UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION
OF LATE FILING
001-40382
Commission File Number
|
|
|
(Check One):
|
|
☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q and
☐ Form 10-D ☐ Form
N-SAR ☐ Form N-CSR
|
|
|
|
|
For Period Ended: September 30, 2021
|
|
|
|
|
☐ Transition Report on Form 10-K
|
|
|
|
|
☐ Transition Report on Form 20-F
|
|
|
|
|
☐ Transition Report on Form 11-K
|
|
|
|
|
☐ Transition Report on Form 10-Q
|
|
|
☐ Transition Report on Form N-SAR
|
|
|
|
|
For the Transition Period Ended: N/A
|
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A
PART IREGISTRANT
INFORMATION
Full Name of Registrant:
Angel Pond Holdings Corporation
Former Name if Applicable:
n/a
Address of Principal
Executive Office (Street and Number):
950 Third Avenue, 25th Floor
City, State and Zip Code:
New York, New York 10022
PART IIRULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
|
|
|
|
|
☒
|
|
(a)
|
|
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
|
|
|
|
☒
|
|
(b)
|
|
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date;
and
|
|
|
|
☒
|
|
(c)
|
|
The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
|
PART IIINARRATIVE
State below in
reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Angel Pond Holdings Corporation (the Company) has determined that it is unable, without unreasonable effort or expense, to file its
Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2021 (the Q3 2021 Form 10-Q) by the prescribed due date for the reasons
described below.
As disclosed in Item 4.02 of the current report on Form 8-K filed by the Company today, on
November 15, 2021, the Companys management determined that its Class A ordinary shares should have been classified as temporary, rather than permanent equity and that it will be therefore required to restate the previously issued
financial statements as of and for the periods ended May 20, 2021 and June 30, 2021 included in the Companys current reports on Form 8-K and quarterly report on Form 10-Q filed with the SEC on May 26, 2021 and August 6, 2021.
Given the scope of the process for restating the
appropriate financials, the Company was unable to complete and file the Q3 2021 Form 10-Q by the required due date of November 15, 2021 without unreasonable effort and expense. The Company will file the
Q3 2021 Form 10-Q as soon as reasonably possible.
PART IVOTHER INFORMATION
|
|
|
|
|
|
|
|
|
|
|
|
|
(1)
|
|
|
|
Name and telephone number of person to contact in regard to this notification
|
|
|
|
|
|
|
|
|
|
|
|
Theodore Wang
|
|
|
|
(212)
|
|
|
|
878-3702
|
|
|
|
|
(Name)
|
|
|
|
(Area Code)
|
|
|
|
(Telephone Number)
|
|
|
|
(2)
|
|
|
|
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No
|
|
|
|
|
|
|
|
|
|
|
|
(3)
|
|
|
|
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or
portion thereof? ☐ Yes ☒ No
|
|
|
|
|
|
|
|
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
|
Disclosures About Forward-Looking Statements
Certain statements included in this Current Report on Form 12b-25, which are not historical facts, are forward-looking
statements. Such forward-looking statements speak only as of the date of this Current Report. These forward-looking statements can be identified by the use of forward-looking terminology, including the words may, will, or
should, or, in each case, their negative or other variations or comparable terminology. There can be no assurance that actual results will not materially differ from expectations. Such statements include, but are not limited to, any
statements relating to our ability to consummate any acquisition or other business combination and any other statements that are not statements of current or historical facts. These statements are based on managements current expectations, but
actual results may differ materially due to various factors, including, but not limited to, a variety of risk factors affecting the Companys business and prospects disclosed in the Companys annual, quarterly reports and subsequent
reports filed with the SEC, as amended from time to time. The forward-looking statements contained in this Current Report are based on our current expectations and beliefs concerning future developments and their potential effects on us. Future
developments affecting us may not be those that we have anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond our control) and other assumptions that may cause actual results or performance
to be materially different from those expressed or implied by these forward-looking statements. These risks and uncertainties include, but are not limited to, those factors described under the heading Risk Factors in the Companys
annual, quarterly reports and subsequent reports filed with the SEC, as amended from time to time. Should one or more of these risks or uncertainties materialize, or should any of our assumptions prove incorrect, actual results may vary in material
respects from those projected in these forward-looking statements. We undertake no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as may be required under
applicable securities laws. These risks and others described under Risk Factors in the Companys annual, quarterly reports and subsequent reports filed with the SEC, as amended from time to time may not be exhaustive.
Angel Pond Holdings Corporation
(Name of Registrant as specified in charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
Date: November 15, 2021
|
|
|
|
By:
|
|
/s/ Theodore Wang
|
|
|
|
|
|
|
Name: Theodore Wang
|
|
|
|
|
|
|
Title: Chief Executive Officer
|