Initial Statement of Beneficial Ownership (3)
24 Agosto 2016 - 1:36AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Meden Scott A
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/17/2016
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3. Issuer Name
and
Ticker or Trading Symbol
NORDSTROM INC [JWN]
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(Last)
(First)
(Middle)
C/O NORDSTROM, INC., 1617 SIXTH AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Executive Vice President /
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(Street)
SEATTLE, WA 98101
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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10854
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D
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Common Stock
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728
(1)
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D
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Common Stock
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876
(2)
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D
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Common Stock
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3597
(3)
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D
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Common Stock
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15764
(4)
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D
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Common Stock
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7300
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I
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See footnote
(13)
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Common Stock
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4461.982
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I
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By 401(k) Plan, per Plan statement dated 8/15/16.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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(5)
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2/27/2019
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Common Stock
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25186
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$12.58
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D
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Employee Stock Option (right to buy)
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(6)
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2/26/2020
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Common Stock
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17193
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$34.50
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D
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Employee Stock Option (right to buy)
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(7)
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2/25/2021
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Common Stock
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15427
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$42.48
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D
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Employee Stock Option (right to buy)
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(8)
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2/22/2022
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Common Stock
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15826
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$49.15
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D
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Employee Stock Option (right to buy)
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(9)
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3/4/2023
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Common Stock
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18023
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$50.26
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D
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Employee Stock Option (right to buy)
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(10)
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3/3/2024
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Common Stock
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11160
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$57.16
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D
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Employee Stock Option (right to buy)
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(11)
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2/24/2025
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Common Stock
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8619
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$75.23
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D
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Employee Stock Option (right to buy)
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(12)
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2/28/2026
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Common Stock
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11203
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$51.32
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D
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Employee Stock Option (right to buy)
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6/10/2019
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6/7/2026
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Common Stock
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15329
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$40.50
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D
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Performance Rights
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2/2/2019
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2/2/2019
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Common Stock
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1720
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$0
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D
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Explanation of Responses:
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(
1)
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Restricted stock award vesting in two equal annual installments commencing 3/3/2017
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(
2)
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Restricted stock award vesting in three equal annual installments commencing 2/24/2017
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(
3)
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Restricted stock award vesting in four equal annual installments commencing 3/10/2017
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(
4)
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Restricted stock award vesting 50% on 6/10/2018 and 50% on 6/10/2019
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(
5)
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The option vested and became exercisable in four equal annual installments commencing 2/27/2010
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(
6)
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The option vested and became exercisable in four equal annual installments commencing 2/26/2011
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(
7)
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The option vested and became exercisable in four equal annual installments commencing 2/25/2012
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(
8)
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The option vested and became exercisable in four equal annual installments commencing 2/22/2013
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(
9)
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Exercisable in four equal annual installments commencing 03/04/2014
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(
10)
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Exercisable in four equal annual installments commencing 03/03/2015
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(
11)
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Exercisable in four equal annual installments commencing 02/24/2016
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(
12)
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Exercisable in four equal annual installments commencing 03/10/2017
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(
13)
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Held in a trust for which reporting person is trustee and beneficiary
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Meden Scott A
C/O NORDSTROM, INC.
1617 SIXTH AVENUE
SEATTLE, WA 98101
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Executive Vice President
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Signatures
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/s/ Paula McGee, Attorney-in-Fact for Scott A. Meden
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8/23/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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