- Statement of Changes in Beneficial Ownership (4)
16 Marzo 2010 - 10:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
STEERS ROBERT HAMILTON
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2. Issuer Name
and
Ticker or Trading Symbol
COHEN & STEERS REIT & UTILITY INCOME FUND INC
[
RTU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Co-Chairman
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(Last)
(First)
(Middle)
280 PARK AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/13/2010
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(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.001 per share
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1/13/2010
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J
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522.3978
(1)
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A
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$0
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58497.5884
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D
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Common Stock, par value $0.001 per share
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1/13/2010
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J
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55.3316
(2)
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A
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$0
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3338.3236
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I
(3)
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by children
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Common Stock, par value $0.001 per share
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1/13/2010
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J
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27.6649
(4)
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A
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$0
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1794.1602
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I
(5)
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by spouse
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Common Stock, par value $0.001 per share
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3/12/2010
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D
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58497.5884
(6)
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D
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$0
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0
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D
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Common Stock, par value $0.001 per share
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3/12/2010
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D
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3338.3236
(7)
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D
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$0
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0
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I
(8)
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by children
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Common Stock, par value $0.001 per share
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3/12/2010
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D
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1794.1602
(9)
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D
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$0
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0
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I
(10)
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by spouse
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Shares were acquired through dividend reinvestments at fair market value on January 13, 2010.
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(
2)
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Shares were acquired through dividend reinvestments at fair market value on January 13, 2010.
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(
3)
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The reporting person disclaims beneficial ownership of the securities in the childrens' accounts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
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(
4)
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Shares were acquired through dividend reinvestments at fair market value on January 13, 2010.
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(
5)
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The reporting person disclaims beneficial ownership of the securities in spouse's account, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
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(
6)
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Disposed of pursuant to merger agreement between the issuer and Cohen & Steers Infrastructure Fund, Inc. (UTF) in exchange for 42,969.9885 shares of UTF common stock having a market value of $15.39 per share on the effective date of the merger
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(
7)
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Disposed of pursuant to merger agreement between the issuer and Cohen & Steers Infrastructure Fund, Inc. (UTF) in exchange for 2,452.199 shares of UTF common stock having a market value of $15.39 per share on the effective date of the merger.
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(
8)
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The reporting person disclaims beneficial ownership of the securities in the childrens' accounts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
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(
9)
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Disposed of pursuant to merger agreement between the issuer and Cohen & Steers Infrastructure Fund, Inc. (UTF) in exchange for 1317.9183 shares of UTF common stock having a market value of $15.39 per share on the effective date of the merger.
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(
10)
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The reporting person disclaims beneficial ownership of the securities in spouse's account, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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STEERS ROBERT HAMILTON
280 PARK AVENUE
NEW YORK, NY 10017
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X
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Co-Chairman
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Signatures
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Tina M. Payne, Attorney-in-Fact
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3/16/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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