FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

COLE KENNETH D
2. Issuer Name and Ticker or Trading Symbol

COLE KENNETH PRODUCTIONS INC [ KCP ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman/Chief Creative Direc.
(Last)          (First)          (Middle)

3. Date of Earliest Transaction (MM/DD/YYYY)

9/25/2012
(Street)

 
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   9/25/2012     D (10)    353653   D $0   0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Convertible Common Stock   $0   9/25/2012     D   (10)       6424792      (1)   (2) Class A Common Stock   6424792   $0   0   D    
Class B Convertible Common Stock   $0   9/25/2012     D   (10)       187500      (1)   (2) Class A Common Stock   187500   $0   0   I   By Limited Partnership   (3)
Option to Buy   $22.75   9/25/2012     D   (9)       100000      (4) 2/27/2013   Class A Common Stock   100000   $0   0   D    
Option to Buy   $23.85   9/25/2012     D   (9)       150000      (5) 2/5/2013   Class A Common Stock   150000   $0   0   D    
Option to Buy   $32.09   9/25/2012     D   (9)       250000      (6) 8/4/2014   Class A Common Stock   250000   $0   0   D    
Option to Buy   $14.84   9/25/2012     D   (9)       300000      (7) 5/29/2018   Class A Common Stock   300000   $0   0   D    
Option to Buy   $5.36   9/25/2012     D   (9)       196426    3/11/2009   3/11/2019   Class A Common Stock   196426   $0   0   D    
Option to Buy   $11.8   9/25/2012     D   (9)       150000      (8) 5/27/2020   Class A Common Shares   150000   $0   0   D    

Explanation of Responses:
( 1)  There is no fixed exercise date for the Class B Convertible Stock.
( 2)  There is no fixed expiration date for Class B Convertible Stock.
( 3)  The Reporting Person may be deemed to beneficially own 187,500 shares of Class B Convertible Stock held by KMC Partners L.P., of which KMC Partners LLC is the general partner, of which the Reporting Person is the managing member. These shares cancelled pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc.
( 4)  The options vested in annual installments beginning February 27, 2004.
( 5)  The options vested in annual installments beginning February 5, 2004.
( 6)  The options vested in annual installments beginning August 2, 2005.
( 7)  The options vested in annual installments beginning May 29, 2009.
( 8)  The options were to vest in annual installments beginning May 27, 2011.
( 9)  Disposed of pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc. All options, whether unvested or vested, were cancelled as of September 25, 2012, the closing date of the merger.
( 10)  Shares cancelled pursuant to the Merger Agreement, by and between issuer, Kenneth Cole Productions, Inc., and KCP Holdco, Inc.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
COLE KENNETH D

 
X X Chairman/Chief Creative Direc.

Signatures
Kenneth Cole 9/28/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Grafico Azioni Kenneth Cole Prod In (NYSE:KCP)
Storico
Da Mag 2024 a Giu 2024 Clicca qui per i Grafici di Kenneth Cole Prod In
Grafico Azioni Kenneth Cole Prod In (NYSE:KCP)
Storico
Da Giu 2023 a Giu 2024 Clicca qui per i Grafici di Kenneth Cole Prod In