Amended Statement of Ownership (sc 13g/a)
10 Febbraio 2023 - 7:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange
Act of 1934
(Amendment No. 26)*
NORDSTROM, INC.
(Name of Issuer)
COMMON STOCK, NO PAR
VALUE
(Title of Class of Securities)
655664100
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the
remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
Persons
who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid
OMB control number.
CUSIP
No. 655664100 |
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1. |
Names
of Reporting Persons. BRUCE A. NORDSTROM |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
¨ |
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(b) |
¨ |
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3. |
SEC Use Only |
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4. |
Citizenship or Place of Organization
USA |
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole Voting Power
24,236,227 |
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6. |
Shared Voting Power
1,005,196** |
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7. |
Sole Dispositive Power
24,236,227 |
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8. |
Shared Dispositive Power
1,005,196**
**See response to Item 4 |
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
25,241,423 |
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
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11. |
Percent of Class Represented by Amount in Row (9)
15.8%(1)
(1)
Based on 160,081,323 shares outstanding as of November 25, 2022, as reported on Form
10-Q filed December 12, 2022, for the quarterly period ended October 29, 2022. |
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12. |
Type of Reporting Person (See Instructions)
IN |
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Item 1.
NORDSTROM, INC.
| (b) | Address of Issuer’s Principal Executive Offices |
1617 SIXTH AVENUE, SEATTLE, WA 98101
Item 2.
BRUCE A. NORDSTROM
| (b) | Address of Principal Business Office or, if none, Residence |
1617 SIXTH AVENUE, SEATTLE, WA 98101
USA
| (d) | Title of Class of Securities |
COMMON STOCK
655664100
Item 3. If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
| (a) |
¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o). |
| (b) |
¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
| (c) |
¨ | Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c). |
| (d) |
¨ | Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8). |
| (e) |
¨ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) |
¨ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) |
¨ | A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| (h) |
¨ | A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
| (i) |
¨ | A church plan that is excluded from
the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) |
¨ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
If filing as a non-U.S. institution in accordance
with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: NOT APPLICABLE
Item 4. Ownership.
Provide the
following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount beneficially owned: |
25,241,423
15.8%
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote |
24,236,227
| (ii) | Shared power to vote or to direct the vote |
1,005,196**
| (iii) | Sole power to dispose or to direct the disposition of |
24,236,227
| (iv) | Shared power to dispose or to direct the disposition of |
1,005,196**
**Includes (i) an aggregate of 743,420 shares of common
stock held by one trust for which the Reporting Person acts as co-trustee and whose primary beneficiary is his niece (the “Trust”),
and (ii) 261,776 shares of common stock owned by the Reporting Person’s spouse. Although the Reporting Person is a contingent remainderman
with respect to the Trust, the Reporting Person expressly disclaims beneficial ownership of the securities held in the Trust and the securities
held by the Reporting Person’s spouse, and the filing of this Schedule 13G shall not be construed as an admission that the Reporting
Person is the beneficial owner of such securities.
Item 5. Ownership of Five Percent or Less of a Class
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following ¨.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
NOT APPLICABLE
Item 7. Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
NOT APPLICABLE
Item 8. Identification and Classification of Members
of the Group
NOT APPLICABLE
Item 9. Notice of Dissolution of Group
NOT APPLICABLE
Item 10. Certification
NOT APPLICABLE
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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2/10/2023 |
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Date |
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/s/ BRUCE A. NORDSTROM |
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Signature |
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BRUCE A. NORDSTROM |
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Name/Title |
The original
statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7
for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)
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