILLING INTERNATIONAL
Meeting Date: AUG 11, 2020
Record Date: JUL 15, 2020
Meeting Type: ANNUAL
|
Ticker: VTDRF
Security ID: G9325C105
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Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1.1
|
Elect Director Thomas R. Bates, Jr.
|
Management
|
For
|
For
|
|
1.2
|
Elect Director Richard B. Aubrey, III
|
Management
|
For
|
Against
|
|
1.3
|
Elect Director Paul A. Gordon
|
Management
|
For
|
Against
|
|
1.4
|
Elect Director Jack Land
|
Management
|
For
|
For
|
|
1.5
|
Elect Director Nils E. Larsen
|
Management
|
For
|
For
|
|
1.6
|
Elect Director Ihab M. Toma
|
Management
|
For
|
Against
|
|
1.7
|
Elect Director L. Spencer Wells
|
Management
|
For
|
For
|
|
|
WHITING PETROLEUM CORPORATION
Meeting Date: MAY 11, 2021
Record Date: MAR 16, 2021
Meeting Type: ANNUAL
|
Ticker: WLL
Security ID: 966387508
|
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
|
1.1
|
Elect Director Janet L. Carrig
|
Management
|
For
|
For
|
|
1.2
|
Elect Director Susan M. Cunningham
|
Management
|
For
|
For
|
|
1.3
|
Elect Director Paul J. Korus
|
Management
|
For
|
For
|
|
1.4
|
Elect Director Kevin S. McCarthy
|
Management
|
For
|
For
|
|
1.5
|
Elect Director Lynn A. Peterson
|
Management
|
For
|
For
|
|
1.6
|
Elect Director Daniel J. Rice, IV
|
Management
|
For
|
For
|
|
1.7
|
Elect Director Anne Taylor
|
Management
|
For
|
For
|
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen Floating Rate Income Opportunity Fund
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By
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/s/ David J. Lamb
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|
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David J. Lamb – Chief Administrative Officer
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Date
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August 16, 2021
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