Initial Statement of Beneficial Ownership (3)
07 Febbraio 2020 - 10:36PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Maher Michael W |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/31/2020
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3. Issuer Name and Ticker or Trading Symbol
NORDSTROM INC [JWN]
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(Last)
(First)
(Middle)
C/O NORDSTROM, INC., 1617 SIXTH AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
SEATTLE, WA 98101
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 24423 (1) | D | |
Common Stock | 0.1493 | I | By 401(k) Plan, per statement dated 2/04/2020. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (2) | 2/22/2022 | Common Stock | 1470.0 | $49.15 | D | |
Employee Stock Option (right to buy) | (3) | 3/4/2023 | Common Stock | 3250.0 | $50.26 | D | |
Employee Stock Option (right to buy) | (4) | 3/3/2024 | Common Stock | 2270.0 | $57.16 | D | |
Employee Stock Option (right to buy) | (5) | 2/24/2025 | Common Stock | 2360.0 | $75.23 | D | |
Employee Stock Option (right to buy) | (6) | 2/28/2026 | Common Stock | 3615.0 | $51.32 | D | |
Explanation of Responses: |
(1) | Represents Restricted Stock Units vesting in annual installments in accordance with the terms of the Company's equity incentive plans. |
(2) | Fully Vested |
(3) | Fully Vested |
(4) | Fully Vested |
(5) | Fully Vested |
(6) | Vesting in four equal annual installments commencing 3/10/2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Maher Michael W C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE, WA 98101 |
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| Chief Accounting Officer |
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Signatures
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Kaj Trapp, Attorney-in-Fact for Michael W. Maher | | 2/7/2020 |
**Signature of Reporting Person | Date |
Grafico Azioni Nordstrom (NYSE:JWN)
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Da Giu 2024 a Lug 2024
Grafico Azioni Nordstrom (NYSE:JWN)
Storico
Da Lug 2023 a Lug 2024